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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Dec-17 1:11 PM View:  | Waters Corp. (WAT) | 05-Dec-17 | Option Exercise | 3,500 | $76.75 | $268,625.00 | 16% 22.35K to 25.85K | |
| 06-Dec-17 1:11 PM View: | Waters Corp. (WAT) | 05-Dec-17 | Market Option Sale | 3,500 | $194.94 | $682,290.00 | (14%) 25.85K to 22.35K | (20%) |
| 26-May-17 5:01 PM View: | Nvidia Corp (NVDA) | 24-May-17 | Grant | 2,058 | -- | -- | < 1% 318.7K to 320.76K | |
| 02-May-17 3:29 PM View: | Digimarc Corp (DMRC) | 01-May-17 | Grant | 3,475 | -- | -- | 11% 30.73K to 34.2K | |
| 05-Jan-17 3:51 PM View: | Waters Corp. (WAT) | 03-Jan-17 | Grant | 806 | -- | -- | 4% 21.54K to 22.35K | |
| 16-Dec-16 4:02 PM View: | Nvidia Corp (NVDA) | 15-Dec-16 | Gift | 2,808 | -- | -- | (< 1%) 343.72K to 340.91K | |
| 16-Dec-16 4:02 PM View: | Nvidia Corp (NVDA) | 15-Dec-16 | Market Sale | 10,000 | $98.74 | $987,384.00 | (3%) 340.91K to 330.91K | (420%) |
| 03-Jun-16 8:28 PM View: | Glu Mobile, Inc. (GLUU) | 02-Jun-16 | Grant | 25,000 | -- | -- | 33% 75.0K to 100.0K | |
| 23-May-16 4:06 PM View: | Nvidia Corp (NVDA) | 19-May-16 | Grant | 6,213 | -- | -- | 2% 337.51K to 343.72K | |
| 20-May-16 5:35 PM View: | Glu Mobile, Inc. (GLUU) | 18-May-16 | Option Exercise | 20,100 | $1.51 | $30,351.00 | 58% 34.8K to 54.9K | |
| 20-May-16 5:35 PM View: | Glu Mobile, Inc. (GLUU) | 18-May-16 | Market Option Sale | 20,100 | $2.34 | $47,106.40 | 37% 54.9K to 75.0K | 310% |
| 17-May-16 6:01 PM View: | Digimarc Corp (DMRC) | 15-May-16 | Grant | 3,360 | -- | -- | 12% 27.37K to 30.73K | |
| 05-Jan-16 10:49 AM View: | Waters Corp. (WAT) | 04-Jan-16 | Grant | 3,761 | -- | -- | 18% 20.7K to 24.46K | |
| 03-Dec-15 4:10 PM View: | Nvidia Corp (NVDA) | 01-Dec-15 | Option Exercise | 40,000 | $12.46 | $498,400.00 | 12% 337.51K to 377.51K | |
| 03-Dec-15 4:10 PM View: | Nvidia Corp (NVDA) | 01-Dec-15 | Market Option Sale | 40,000 | $32.50 | $1,299,980.00 | (11%) 377.51K to 337.51K | (1465%) |
| 25-Nov-15 9:00 AM View: | Waters Corp. (WAT) | 24-Nov-15 | Option Exercise | 4,000 | $48.88 | $195,520.00 | 19% 20.7K to 24.7K | |
| 25-Nov-15 9:00 AM View: | Waters Corp. (WAT) | 24-Nov-15 | Market Option Sale | 4,000 | $132.27 | $529,080.00 | (16%) 24.7K to 20.7K | (77%) |
| 18-Nov-15 7:52 PM View: | Glu Mobile, Inc. (GLUU) | 16-Nov-15 | Option Exercise | 25,000 | $1.05 | $26,250.00 | 33% 75.0K to 100.0K | |
| 18-Nov-15 7:52 PM View: | Glu Mobile, Inc. (GLUU) | 16-Nov-15 | Market Option Sale | 25,000 | $3.12 | $78,000.00 | (25%) 100.0K to 75.0K | (208%) |
| 07-Aug-15 6:06 AM View: | Waters Corp. (WAT) | 06-Aug-15 | Option Exercise | 4,000 | $38.10 | $152,400.00 | 19% 20.7K to 24.7K | |
| 07-Aug-15 6:06 AM View: | Waters Corp. (WAT) | 06-Aug-15 | Market Option Sale | 4,000 | $131.65 | $526,600.00 | (16%) 24.7K to 20.7K | (78%) |
| 05-Jun-15 5:22 PM View: | Glu Mobile, Inc. (GLUU) | 04-Jun-15 | Grant | 25,000 | -- | -- | 50% 50.0K to 75.0K | |
| 26-May-15 4:10 PM View: | Nvidia Corp (NVDA) | 21-May-15 | Grant | 10,283 | -- | -- | 3% 327.22K to 337.51K | |
| 19-May-15 12:03 PM View: | Digimarc Corp (DMRC) | 15-May-15 | Grant | 3,580 | -- | -- | 15% 23.79K to 27.37K | |
| 06-May-15 5:01 PM View: | Glu Mobile, Inc. (GLUU) | 05-May-15 | Option Exercise | 36,463 | $0.90 | $32,784.40 | 73% 50.0K to 86.46K | |
