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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Jan-21 9:27 PM View:  | Bancroft Fund Ltd (BCV) | 08-Jan-21 | txn.W.title | 7,032 | -- | -- | 59% 11.9K to 18.93K | |
| 09-Dec-19 4:36 PM View: | Bancroft Fund Ltd (BCV) | 05-Dec-19 | txn.W.title | 3,147 | -- | -- | 29% 10.76K to 13.9K | |
| 27-May-16 11:47 AM View: | Bancroft Fund Ltd (BCV) | 25-May-16 | Market Sale | 1 | $18.29 | $10.48 | (< 1%) 9.16K | (14%) |
| 25-Mar-15 1:56 PM View: | Ellsworth Fund Ltd. (ECF) | 25-Mar-15 | Disposition (other) | 2,088 | -- | -- | (10%) 20.25K to 18.16K | |
| 25-Mar-15 1:11 PM View: | Bancroft Fund Ltd (BCV) | 25-Mar-15 | Disposition (other) | 4,739 | -- | -- | (36%) 13.34K to 8.6K | |
| 25-Mar-15 2:11 PM View: | Bancroft Fund Ltd (BCV) | 25-Mar-15 | Disposition (other) Duplicate | 4,739 | -- | -- | (36%) 13.34K to 8.6K | |
| 15-Jan-14 1:46 PM View: | Bancroft Fund Ltd (BCV) | 14-Jan-14 | Gift | 1,280 | -- | -- | 16% 8.14K to 9.42K | |
| 25-Jun-13 11:50 AM View: | Ellsworth Fund Ltd. (ECF) | 24-Jun-13 | Market Purchase | 2,000 | $7.40 | $14,800.00 | 14% 14.74K to 16.74K | (22%) |
| 15-Jan-13 8:42 PM View: | Ellsworth Fund Ltd. (ECF) | 11-Jan-13 | Gift | 2,000 | -- | -- | 170% 1.18K to 3.18K | |
| 26-Sep-08 11:47 AM View: | Ellsworth Fund Ltd. (ECF) | 26-Sep-08 | Market Purchase | 2,000 | $6.04 | $12,083.70 | 7% 27.1K to 29.1K | (1%) |
| 15-Jan-13 8:29 PM View: | Ellsworth Fund Ltd. (ECF) | 26-Sep-08 | Market Purchase Duplicate | 2,000 | $6.04 | $12,083.70 | 8% 23.53K to 25.53K | (1%) |
| 21-Jul-08 1:11 PM View: | Bancroft Fund Ltd (BCV) | 17-Jul-08 | Acquisition (other) | 1,105 | $18.10 | $20,000.50 | 17% 6.54K to 7.64K | (2%) |
| 01-Dec-03 10:00 PM View: | Bancroft Fund Ltd (BCV) | 01-Dec-03 | Exercise (in-the money or at-the-money) | 780 | $18.32 | $14,289.60 | 9% 8.93K to 9.71K | 39% |
| 01-Dec-03 10:00 PM View: | Bancroft Fund Ltd (BCV) | 01-Dec-03 | Exercise (in-the money or at-the-money) | 710 | $18.32 | $13,007.20 | 7% 9.71K to 10.42K | 39% |
| 12-Nov-03 10:00 PM View: | Ellsworth Fund Ltd. (ECF) | 10-Nov-03 | Exercise (in-the money or at-the-money) | 1,258 | $7.76 | $9,762.08 | 14% 9.23K to 10.48K | 6% |
| 12-Nov-03 10:00 PM View: | Ellsworth Fund Ltd. (ECF) | 10-Nov-03 | Exercise (in-the money or at-the-money) | 285 | $7.76 | $2,211.60 | 3% 10.48K to 10.77K | 6% |