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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Mar-21 5:46 PM View:  | Evolving Systems Inc. (EVOL) | 23-Mar-21 | Market Sale | 12,000 | $3.50 | $42,000.00 | (13%) 94.92K to 82.92K | (7%) |
| 23-Mar-21 5:46 PM View: | Evolving Systems Inc. (EVOL) | 22-Mar-21 | Market Sale | 19,000 | $3.82 | $72,670.00 | (17%) 113.92K to 94.92K | 2% |
| 22-Mar-21 5:31 PM View: | Evolving Systems Inc. (EVOL) | 19-Mar-21 | Market Sale | 9,000 | $3.77 | $33,930.00 | (7%) 122.92K to 113.92K | (5%) |
| 22-Mar-21 5:31 PM View: | Evolving Systems Inc. (EVOL) | 18-Mar-21 | Market Sale | 91,000 | $3.94 | $358,230.00 | (43%) 213.92K to 122.92K | (< 1%) |
| 16-Jun-17 4:22 PM View: | Evolving Systems Inc. (EVOL) | 14-Jun-17 | Grant | 10,000 | $0.00 | $10.00 | 5% 203.92K to 213.92K | |
| 14-Apr-17 4:07 PM View: | Evolving Systems Inc. (EVOL) | 13-Apr-17 | Gift | 1,425 | -- | -- | (< 1%) 205.34K to 203.92K | |
| 14-Mar-17 4:13 PM View: | Evolving Systems Inc. (EVOL) | 10-Mar-17 | Grant | 20,000 | $0.00 | $20.00 | 11% 185.34K to 205.34K | |
| 30-Aug-16 3:26 PM View: | Evolving Systems Inc. (EVOL) | 29-Aug-16 | Market Purchase | 30,000 | $4.00 | $120,000.00 | 19% 155.34K to 185.34K | 2% |
| 04-Apr-16 4:11 PM View: | Evolving Systems Inc. (EVOL) | 31-Mar-16 | Gift | 3,100 | -- | -- | (2%) 158.44K to 155.34K | |
| 04-Sep-15 4:04 PM View: | Evolving Systems Inc. (EVOL) | 02-Sep-15 | Gift | 3,300 | -- | -- | (2%) 161.75K to 158.44K | |
| 21-Apr-15 5:11 PM View: | Evolving Systems Inc. (EVOL) | 17-Apr-15 | Gift | 2,700 | -- | -- | (2%) 164.44K to 161.75K | |
| 09-May-14 1:36 PM View: | Evolving Systems Inc. (EVOL) | 08-May-14 | Gift | 3,000 | -- | -- | (2%) 167.44K to 164.44K | |
| 09-May-14 1:36 PM View: | Evolving Systems Inc. (EVOL) | 08-May-14 | Option Exercise | 3,000 | $4.98 | $14,943.00 | 2% 164.44K to 167.44K | |
| 02-Jan-13 4:17 PM View: | Evolving Systems Inc. (EVOL) | 28-Dec-12 | Grant | 3,500 | $0.00 | $3.50 | 2% 160.94K to 164.44K | |
| 07-Dec-12 4:40 PM View: | Evolving Systems Inc. (EVOL) | 05-Dec-12 | Gift | 4,000 | -- | -- | (2%) 164.94K to 160.94K | |
| 30-Nov-12 4:05 PM View: | Evolving Systems Inc. (EVOL) | 28-Nov-12 | Option Exercise | 11,025 | $3.96 | $43,615.20 | 7% 161.61K to 172.63K | |
| 30-Nov-12 4:05 PM View: | Evolving Systems Inc. (EVOL) | 28-Nov-12 | Market Option Sale | 7,688 | $6.51 | $50,048.90 | (4%) 172.63K to 164.94K | 23% |
| 01-Oct-12 4:31 PM View: | Franklin Wireless Corp. (FKWL) | 27-Sep-12 | Market Sale | 456,005 | $1.84 | $839,049.00 | (100%) 456.0K to 0 | (37%) |
| 12-Sep-12 4:25 PM View: | Evolving Systems Inc. (EVOL) | 10-Sep-12 | Gift | 820 | -- | -- | (< 1%) 162.43K to 161.61K | |
| 07-Sep-12 5:38 PM View: | Evolving Systems Inc. (EVOL) | 06-Sep-12 | Gift | 1,635 | -- | -- | (< 1%) 164.06K to 162.43K | |
| 23-Aug-12 4:12 PM View: | Evolving Systems Inc. (EVOL) | 23-Aug-12 | Gift | 9,857 | -- | -- | (6%) 173.92K to 164.06K | |
| 20-Aug-12 4:20 PM View: | Evolving Systems Inc. (EVOL) | 16-Aug-12 | Option Exercise | 20,000 | $0.81 | $16,300.00 | 6% 322.84K to 342.84K | |
| 17-Nov-11 3:30 PM View: | Franklin Wireless Corp. (FKWL) | 15-Nov-11 | Market Purchase | 50,000 | $1.42 | $71,000.00 | 12% 406.0K to 456.0K | 78% |
| 15-Jun-11 5:41 PM View: | Evolving Systems Inc. (EVOL) | 14-Jun-11 | Market Purchase | 30 | $6.80 | $204.00 | < 1% 153.89K to 153.92K | 35% |
| 31-May-11 6:37 PM View: | Evolving Systems Inc. (EVOL) | 27-May-11 | Market Purchase | 15,000 | $7.00 | $105,000.00 | 11% 138.89K to 153.89K | 32% |
| 07-Jan-11 4:34 PM View: | Evolving Systems Inc. (EVOL) | 05-Jan-11 | Grant | 2,500 | $0.00 | $2.50 | 2% 136.39K to 138.89K | |
