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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-May-12 1:39 PM View:  | Legg Mason Inc. (LM) | 16-May-12 | Grant | 47,218 | -- | -- | 25% 186.83K to 234.04K | |
| 02-May-12 1:25 PM View: | Legg Mason Inc. (LM) | 30-Apr-12 | Payment of Exercise | 12,055 | $26.14 | $315,118.00 | (6%) 198.88K to 186.83K | (18%) |
| 18-May-11 2:09 PM View: | Legg Mason Inc. (LM) | 16-May-11 | Grant | 41,189 | -- | -- | 25% 162.09K to 203.28K | |
| 03-Aug-11 4:13 PM View: | Legg Mason Inc. (LM) | 22-Dec-10 | Gift | 4,402 | -- | -- | (2%) 196.28K to 191.88K | |
| 01-Jul-10 9:28 AM View: | Legg Mason Inc. (LM) | 29-Jun-10 | Payment of Exercise | 18,726 | $29.51 | $552,604.00 | (10%) 180.82K to 162.09K | (6%) |
| 01-Jul-10 9:28 AM View: | Legg Mason Inc. (LM) | 29-Jun-10 | Option Exercise | 21,001 | $26.31 | $552,536.00 | 13% 159.82K to 180.82K | |
| 19-May-10 5:15 PM View: | Legg Mason Inc. (LM) | 17-May-10 | Grant | 56,391 | -- | -- | 55% 103.43K to 159.82K | |
| 24-Dec-09 12:12 PM View: | Legg Mason Inc. (LM) | 23-Dec-09 | Gift | 5,011 | -- | -- | (5%) 108.44K to 103.43K | |
| 20-May-09 2:00 PM View: | Legg Mason Inc. (LM) | 18-May-09 | Grant | 20,965 | -- | -- | 24% 87.47K to 108.44K | |
| 23-Jul-08 3:28 PM View: | Legg Mason Inc. (LM) | 21-Jul-08 | Grant | 20,000 | -- | -- | 30% 67.47K to 87.47K | |
| 03-Jun-08 5:09 PM View: | Legg Mason Inc. (LM) | 30-May-08 | Payment of Exercise | 24,520 | $54.93 | $1,346,880.00 | (27%) 91.99K to 67.47K | 57% |
| 03-Jun-08 5:09 PM View: | Legg Mason Inc. (LM) | 30-May-08 | Option Exercise | 37,500 | $35.27 | $1,322,620.00 | 69% 54.49K to 91.99K | 50% |
| 16-May-08 4:41 PM View: | Legg Mason Inc. (LM) | 16-May-08 | Grant | 14,673 | -- | -- | 37% 39.82K to 54.49K | |
| 01-Feb-08 5:40 PM View: | Legg Mason Inc. (LM) | 01-Feb-08 | Market Purchase | 13,590 | $73.85 | $1,003,620.00 | 52% 26.23K to 39.82K | (68%) |
| 16-May-07 2:47 PM View: | Legg Mason Inc. (LM) | 16-May-07 | Grant | 5,821 | -- | -- | 29% 20.41K to 26.23K | |
| 20-Dec-06 11:09 AM View: | Legg Mason Inc. (LM) | 19-Dec-06 | Gift | 500 | -- | -- | (2%) 20.91K to 20.41K | |
| 20-Dec-06 11:09 AM View: | Legg Mason Inc. (LM) | 14-Dec-06 | Gift | 1,500 | -- | -- | (7%) 22.41K to 20.91K | |
| 17-May-06 11:18 AM View: | Legg Mason Inc. (LM) | 16-May-06 | Grant | 4,728 | -- | -- | 27% 17.68K to 22.41K | |
| 18-May-05 9:58 AM View: | Legg Mason Inc. (LM) | 16-May-05 | Grant | 3,609 | -- | -- | 26% 14.07K to 17.68K | |
| 14-May-04 10:00 PM View: | Legg Mason Inc. (LM) | 14-May-04 | Grant | 2,151 | -- | -- | 30% 7.23K to 9.38K | |
| 20-Aug-03 10:00 PM View: | Royce Focus Trust, Inc. (FUND) | 20-Aug-03 | Market Purchase | 2,000 | $7.39 | $14,774.20 | 100% 0 to 2.0K | 131% |
| 08-Aug-03 10:00 PM View: | Royce Value Trust Inc. (RVT) | 08-Aug-03 | Market Purchase | 1,000 | $15.19 | $15,190.00 | 100% 0 to 1.0K | (5%) |