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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Sep-04 4:58 PM View:  | Charter One Financial Inc (CF) | 01-Sep-04 | Disposition | 15,125 | $30.26 | $457,641.00 | 23% 65.64K to 80.77K | |
| 01-Sep-04 4:58 PM View: | Charter One Financial Inc (CF) | 01-Sep-04 | Disposition | 15,125 | $14.24 | $215,380.00 | (19%) 80.77K to 65.64K | |
| 01-Sep-04 4:58 PM View: | Charter One Financial Inc (CF) | 01-Sep-04 | Disposition (change in control) | 60,765 | $44.50 | $2,704,040.00 | (93%) 65.64K to 4.88K | |
| 01-Sep-04 4:58 PM View: | Charter One Financial Inc (CF) | 01-Sep-04 | Disposition (change in control) | 4,877 | $44.50 | $217,026.00 | (100%) 4.88K to 0 | |
| 03-Aug-04 10:00 PM View: | Charter One Financial Inc (CF) | 02-Aug-04 | Option Exercise | 52,647 | $21.37 | $1,125,160.00 | 405% 12.99K to 65.64K | |
| 05-Feb-04 10:00 PM View: | Charter One Financial Inc (CF) | 05-Feb-04 | Option Exercise | 1,220 | $6.72 | $8,198.40 | 10% 11.78K to 12.99K | |
| 17-Feb-04 10:00 PM View: | Hudson Valley Holding Corp. (HVB) | 17-Dec-03 | Acquisition (other) | 2,288 | -- | -- | 7% 35.17K to 37.45K | |
| 17-Feb-04 10:00 PM View: | Hudson Valley Holding Corp. (HVB) | 17-Dec-03 | Acquisition (other) | 1,228 | -- | -- | 3% 37.45K to 38.68K | |
| 12-Aug-03 10:00 PM View: | Hudson Valley Holding Corp. (HVB) | 08-Aug-03 | Grant | 616 | $36.50 | $22,484.00 | 2% 34.55K to 35.17K |