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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Dec-18 7:03 PM View:  | Nuveen Emerging Markets Deb... (JEMD) | 18-Dec-18 | Market Sale | 20,915 | $7.56 | $158,176.00 | (100%) 20.91K to 0 | (12%) |
| 28-Nov-18 5:12 PM View: | Nuveen Floating Rate Income... (JFR) | 27-Nov-18 | Market Sale | 35,775 | $9.64 | $344,878.00 | (100%) 35.77K to 0 | |
| 05-Jun-18 11:57 AM View: | Nuveen Ohio Quality Income ... (NUO) | 01-Jun-18 | Market Purchase | 15,600 | $13.80 | $215,333.00 | 104% 15.0K to 30.6K | 2% |
| 01-Jun-18 10:30 AM View: | Nuveen Ohio Quality Income ... (NUO) | 31-May-18 | Market Purchase | 15,000 | $13.78 | $206,630.00 | 100% 0 to 15.0K | 2% |
| 25-Jan-18 12:06 PM View: | Nuveen Emerging Markets Deb... (JEMD) | 23-Jan-18 | Market Purchase | 8,900 | $9.64 | $85,762.20 | 74% 12.02K to 20.91K | (17%) |
| 24-Jan-18 11:51 AM View: | Nuveen Emerging Markets Deb... (JEMD) | 22-Jan-18 | Market Purchase | 12,015 | $9.53 | $114,479.00 | 100% 0 to 12.02K | (16%) |
| 24-Jan-18 11:18 AM View: | Nuveen Floating Rate Income... (JFR) | 22-Jan-18 | Market Purchase | 35,775 | $11.18 | $400,133.00 | 100% 0 to 35.77K | (25%) |
| 19-Dec-17 4:16 PM View: | Nuveen Emerging Markets Deb... (JEMD) | 15-Dec-17 | Market Sale | 19,275 | $9.34 | $180,123.00 | (100%) 19.27K to 0 | 15% |
| 19-Dec-17 12:07 PM View: | Nuveen Floating Rate Income... (JRO) | 15-Dec-17 | Market Sale | 38,600 | $11.27 | $435,118.00 | (81%) 47.4K to 8.8K | 27% |
| 19-Dec-17 11:53 AM View: | Nuveen Global High Income F... (JGH) | 15-Dec-17 | Market Sale | 23,100 | $16.68 | $385,419.00 | (100%) 23.1K to 0 | 18% |
| 05-Oct-17 1:13 PM View: | Nuveen Emerging Markets Deb... (JEMD) | 04-Oct-17 | Purchase | 10,275 | $10.10 | $103,753.00 | 114% 9.0K to 19.27K | |
| 05-Oct-17 1:13 PM View: | Nuveen Emerging Markets Deb... (JEMD) | 03-Oct-17 | Purchase | 9,000 | $10.06 | $90,520.20 | 100% 0 to 9.0K | |
| 20-Sep-17 11:52 AM View: | Nuveen Global High Income F... (JGH) | 18-Sep-17 | Market Purchase | 23,100 | $17.33 | $400,344.00 | 100% 0 to 23.1K | (22%) |
| 10-Jul-17 11:01 AM View: | Nuveen Tax Advantaged Total... (JTA) | 06-Jul-17 | Market Purchase | 3,850 | $12.97 | $49,934.50 | 13% 30.7K to 34.55K | (36%) |
| 05-Jul-17 4:37 PM View: | Nuveen Tax Advantaged Total... (JTA) | 05-Jul-17 | Market Purchase | 21,853 | $13.02 | $284,495.00 | 247% 8.85K to 30.7K | (37%) |
| 05-Jul-17 2:21 PM View: | Nuveen Floating Rate Income... (JRO) | 30-Jun-17 | Market Purchase | 8,600 | $11.55 | $99,336.90 | 22% 38.8K to 47.4K | (31%) |
