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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-May-17 12:34 PM View:  | New York Reit, Inc. (NONE) | 18-May-17 | Conversion | 5,640 | -- | -- | 4% 148.2K to 153.84K | |
| 29-Dec-16 5:24 PM View: | Global Net Lease, Inc. (GNL) | 29-Dec-16 | Grant | 24 | -- | -- | < 1% 238.25K to 238.27K | |
| 28-Dec-16 5:15 PM View: | New York Reit, Inc. (NONE) | 26-Dec-16 | Conversion | 124,198 | -- | -- | 517% 24.0K to 148.2K | |
| 12-Oct-16 8:28 PM View: | Axar Acquisition Corp. (AUMAU) | 07-Oct-16 | Sale Duplicate | 5,947,830 | -- | -- | (100%) 5.95M to 0 | |
| 05-Oct-16 8:38 PM View: | New York Reit, Inc. (NONE) | 04-Oct-16 | Sale | 93,818 | $9.09 | $852,960.00 | (80%) 117.82K to 24.0K | |
| 05-Oct-16 8:38 PM View: | New York Reit, Inc. (NONE) | 03-Oct-16 | Sale | 258,134 | $9.09 | $2,346,440.00 | (69%) 375.95K to 117.82K | |
| 03-Oct-16 8:11 PM View: | New York Reit, Inc. (NONE) | 30-Sep-16 | Sale | 71,981 | $9.16 | $659,346.00 | (16%) 447.93K to 375.95K | |
| 03-Oct-16 8:11 PM View: | New York Reit, Inc. (NONE) | 29-Sep-16 | Sale | 42,951 | $9.20 | $395,149.00 | (9%) 490.88K to 447.93K | |
| 03-Aug-16 5:01 PM View: | New York Reit, Inc. (NONE) | 01-Aug-16 | Conversion | 87,637 | $9.48 | $830,799.00 | 22% 403.25K to 490.88K | |
| 30-Jun-16 5:57 PM View: | Hospitality Investors Trust... (NONE) | 22-Apr-16 | Grant | 6,423 | $22.00 | $141,306.00 | 21% 31.2K to 37.62K | |
| 03-Feb-16 9:26 PM View: | New York Reit, Inc. (NONE) | 01-Feb-16 | Conversion | 350,544 | -- | -- | 665% 52.7K to 403.25K | |
| 28-Aug-15 9:31 PM View: | RCS Capital Corporation (RCAP) | 13-Aug-15 | Grant | 352,728 | -- | -- | 9% 4.13M to 4.48M | |
| 16-Jul-15 8:09 PM View: | Global Net Lease, Inc. (GNL) | 16-Jul-15 | Purchase Duplicate | 10,000 | $8.56 | $85,622.00 | 8% 133.33K to 143.33K | |
| 02-Jul-15 9:53 PM View: | Global Net Lease, Inc. (GNL) | 03-Jun-15 | Acquisition (other) | 33,800 | $9.21 | $311,177.00 | 34% 99.53K to 133.33K | |
| 21-Jan-15 8:07 PM View: | American Realty Capital Hea... (NONE) | 16-Jan-15 | Disposition | 42,703 | -- | -- | (100%) 42.7K to 0 | |
| 05-Jan-15 5:50 PM View: | RCS Capital Corporation (RCAP) | 31-Dec-14 | Option Exercise | 42,040 | -- | -- | 1% 4.09M to 4.13M | |
| 09-Dec-14 5:36 PM View: | Axar Acquisition Corp. (AUMAU) | 05-Dec-14 | Disposition (other) Duplicate | 892,173 | -- | -- | (13%) 6.84M to 5.95M | |
| 20-Aug-14 12:48 PM View: | New York Reit, Inc. (NONE) | 20-Aug-14 | Purchase | 10,000 | $10.30 | $102,967.00 | 17% 60.0K to 70.0K | |
| 02-Jul-14 9:53 PM View: | RCS Capital Corporation (RCAP) | 30-Jun-14 | Acquisition (other) | 1,522,650 | $18.42 | $28,047,200.00 | 59% 2.56M to 4.09M | |
| 19-Jun-14 8:39 PM View: | RCS Capital Corporation (RCAP) | 10-Jun-14 | Market Sale Duplicate | 5,000,000 | $19.03 | $95,175,000.00 | (21%) 24.05M to 19.05M | 100% |
| 17-Apr-14 8:44 PM View: | New York Reit, Inc. (NONE) | 15-Apr-14 | Grant | 40,000 | -- | -- | 200% 20.0K to 60.0K | |
| 09-Apr-14 7:41 PM View: | American Realty Capital Hea... (NONE) | 07-Apr-14 | Grant | 40,000 | -- | -- | 200% 20.0K to 60.0K | |
| 28-Mar-14 11:22 AM View: | American Realty Capital Pro... (VER) | 27-Mar-14 | Market Purchase | 25,000 | $13.78 | $344,395.00 | 5% 477.9K to 502.9K | (26%) |
| 14-Feb-14 6:06 AM View: | RCS Capital Corporation (RCAP) | 11-Feb-14 | Conversion Duplicate | 24,000,000 | -- | -- | 100% 24.05M to 48.05M | |
| 14-Feb-14 6:06 AM View: | RCS Capital Corporation (RCAP) | 11-Feb-14 | Disposition (other) Duplicate | 24,000,000 | -- | -- | (50%) 48.05M to 24.05M | |
| 12-Feb-14 1:01 PM View: | American Realty Capital Pro... (VER) | 07-Feb-14 | Grant | 3,601 | $13.88 | $49,996.30 | < 1% 421.79K to 425.39K | (26%) |
