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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Feb-16 11:39 AM View:  | Ellsworth Fund Ltd. (ECF) | 03-Feb-16 | Acquisition (other) | -- | -- | -- | 0% 5.42K | |
| 03-Feb-16 11:33 AM View: | Bancroft Fund Ltd (BCV) | 03-Feb-16 | Acquisition (other) | -- | -- | -- | 0% 0.31K | |
| 02-Oct-08 11:08 AM View: | Ellsworth Fund Ltd. (ECF) | 01-Oct-08 | Market Purchase | 400 | $5.50 | $2,199.10 | 12% 3.31K to 3.71K | 9% |
| 06-Nov-03 10:00 PM View: | Ellsworth Fund Ltd. (ECF) | 05-Nov-03 | Exercise (in-the money or at-the-money) | 228 | $7.76 | $1,769.28 | 13% 1.75K to 1.97K | 6% |