| 05-Jul-17 4:37 PM View: | Nuveen Tax Advantaged Total... (JTA) | 30-Jun-17 | Market Purchase | 8,847 | $12.80 | $113,201.00 | 100% 0 to 8.85K | (25%) |
| 23-Jun-17 2:51 PM View: | Nuveen Energy Mlp Total Ret... (JMF) | 21-Jun-17 | Market Sale | 40,030 | $11.85 | $474,468.00 | (100%) 40.03K to 0 | 29% |
| 24-Apr-17 2:41 PM View: | Nuveen Energy Mlp Total Ret... (JMF) | 21-Apr-17 | Market Sale | 3,730 | $13.35 | $49,809.30 | (9%) 43.76K to 40.03K | 37% |
| 16-Feb-17 9:01 PM View: | Nuveen Diversified Dividend... (JDD) | 16-Feb-17 | Market Sale | 4,900 | $12.04 | $58,984.70 | (26%) 18.75K to 13.85K | 25% |
| 09-Dec-16 5:17 PM View: | Nuveen Energy Mlp Total Ret... (JMF) | 07-Dec-16 | Market Purchase | 11,250 | $13.30 | $149,634.00 | 35% 32.51K to 43.76K | (33%) |
| 09-Dec-16 5:20 PM View: | Nuveen Ohio Quality Income ... (NUO) | 07-Dec-16 | Market Sale | 19,980 | $15.00 | $299,778.00 | (100%) 19.98K to 0 | 8% |
| 09-Dec-16 5:24 PM View: | Nuveen Municipal High Incom... (NMZ) | 07-Dec-16 | Market Sale | 14,900 | $12.92 | $192,508.00 | (100%) 14.9K to 0 | 16% |
| 09-Dec-16 5:06 PM View: | Nuveen Floating Rate Income... (JRO) | 07-Dec-16 | Market Purchase | 30,000 | $11.78 | $353,499.00 | 341% 8.8K to 38.8K | (32%) |
| 09-Dec-16 5:14 PM View: | Nuveen Multi-Strategy Incom... (JQC) | 07-Dec-16 | Market Purchase | 25,000 | $8.68 | $216,985.00 | 100% 0 to 25.0K | (18%) |
| 20-Apr-16 4:16 PM View: | Nuveen Energy Mlp Total Ret... (JMF) | 18-Apr-16 | Market Purchase | 4,860 | $10.24 | $49,764.50 | 18% 27.65K to 32.51K | (9%) |
| 20-Apr-16 4:17 PM View: | Nuveen Ohio Quality Income ... (NUO) | 18-Apr-16 | Market Purchase | 3,130 | $15.95 | $49,923.50 | 19% 16.85K to 19.98K | (11%) |
| 04-Feb-16 4:46 PM View: | Nuveen Energy Mlp Total Ret... (JMF) | 02-Feb-16 | Market Purchase | 5,800 | $8.63 | $50,074.90 | 27% 21.85K to 27.65K | 12% |
| 04-Feb-16 4:46 PM View: | Nuveen Floating Rate Income... (JRO) | 02-Feb-16 | Market Purchase | 5,300 | $9.43 | $49,969.50 | 151% 3.5K to 8.8K | (9%) |
| 04-Feb-16 4:48 PM View: | Nuveen Diversified Dividend... (JDD) | 02-Feb-16 | Market Purchase | 4,900 | $10.22 | $50,075.10 | 35% 13.85K to 18.75K | (3%) |
| 17-Dec-15 4:36 PM View: | Nuveen Energy Mlp Total Ret... (JMF) | 15-Dec-15 | Market Purchase | 21,850 | $9.24 | $201,916.00 | 100% 0 to 21.85K | 9% |
| 17-Dec-15 4:29 PM View: | Nuveen Tax-Advantaged Divid... (JTD) | 15-Dec-15 | Market Sale | 19,850 | $13.40 | $265,990.00 | (100%) 19.85K to 0 | (13%) |
| 17-Dec-15 4:34 PM View: | Nuveen Municipal High Incom... (NMZ) | 15-Dec-15 | Market Purchase | 14,900 | $13.55 | $201,895.00 | 100% 0 to 14.9K | (15%) |