| 11-Jan-10 4:47 PM View: | Evolving Systems Inc. (EVOL) | 07-Jan-10 | Grant | 2,500 | $0.00 | $2.50 | 2% 133.89K to 136.39K | |
| 10-Jun-09 5:17 PM View: | Evolving Systems Inc. (EVOL) | 09-Jun-09 | Market Purchase | 12,780 | $2.27 | $29,070.80 | 5% 255.0K to 267.78K | 309% |
| 24-Dec-08 4:19 PM View: | Evolving Systems Inc. (EVOL) | 23-Dec-08 | Grant | 5,000 | $0.00 | $5.00 | 2% 250.0K to 255.0K | 77900% |
| 26-Mar-08 4:48 PM View: | NexCen Brands, Inc. (NEXC) | 26-Mar-08 | Purchase | 10,000 | $3.49 | $34,950.00 | < 1% 2.12M to 2.13M | (85%) |
| 25-Mar-08 5:08 PM View: | NexCen Brands, Inc. (NEXC) | 25-Mar-08 | Market Purchase | 20,000 | $3.34 | $66,763.00 | < 1% 2.1M to 2.12M | (10%) |
| 05-Dec-07 10:44 AM View: | NexCen Brands, Inc. (NEXC) | 03-Dec-07 | Exercise (in-the money or at-the-money) | 500,000 | $1.60 | $800,000.00 | 31% 1.6M to 2.1M | |
| 14-Sep-07 4:45 PM View: | NexCen Brands, Inc. (NEXC) | 12-Sep-07 | Option Exercise | 100,000 | $2.95 | $295,000.00 | 7% 1.5M to 1.6M | |
| 14-Sep-07 4:45 PM View: | NexCen Brands, Inc. (NEXC) | 15-Aug-07 | Exercise (in-the money or at-the-money) | 157,500 | $4.00 | $630,000.00 | 12% 1.34M to 1.5M | |
| 07-Jun-07 3:58 PM View: | NexCen Brands, Inc. (NEXC) | 05-Jun-07 | Market Sale | 21,589 | $12.89 | $278,201.00 | (100%) 21.59K to 0 | 96% |
| 05-Jun-07 4:08 PM View: | NexCen Brands, Inc. (NEXC) | 04-Jun-07 | Market Sale | 26,300 | $13.01 | $342,200.00 | (55%) 47.89K to 21.59K | 96% |
| 05-Jun-07 4:08 PM View: | NexCen Brands, Inc. (NEXC) | 01-Jun-07 | Market Sale | 116,894 | $13.01 | $1,521,110.00 | (71%) 164.78K to 47.89K | 96% |
| 25-Apr-07 4:48 PM View: | NexCen Brands, Inc. (NEXC) | 23-Apr-07 | Sale | 31,306 | $13.02 | $407,762.00 | (14%) 216.99K to 185.68K | 96% |
| 23-Apr-07 5:52 PM View: | NexCen Brands, Inc. (NEXC) | 20-Apr-07 | Market Sale | 46,100 | $12.97 | $597,767.00 | (18%) 263.09K to 216.99K | 96% |
| 25-Apr-07 9:12 AM View: | NexCen Brands, Inc. (NEXC) | 20-Apr-07 | Market Sale Duplicate | 46,100 | $12.97 | $597,767.00 | (18%) 263.09K to 216.99K | 96% |
| 23-Apr-07 5:52 PM View: | NexCen Brands, Inc. (NEXC) | 19-Apr-07 | Market Sale | 14,185 | $12.76 | $181,069.00 | (5%) 277.27K to 263.09K | 96% |
| 23-Apr-07 5:56 PM View: | NexCen Brands, Inc. (NEXC) | 19-Apr-07 | Market Sale | 235,752 | $12.90 | $3,042,150.00 | (46%) 513.03K to 277.27K | 96% |
| 25-Apr-07 9:12 AM View: | NexCen Brands, Inc. (NEXC) | 19-Apr-07 | Market Sale Duplicate | 14,185 | $12.76 | $181,069.00 | (5%) 277.27K to 263.09K | 96% |
| 19-Apr-07 4:03 PM View: | NexCen Brands, Inc. (NEXC) | 18-Apr-07 | Market Sale | 19,186 | $12.82 | $245,956.00 | (4%) 532.6K to 513.41K | 96% |
| 19-Apr-07 4:03 PM View: | NexCen Brands, Inc. (NEXC) | 17-Apr-07 | Market Sale | 109,600 | $12.90 | $1,413,480.00 | (17%) 642.2K to 532.6K | 96% |
| 18-Apr-07 2:05 PM View: | NexCen Brands, Inc. (NEXC) | 16-Apr-07 | Market Sale | 100,000 | $12.72 | $1,271,910.00 | (13%) 742.2K to 642.2K | 96% |
| 13-Apr-07 4:30 PM View: | NexCen Brands, Inc. (NEXC) | 11-Apr-07 | Market Sale | 120,000 | $12.33 | $1,479,500.00 | (14%) 862.2K to 742.2K | 96% |
| 11-Apr-07 4:37 PM View: | NexCen Brands, Inc. (NEXC) | 10-Apr-07 | Market Sale | 30,000 | $11.76 | $352,709.00 | (3%) 892.2K to 862.2K | 95% |
| 11-Apr-07 4:37 PM View: | NexCen Brands, Inc. (NEXC) | 09-Apr-07 | Market Sale | 22,500 | $11.66 | $262,245.00 | (2%) 914.7K to 892.2K | 95% |
| 09-Apr-07 5:39 PM View: | NexCen Brands, Inc. (NEXC) | 05-Apr-07 | Market Sale | 120,000 | $11.33 | $1,359,750.00 | (12%) 1.03M to 914.7K | 95% |