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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Jan-23 3:50 PM View:  | Gabelli Convertible & Incom... (GCV) | 29-Dec-22 | Purchase | 25,000 | $10.00 | $250,000.00 | 100% 0 to 25.0K | |
| 29-Sep-15 1:15 PM View: | Ellsworth Fund Ltd. (ECF) | 28-Sep-15 | Market Purchase | 1,256 | $7.96 | $9,997.76 | < 1% 140.79K to 142.04K | (19%) |
| 29-Sep-15 1:15 PM View: | Ellsworth Fund Ltd. (ECF) | 25-Sep-15 | Disposition (other) | 1,662 | -- | -- | (1%) 142.45K to 140.79K | |
| 15-Jan-14 3:29 PM View: | Bancroft Fund Ltd (BCV) | 14-Jan-14 | Gift Duplicate | 640 | -- | -- | 18% 3.53K to 4.17K | |
| 25-Jun-13 11:39 AM View: | Ellsworth Fund Ltd. (ECF) | 24-Jun-13 | Market Purchase | 1,200 | $7.47 | $8,969.20 | 2% 63.26K to 64.46K | (22%) |
| 15-Jan-13 8:00 PM View: | Ellsworth Fund Ltd. (ECF) | 11-Jan-13 | Gift Duplicate | 1,000 | -- | -- | 151% 0.66K to 1.66K | |
| 12-Nov-08 2:36 PM View: | Ellsworth Fund Ltd. (ECF) | 07-Nov-08 | Market Purchase | 5,144 | $4.86 | $24,998.80 | 11% 47.41K to 52.55K | 46% |
| 02-Oct-08 10:48 AM View: | Ellsworth Fund Ltd. (ECF) | 30-Sep-08 | Market Purchase | 4,000 | $5.86 | $23,442.20 | 5% 86.92K to 90.92K | 2% |
| 21-Jul-08 12:46 PM View: | Bancroft Fund Ltd (BCV) | 17-Jul-08 | Acquisition (other) | 1,692 | $18.10 | $30,625.20 | 18% 9.47K to 11.17K | (2%) |
| 05-Jan-04 10:00 PM View: | Bancroft Fund Ltd (BCV) | 31-Dec-03 | Grant | 200 | $17.82 | $3,564.00 | 3% 6.77K to 6.97K | 43% |
| 09-Dec-03 10:00 PM View: | Bancroft Fund Ltd (BCV) | 09-Dec-03 | Exercise (in-the money or at-the-money) | 821 | $18.32 | $15,040.70 | 7% 11.04K to 11.86K | 39% |
| 09-Dec-03 10:00 PM View: | Bancroft Fund Ltd (BCV) | 09-Dec-03 | Exercise (in-the money or at-the-money) | 646 | $18.32 | $11,834.70 | 5% 11.86K to 12.51K | 39% |
| 07-Nov-03 10:00 PM View: | Ellsworth Fund Ltd. (ECF) | 07-Nov-03 | Exercise (in-the money or at-the-money) | 4,157 | $7.76 | $32,258.30 | 14% 30.48K to 34.64K | 6% |
| 07-Nov-03 10:00 PM View: | Ellsworth Fund Ltd. (ECF) | 07-Nov-03 | Exercise (in-the money or at-the-money) | 551 | $7.76 | $4,275.76 | 2% 34.64K to 35.19K | 6% |