| 12-Feb-14 1:01 PM View: | American Realty Capital Pro... (VER) | 07-Feb-14 | Acquisition (other) | 52,507 | $12.79 | $671,659.00 | 12% 425.39K to 477.9K | |
| 09-Jan-14 3:59 PM View: | American Realty Capital Pro... (VER) | 09-Jan-14 | Purchase | 4,900 | $20.34 | $99,648.90 | 687% 0.71K to 5.61K | |
| 10-Jan-14 7:08 PM View: | American Realty Capital Pro... (VER) | 08-Jan-14 | Grant | 40,000 | $12.43 | $497,200.00 | 10% 381.79K to 421.79K | (17%) |
| 07-Jan-14 9:59 PM View: | American Realty Capital Pro... (VER) | 03-Jan-14 | Acquisition (other) | 1,337 | -- | -- | < 1% 375.55K to 376.89K | |
| 14-Feb-14 2:47 PM View: | RCS Capital Corporation (RCAP) | 19-Aug-13 | Market Purchase Duplicate | 2,000 | $16.18 | $32,366.80 | 4% 49.5K to 51.5K | (100%) |
| 09-Aug-13 11:54 AM View: | American Realty Capital Pro... (VER) | 09-Aug-13 | Market Purchase | 50,000 | $13.73 | $686,655.00 | 15% 325.55K to 375.55K | (22%) |
| 14-Feb-14 2:47 PM View: | RCS Capital Corporation (RCAP) | 07-Aug-13 | Market Purchase Duplicate | 2,000 | $15.69 | $31,378.00 | 4% 47.5K to 49.5K | (100%) |
| 14-Feb-14 2:47 PM View: | RCS Capital Corporation (RCAP) | 11-Jul-13 | Market Purchase Duplicate | 2,000 | $15.96 | $31,915.60 | 4% 45.5K to 47.5K | (100%) |
| 14-Feb-14 2:47 PM View: | RCS Capital Corporation (RCAP) | 10-Jul-13 | Market Purchase Duplicate | 4,000 | $16.10 | $64,397.20 | 10% 41.5K to 45.5K | (100%) |
| 14-Feb-14 2:47 PM View: | RCS Capital Corporation (RCAP) | 09-Jul-13 | Market Purchase Duplicate | 3,000 | $16.35 | $49,047.90 | 8% 38.5K to 41.5K | (100%) |
| 14-Feb-14 2:47 PM View: | RCS Capital Corporation (RCAP) | 05-Jul-13 | Market Purchase Duplicate | 2,000 | $16.73 | $33,465.00 | 5% 36.5K to 38.5K | (100%) |
| 14-Feb-14 2:47 PM View: | RCS Capital Corporation (RCAP) | 03-Jul-13 | Market Purchase Duplicate | 1,500 | $16.90 | $25,354.90 | 4% 35.0K to 36.5K | (100%) |
| 14-Feb-14 2:47 PM View: | RCS Capital Corporation (RCAP) | 02-Jul-13 | Market Purchase Duplicate | 2,000 | $16.99 | $33,986.00 | 6% 33.0K to 35.0K | (100%) |
| 14-Feb-14 2:47 PM View: | RCS Capital Corporation (RCAP) | 01-Jul-13 | Market Purchase Duplicate | 2,000 | $16.85 | $33,698.00 | 6% 31.0K to 33.0K | (100%) |
| 14-Feb-14 2:47 PM View: | RCS Capital Corporation (RCAP) | 28-Jun-13 | Market Purchase Duplicate | 4,000 | $16.95 | $67,799.20 | 15% 27.0K to 31.0K | (100%) |
| 14-Feb-14 2:47 PM View: | RCS Capital Corporation (RCAP) | 27-Jun-13 | Market Purchase | 6,000 | $16.76 | $100,558.00 | 29% 21.0K to 27.0K | (100%) |
| 14-Feb-14 2:47 PM View: | RCS Capital Corporation (RCAP) | 26-Jun-13 | Market Purchase | 4,000 | $16.69 | $66,755.60 | 24% 17.0K to 21.0K | (100%) |
| 14-Feb-14 2:47 PM View: | RCS Capital Corporation (RCAP) | 21-Jun-13 | Market Purchase Duplicate | 7,000 | $17.60 | $123,201.00 | 70% 10.0K to 17.0K | (100%) |
| 14-Feb-14 2:47 PM View: | RCS Capital Corporation (RCAP) | 11-Jun-13 | Market Purchase | 10,000 | $18.68 | $186,807.00 | 100% 0 to 10.0K | (100%) |
| 10-Jun-13 9:04 PM View: | RCS Capital Corporation (RCAP) | 06-Jun-13 | Acquisition (other) Duplicate | 24,000,000 | -- | -- | 24000000% 100 to 24.0M | |
| 10-Jun-13 9:04 PM View: | RCS Capital Corporation (RCAP) | 06-Jun-13 | Disposition (other) Duplicate | 100 | -- | -- | (< 1%) 24.0M to 24.0M | |
| 11-Apr-13 12:31 PM View: | American Realty Capital Pro... (VER) | 11-Apr-13 | Market Purchase | 30,000 | $15.69 | $470,613.00 | 10% 308.65K to 338.65K | (31%) |
| 04-Mar-13 12:36 PM View: | American Realty Capital Pro... (VER) | 04-Mar-13 | Market Purchase | 50,000 | $12.56 | $627,875.00 | 3% 1.63M to 1.68M | (12%) |
| 24-Jan-13 3:21 PM View: | American Realty Capital Tru... (N/A) | 22-Jan-13 | Disposition | 261,451 | -- | -- | (97%) 268.99K to 7.54K |