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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-May-20 7:12 PM View:  | Delcath Systems Inc. (DCTH) | 08-May-20 | Conversion | 9,300 | -- | -- | 103333% 9 to 9.31K | |
| 23-Oct-18 4:19 PM View: | Delcath Systems Inc. (DCTH) | 28-Sep-18 | Market Purchase | 4,900 | $1.75 | $8,575.00 | 490% 1.0K to 5.9K | (100%) |
| 02-Aug-18 9:25 PM View: | Delcath Systems Inc. (DCTH) | 01-Aug-18 | Market Purchase | 1,000 | $2.47 | $2,466.09 | 100000% 1 to 1.0K | (100%) |
| 28-Jul-15 5:05 PM View: | Delcath Systems Inc. (DCTH) | 27-Jul-15 | Market Purchase | 20,000 | $0.54 | $10,740.00 | 25% 79.14K to 99.14K | (93%) |
| 15-Jun-15 4:57 PM View: | Delcath Systems Inc. (DCTH) | 10-Jun-15 | Grant | 57,500 | -- | -- | 266% 21.64K to 79.14K | |
| 09-Jul-14 6:39 PM View: | Delcath Systems Inc. (DCTH) | 07-Jul-14 | Grant | 9,616 | -- | -- | 80% 12.03K to 21.64K | |
| 25-Jun-14 8:39 PM View: | Chelsea Therapeutics Intern... (CHTP) | 23-Jun-14 | Disposition (change in control) | 40,000 | -- | -- | (100%) 40.0K to 0 | |
| 07-Jun-13 4:36 PM View: | Delcath Systems Inc. (DCTH) | 05-Jun-13 | Grant | 33,000 | -- | -- | 39% 84.53K to 117.53K | |
| 19-Jun-12 5:04 PM View: | Delcath Systems Inc. (DCTH) | 15-Jun-12 | Grant | 32,680 | -- | -- | 63% 51.85K to 84.53K | |
| 27-Jan-12 5:42 PM View: | Chelsea Therapeutics Intern... (CHTP) | 30-Dec-11 | Gift | 12,000 | -- | -- | (23%) 52.0K to 40.0K | |
| 31-May-11 2:33 PM View: | Delcath Systems Inc. (DCTH) | 26-May-11 | Grant | 8,347 | -- | -- | 19% 43.51K to 51.85K | |
| 17-Dec-10 5:06 PM View: | Delcath Systems Inc. (DCTH) | 01-Dec-10 | Grant | 3,022 | -- | -- | 7% 40.48K to 43.51K | |
| 14-Dec-09 3:58 PM View: | Delcath Systems Inc. (DCTH) | 10-Dec-09 | Grant | 5,485 | -- | -- | 16% 35.0K to 40.48K | |
| 20-Nov-09 10:19 AM View: | Delcath Systems Inc. (DCTH) | 18-Nov-09 | Private Purchase | 25,000 | $3.60 | $90,000.00 | 250% 10.0K to 35.0K | |
| 26-Aug-09 2:52 PM View: | Delcath Systems Inc. (DCTH) | 24-Aug-09 | Market Purchase | 10,000 | $3.06 | $30,590.00 | 100% 0 to 10.0K | (100%) |
| 10-Mar-09 4:43 PM View: | Chelsea Therapeutics Intern... (CHTP) | 09-Mar-09 | Market Purchase | 22,000 | $1.50 | $33,000.00 | 73% 30.0K to 52.0K | 223% |
| 26-Sep-08 2:09 PM View: | Chelsea Therapeutics Intern... (CHTP) | 25-Sep-08 | Market Purchase | 10,000 | $3.25 | $32,459.00 | 50% 20.0K to 30.0K | 49% |
| 10-Sep-08 4:20 PM View: | Chelsea Therapeutics Intern... (CHTP) | 08-Sep-08 | Market Purchase | 5,000 | $4.86 | $24,300.00 | 33% 15.0K to 20.0K | (< 1%) |
| 09-Sep-08 4:07 PM View: | Chelsea Therapeutics Intern... (CHTP) | 05-Sep-08 | Market Purchase | 5,000 | $4.63 | $23,161.50 | 50% 10.0K to 15.0K | 5% |
| 04-Jun-08 10:38 AM View: | Chelsea Therapeutics Intern... (CHTP) | 02-Jun-08 | Market Purchase | 5,000 | $5.47 | $27,347.20 | 100% 5.0K to 10.0K | (11%) |
| 02-Jun-08 4:22 PM View: | Chelsea Therapeutics Intern... (CHTP) | 30-May-08 | Market Purchase | 5,000 | $5.41 | $27,067.80 | 100% 0 to 5.0K | (10%) |
| 22-Apr-08 5:53 PM View: | Cortex Pharmaceuticals Inc. (CORX) | 22-Apr-08 | Market Purchase | 20,000 | $0.75 | $15,000.00 | 25% 80.0K to 100.0K | (100%) |
| 25-Jan-08 4:37 PM View: | Cortex Pharmaceuticals Inc. (CORX) | 25-Jan-08 | Market Purchase | 10,000 | $0.58 | $5,800.00 | 14% 70.0K to 80.0K | (100%) |
| 24-Jan-08 5:53 PM View: | Cortex Pharmaceuticals Inc. (CORX) | 24-Jan-08 | Market Purchase | 10,000 | $0.57 | $5,700.00 | 17% 60.0K to 70.0K | (100%) |
| 12-Dec-07 5:56 PM View: | Cortex Pharmaceuticals Inc. (CORX) | 12-Dec-07 | Market Purchase | 10,000 | $0.65 | $6,500.00 | 20% 50.0K to 60.0K | (100%) |
| 21-Nov-07 6:36 PM View: | Cortex Pharmaceuticals Inc. (CORX) | 21-Nov-07 | Market Purchase | 10,000 | $0.51 | $5,100.00 | 25% 40.0K to 50.0K | (100%) |
| 16-Nov-07 6:56 PM View: | Cortex Pharmaceuticals Inc. (CORX) | 16-Nov-07 | Market Purchase | 10,000 | $0.50 | $5,000.00 | 33% 30.0K to 40.0K | (100%) |
| 15-Mar-05 4:28 PM View: | Cortex Pharmaceuticals Inc. (CORX) | 14-Mar-05 | Market Purchase | 5,000 | $2.47 | $12,345.00 | 20% 25.0K to 30.0K | (100%) |