| 17-Dec-15 4:31 PM View: | Nuveen Floating Rate Income... (JRO) | 15-Dec-15 | Market Sale | 42,274 | $9.17 | $387,568.00 | (92%) 45.77K to 3.5K | 6% |
| 17-Dec-15 4:32 PM View: | Nuveen Diversified Dividend... (JDD) | 15-Dec-15 | Market Sale | 23,620 | $10.19 | $240,688.00 | (63%) 37.47K to 13.85K | 2% |
| 13-May-15 11:23 AM View: | Nuveen Ohio Quality Income ... (NUO) | 11-May-15 | Market Purchase | 16,850 | $14.83 | $249,906.00 | 100% 0 to 16.85K | < 1% |
| 13-May-15 11:09 AM View: | Nuveen Tax-Advantaged Divid... (JTD) | 11-May-15 | Market Purchase | 19,850 | $16.36 | $324,686.00 | 100% 0 to 19.85K | (1%) |
| 13-May-15 11:15 AM View: | Nuveen Diversified Dividend... (JDD) | 11-May-15 | Market Purchase | 23,620 | $12.70 | $299,965.00 | 171% 13.85K to 37.47K | < 1% |
| 11-May-15 5:38 PM View: | Nuveen S&p 500 Dynamic Over... (SPXX) | 08-May-15 | Market Sale | 26,350 | $14.10 | $371,548.00 | (82%) 31.95K to 5.6K | (8%) |
| 10-Apr-15 4:32 PM View: | Nuveen Floating Rate Income... (JRO) | 08-Apr-15 | Market Purchase | 17,000 | $11.76 | $199,925.00 | 59% 28.77K to 45.77K | 17% |
| 09-Apr-14 4:21 PM View: | Nuveen Floating Rate Income... (JRO) | 07-Apr-14 | Market Purchase | 8,484 | $12.15 | $103,080.00 | 42% 20.29K to 28.77K | 21% |
| 30-Sep-13 3:06 PM View: | Nuveen Short Duration Credi... (JSD) | 26-Sep-13 | Market Purchase | 5,260 | $18.98 | $99,860.60 | 100% 0 to 5.26K | (4%) |
| 30-Sep-13 3:06 PM View: | Nuveen Floating Rate Income... (JRO) | 26-Sep-13 | Market Purchase | 20,290 | $12.28 | $249,070.00 | 100% 0 to 20.29K | 24% |
| 09-Jan-13 3:40 PM View: | Nuveen S&p 500 Dynamic Over... (SPXX) | 07-Jan-13 | Market Purchase | 22,200 | $13.33 | $295,918.00 | 228% 9.75K to 31.95K | 35% |
| 14-Aug-12 6:00 PM View: | Nuveen S&p 500 Dynamic Over... (SPXX) | 10-Aug-12 | Market Purchase | 4,150 | $13.20 | $54,780.00 | 74% 5.6K to 9.75K | 42% |
| 14-Aug-12 6:01 PM View: | Nuveen Amt-Free Municipal V... (NUW) | 10-Aug-12 | Market Sale | 3,000 | $18.43 | $55,290.00 | (100%) 3.0K to 0 | (2%) |
| 19-Dec-11 5:52 PM View: | Nuveen Diversified Commodit... (CFD) | 15-Dec-11 | Market Sale | 5,695 | $18.94 | $107,863.00 | (58%) 9.8K to 4.11K | 6% |
| 19-Dec-11 5:52 PM View: | Nuveen Diversified Commodit... (CFD) | 15-Dec-11 | Market Sale | 4,110 | $18.94 | $77,843.40 | (100%) 4.11K to 0 | 6% |
| 19-Dec-11 5:56 PM View: | Nuveen Mortgage & Income Fu... (JLS) | 15-Dec-11 | Market Sale | 4,000 | $20.26 | $81,040.00 | (100%) 4.0K to 0 | (42%) |
| 24-Oct-11 5:15 PM View: | Nuveen Floating Rate Income... (JFR) | 20-Oct-11 | Market Sale | 25,300 | $10.27 | $259,831.00 | (100%) 25.3K to 0 | (63%) |