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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 11-Feb-22 10:00 PM View:  | Nuveen Mortgage & Income Fu... (JLS) | 11-Feb-22 | Private Purchase | 1,000 | $19.11 | $19,115.00 | 100% 0 to 1.0K | |
| 30-Nov-21 1:27 PM View: | Nuveen Dow 30sm Dynamic Ove... (DIAX) | 30-Nov-21 | Market Sale | 1,000 | $17.19 | $17,194.00 | (100%) 1.0K to 0 | (< 1%) |
| 15-Sep-21 3:03 PM View: | Nuveen Insured Tax Free Adv... (NEA) | 15-Sep-21 | Private Sale | 1,000 | $15.97 | $15,970.00 | (100%) 1.0K to 0 | |
| 19-Aug-21 10:00 AM View: | Nuveen Intermediate Duratio... (NID) | 18-Aug-21 | Private Sale | 1,500 | $14.92 | $22,386.00 | (100%) 1.5K to 0 | |
| 29-Jul-21 7:41 AM View: | Nuveen Dividend Advantage M... (NAD) | 28-Jul-21 | Private Sale | 1,000 | $16.28 | $16,280.00 | (50%) 2.0K to 1.0K | |
| 15-Jul-21 10:11 AM View: | Nuveen Dividend Advantage M... (NAD) | 14-Jul-21 | Private Sale | 1,500 | $16.27 | $24,407.60 | (43%) 3.5K to 2.0K | |
| 21-Jun-21 10:29 AM View: | Nuveen Insured Tax Free Adv... (NEA) | 18-Jun-21 | Private Sale | 2,056 | $15.54 | $31,950.40 | (67%) 3.06K to 1.0K | |
| 11-Jun-21 3:31 PM View: | Nuveen Dividend Advantage M... (NZF) | 11-Jun-21 | Private Sale | 694 | $17.13 | $11,886.10 | (100%) 0.69K to 0 | |
| 28-Apr-21 3:11 PM View: | Nuveen Intermediate Duratio... (NIQ) | 28-Apr-21 | Private Sale | 2,486 | $14.70 | $36,544.70 | (100%) 2.49K to 0 | |
| 12-Nov-20 6:32 PM View: | Nuveen Dow 30sm Dynamic Ove... (DIAX) | 10-Nov-20 | Private Purchase | 1,000 | $14.13 | $14,126.80 | 100% 0 to 1.0K | |
| 12-Nov-20 4:38 PM View: | Nuveen Nasdaq 100 Dynamic O... (QQQX) | 10-Nov-20 | Private Purchase | 1,000 | $14.13 | $14,126.80 | 100% 0 to 1.0K | |
| 14-Oct-20 11:15 AM View: | Nuveen Intermediate Duratio... (NIQ) | 05-Oct-20 | Private Sale | 514 | $14.31 | $7,352.77 | (17%) 3.0K to 2.49K | |
| 10-Sep-20 10:00 AM View: | Nuveen Diversified Dividend... (JDD) | 09-Sep-20 | Private Purchase | 1,000 | $8.04 | $8,039.00 | 100% 0 to 1.0K | |
| 13-Feb-20 12:43 PM View: | Nuveen Intermediate Duratio... (NID) | 12-Feb-20 | Private Sale | 2,800 | $14.44 | $40,443.20 | (65%) 4.3K to 1.5K | |
| 22-Jan-20 11:14 AM View: | Nuveen Intermediate Duratio... (NIQ) | 21-Jan-20 | Private Sale | 1,686 | $14.14 | $23,831.60 | (36%) 4.69K to 3.0K | |
| 12-Dec-19 3:53 PM View: | Nuveen Dividend Advantage M... (NZF) | 10-Dec-19 | Market Sale | 1,289 | $16.29 | $21,001.50 | (65%) 1.98K to 0.69K | 3% |