| 06-May-15 5:01 PM View: | Glu Mobile, Inc. (GLUU) | 05-May-15 | Market Option Sale | 36,463 | $6.76 | $246,490.00 | (42%) 86.46K to 50.0K | (42%) |
| 05-Mar-15 5:20 PM View: | Nvidia Corp (NVDA) | 05-Mar-15 | Option Exercise | 48,000 | $9.67 | $464,160.00 | 15% 315.02K to 363.02K | |
| 05-Mar-15 5:20 PM View: | Nvidia Corp (NVDA) | 05-Mar-15 | Market Option Sale | 48,000 | $22.75 | $1,092,000.00 | (13%) 363.02K to 315.02K | (2110%) |
| 05-Jan-15 12:02 PM View: | Waters Corp. (WAT) | 02-Jan-15 | Grant | 1,200 | -- | -- | 6% 19.5K to 20.7K | |
| 28-May-14 6:25 PM View: | Nvidia Corp (NVDA) | 27-May-14 | Grant | 12,208 | -- | -- | 4% 302.81K to 315.02K | |
| 09-Feb-15 7:47 PM View: | Digimarc Corp (DMRC) | 30-Apr-14 | Grant | 3,030 | -- | -- | 15% 20.76K to 23.79K | |
| 13-Feb-14 4:06 PM View: | Waters Corp. (WAT) | 12-Feb-14 | Option Exercise | 4,000 | $45.77 | $183,080.00 | 21% 19.5K to 23.5K | |
| 13-Feb-14 4:06 PM View: | Waters Corp. (WAT) | 12-Feb-14 | Market Option Sale | 4,000 | $110.10 | $440,400.00 | (17%) 23.5K to 19.5K | (113%) |
| 06-Jan-14 2:43 PM View: | Waters Corp. (WAT) | 02-Jan-14 | Grant | 1,500 | -- | -- | 8% 18.0K to 19.5K | |
| 16-May-13 8:45 AM View: | Waters Corp. (WAT) | 15-May-13 | Option Exercise | 4,000 | $32.12 | $128,480.00 | 22% 18.0K to 22.0K | |
| 16-May-13 8:45 AM View: | Waters Corp. (WAT) | 15-May-13 | Market Option Sale | 4,000 | $97.53 | $390,120.00 | (18%) 22.0K to 18.0K | (141%) |
| 01-May-13 2:17 PM View: | Digimarc Corp (DMRC) | 30-Apr-13 | Grant | 2,500 | -- | -- | 14% 18.26K to 20.76K | |
| 04-Jan-13 3:14 PM View: | Waters Corp. (WAT) | 02-Jan-13 | Grant | 1,500 | -- | -- | 9% 16.5K to 18.0K | |
| 19-Nov-12 5:05 PM View: | Glu Mobile, Inc. (GLUU) | 19-Nov-12 | Market Purchase | 40,000 | $2.30 | $92,000.00 | 400% 10.0K to 50.0K | 318% |
| 14-Sep-12 7:57 AM View: | Waters Corp. (WAT) | 13-Sep-12 | Option Exercise | 4,000 | $21.82 | $87,260.00 | 27% 15.0K to 19.0K | |
| 14-Sep-12 7:57 AM View: | Waters Corp. (WAT) | 13-Sep-12 | Market Option Sale | 2,500 | $83.44 | $208,600.00 | (13%) 19.0K to 16.5K | (181%) |
| 02-May-12 5:14 PM View: | Digimarc Corp (DMRC) | 30-Apr-12 | Grant | 2,500 | -- | -- | 16% 15.76K to 18.26K | |
| 23-Feb-12 9:03 PM View: | Nvidia Corp (NVDA) | 21-Feb-12 | Option Exercise | 240,000 | $3.69 | $885,600.00 | 79% 302.81K to 542.81K | |
| 23-Feb-12 9:03 PM View: | Nvidia Corp (NVDA) | 21-Feb-12 | Market Option Sale | 240,000 | $15.91 | $3,818,400.00 | (44%) 542.81K to 302.81K | (3072%) |
| 04-Jan-12 4:06 PM View: | Waters Corp. (WAT) | 03-Jan-12 | Grant | 1,500 | -- | -- | 11% 13.5K to 15.0K | |
| 22-Nov-11 4:43 PM View: | Waters Corp. (WAT) | 18-Nov-11 | Option Exercise | 4,000 | $38.41 | $153,656.00 | 32% 12.5K to 16.5K | |
| 22-Nov-11 4:43 PM View: | Waters Corp. (WAT) | 18-Nov-11 | Market Option Sale | 3,000 | $75.00 | $225,000.00 | (18%) 16.5K to 13.5K | (210%) |
| 15-Aug-11 5:01 PM View: | Nvidia Corp (NVDA) | 12-Aug-11 | Option Exercise | 300,000 | $14.32 | $4,297,500.00 | 99% 302.81K to 602.81K | 3419% |
| 15-Aug-11 5:01 PM View: | Nvidia Corp (NVDA) | 12-Aug-11 | Market Option Sale (Planned) | 300,000 | $14.75 | $4,425,000.00 | (50%) 602.81K to 302.81K | (3318%) |
| 03-May-11 5:52 PM View: | Digimarc Corp (DMRC) | 02-May-11 | Grant | 2,500 | -- | -- | 19% 13.26K to 15.76K |