| 06-Dec-19 12:55 PM View: | Nuveen Real Asset Income & ... (JRI) | 04-Dec-19 | Private Sale | 1,804 | $18.10 | $32,643.90 | (100%) 1.8K to 0 | |
| 28-Oct-19 12:31 PM View: | Nuveen Intermediate Duratio... (NIQ) | 24-Oct-19 | Market Sale | 1,200 | $13.49 | $16,188.10 | (20%) 5.89K to 4.69K | 1% |
| 03-Sep-19 3:17 PM View: | Nuveen Insured Dividend Adv... (NVG) | 29-Aug-19 | Private Sale | 1,957 | $16.79 | $32,850.20 | (100%) 1.96K to 0 | |
| 19-Jun-19 4:51 PM View: | Nuveen Multi-Strategy Incom... (JQC) | 18-Jun-19 | Disposition | 5,500 | $7.83 | $43,045.80 | (100%) 5.5K to 0 | < 1% |
| 17-May-19 6:20 PM View: | Nuveen Municipal 2021 Targe... (NHA) | 15-May-19 | Market Purchase | 1,500 | $9.61 | $14,413.50 | 100% 0 to 1.5K | (< 1%) |
| 13-May-19 5:57 PM View: | Nuveen Taxable Municipal In... (NBB) | 10-May-19 | Market Sale | 859 | $20.82 | $17,875.70 | (100%) 0.86K to 0 | < 1% |
| 19-Feb-19 5:11 PM View: | Nuveen Select Tax-Free Inco... (NXP) | 14-Feb-19 | Market Sale | 1,500 | $14.41 | $21,618.60 | (100%) 1.5K to 0 | (< 1%) |
| 20-Nov-18 6:19 PM View: | Nuveen Taxable Municipal In... (NBB) | 19-Nov-18 | Acquisition (other) | 859 | -- | -- | 205748% 0 to 0.86K | |
| 08-Feb-18 11:32 AM View: | Nuveen High Income December... (JHA) | 06-Feb-18 | Market Purchase | 1,400 | $9.82 | $13,746.60 | 100% 0 to 1.4K | (1%) |
| 30-Jan-18 4:06 PM View: | Nuveen Mortgage Opportunity... (JMT) | 26-Jan-18 | Market Sale | 1,500 | $23.43 | $35,146.50 | (100%) 1.5K to 0 | 10% |
| 26-Jan-18 12:54 PM View: | Nuveen Intermediate Duratio... (NIQ) | 24-Jan-18 | Market Purchase | 1,200 | $12.86 | $15,432.00 | 26% 4.69K to 5.89K | (4%) |
| 25-Jan-18 12:11 PM View: | Nuveen Dividend Advantage M... (NAD) | 23-Jan-18 | Market Purchase | 2,000 | $13.70 | $27,398.00 | 133% 1.5K to 3.5K | (5%) |
| 08-Dec-17 2:24 PM View: | Nuveen Multi-Strategy Incom... (JQC) | 06-Dec-17 | Market Purchase | 3,000 | $8.20 | $24,597.60 | 120% 2.5K to 5.5K | (12%) |
| 22-Sep-17 5:52 PM View: | Nuveen Multi-Strategy Incom... (JQC) | 20-Sep-17 | Market Purchase | 2,500 | $8.32 | $20,797.50 | 100% 0 to 2.5K | (14%) |
| 11-Sep-17 4:16 PM View: | Nuveen Real Asset Income & ... (JRI) | 11-Sep-17 | Acquisition (other) | 1,804 | -- | -- | (364998%) 0 to 1.8K | |
| 04-Aug-17 6:50 PM View: | Nuveen Intermediate Duratio... (NID) | 03-Aug-17 | Market Sale | 1,200 | $13.63 | $16,360.40 | (22%) 5.5K to 4.3K | 12% |
| 26-Jul-17 6:53 PM View: | Nuveen Diversified Dividend... (JDD) | 26-Jul-17 | Market Sale | 1,500 | $13.01 | $19,509.00 | (100%) 1.5K to 0 | 31% |
| 08-Mar-17 5:33 PM View: | Nuveen Intermediate Duratio... (NIQ) | 07-Mar-17 | Market Purchase | 1,500 | $12.37 | $18,555.00 | 47% 3.19K to 4.69K | (2%) |
| 03-Mar-17 3:07 PM View: | Nuveen Intermediate Duratio... (NIQ) | 01-Mar-17 | Market Purchase | 1,500 | $12.51 | $18,762.60 | 89% 1.69K to 3.19K | (3%) |
| 22-Feb-17 4:59 PM View: | Nuveen Dividend Advantage M... (NAD) | 21-Feb-17 | Market Purchase | 1,500 | $13.75 | $20,625.00 | 100% 0 to 1.5K | (6%) |
| 14-Feb-17 3:14 PM View: | Nuveen Select Tax-Free Inco... (NXP) | 10-Feb-17 | Market Purchase | 1,500 | $14.06 | $21,088.50 | 100% 0 to 1.5K | (2%) |
| 11-Jan-17 4:30 PM View: | Nuveen Intermediate Duratio... (NIQ) | 10-Jan-17 | Market Purchase | 1,686 | $12.61 | $21,262.10 | 100% 0 to 1.69K | (3%) |
| 22-Nov-16 3:59 PM View: | Nuveen Insured Tax Free Adv... (NEA) | 18-Nov-16 | Market Purchase | 1,000 | $13.05 | $13,048.00 | 100% 0 to 1.0K | (5%) |
| 02-Nov-16 5:06 PM View: | Diversified Real Asset Inco... (DRA) | 01-Nov-16 | Market Purchase | 800 | $16.19 | $12,952.00 | 80% 1.0K to 1.8K | 12% |
| 04-Oct-16 6:11 PM View: | Nuveen Floating Rate Income... (JRO) | 04-Oct-16 | Market Sale | 1,000 | $11.08 | $11,082.60 | (100%) 1.0K to 0 | 26% |
| 17-Aug-16 4:52 PM View: | Diversified Real Asset Inco... (DRA) | 15-Aug-16 | Market Purchase | 1,000 | $17.42 | $17,419.90 | 100% 0 to 1.0K | 5% |
| 10-May-16 11:52 AM View: | Nuveen Dividend Advantage M... (NAD) | 06-May-16 | Market Sale | 1,000 | $15.62 | $15,620.00 | (100%) 1.0K to 0 | 14% |
| 06-Apr-16 12:55 PM View: | Nuveen Insured Tax Free Adv... (NEA) | 05-Apr-16 | Market Sale | 1,000 | $14.45 | $14,450.00 | (100%) 1.0K to 0 | 11% |
| 08-Mar-16 3:31 PM View: | Nuveen Diversified Dividend... (JDD) | 07-Mar-16 | Market Purchase | 1,500 | $10.51 | $15,768.00 | 100% 0 to 1.5K | (5%) |
| 18-Feb-16 4:26 PM View: | Nuveen Mortgage Opportunity... (JMT) | 16-Feb-16 | Market Purchase | 500 | $21.51 | $10,755.00 | 50% 1.0K to 1.5K | (5%) |
| 10-Jun-15 5:32 PM View: | Nuveen Intermediate Duratio... (NID) | 09-Jun-15 | Market Purchase | 1,500 | $12.17 | $18,255.00 | 38% 4.0K to 5.5K | < 1% |
| 01-May-15 2:27 PM View: | Nuveen Build America Bond O... (NBD) | 30-Apr-15 | Purchase | 800 | $21.27 | $17,016.00 | 100% 0 to 0.8K | |
| 28-Apr-15 3:08 PM View: | Nuveen Quality Income Munic... (NQU) | 24-Apr-15 | Market Purchase | 1,000 | $13.97 | $13,970.00 | 100% 1.0K to 2.0K | 13% |
| 28-Apr-15 3:51 PM View: | Nuveen Global High Income F... (JGH) | 24-Apr-15 | Market Sale | 706 | $17.27 | $12,192.60 | (100%) 0.71K to 0 | 8% |