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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Dec-13 5:30 PM View:  | Nuveen Multi-Strategy Incom... (JPC) | 16-Dec-13 | Market Sale | 3,500 | $8.51 | $29,792.00 | (100%) 3.5K to 0 | (23%) |
| 17-Dec-13 5:24 PM View: | Nuveen Global Equity Income... (JGV) | 16-Dec-13 | Market Sale | 5,500 | $12.80 | $70,405.50 | (100%) 5.5K to 0 | (14%) |
| 17-Dec-13 5:24 PM View: | Nuveen Tax Advantaged Total... (JTA) | 16-Dec-13 | Market Sale | 4,700 | $13.20 | $62,019.30 | (85%) 5.5K to 0.8K | (10%) |
| 03-Dec-12 3:18 PM View: | Nuveen Global Equity Income... (JGV) | 29-Nov-12 | Market Sale | 7,000 | $14.45 | $101,150.00 | (56%) 12.5K to 5.5K | (12%) |
| 03-Dec-12 3:20 PM View: | Nuveen Tax Advantaged Total... (JTA) | 29-Nov-12 | Market Sale | 2,000 | $10.53 | $21,060.00 | (27%) 7.5K to 5.5K | (52%) |
| 18-Dec-09 10:19 AM View: | Nuveen Diversified Dividend... (JDD) | 16-Dec-09 | Market Sale | 13,200 | $9.46 | $124,872.00 | (100%) 13.2K to 0 | (112%) |
| 18-Dec-09 10:23 AM View: | Nuveen Tax Advantaged Total... (JTA) | 16-Dec-09 | Market Sale | 5,000 | $10.43 | $52,150.00 | (40%) 12.5K to 7.5K | (95%) |
| 30-Nov-07 11:20 AM View: | Nuveen Diversified Dividend... (JDD) | 30-Nov-07 | Market Sale | 5,000 | $15.01 | $75,050.00 | (27%) 18.2K to 13.2K | 55% |
| 24-Jan-07 3:34 PM View: | Nuveen Global Equity Income... (JGV) | 22-Jan-07 | Market Purchase | 12,500 | $19.63 | $245,375.00 | 100% 0 to 12.5K | (12%) |
| 24-Jan-07 3:35 PM View: | Nuveen Diversified Dividend... (JDD) | 22-Jan-07 | Market Purchase | 5,000 | $20.02 | $100,100.00 | 38% 13.2K to 18.2K | (66%) |
| 17-Feb-04 10:00 PM View: | Nuveen Tax Advantaged Total... (JTA) | 13-Feb-04 | Market Purchase | 12,500 | $20.03 | $250,380.00 | 100% 0 to 12.5K | (55%) |
| 19-Dec-03 10:00 PM View: | Nuveen Diversified Dividend... (JDD) | 18-Dec-03 | Market Purchase | 6,700 | $15.20 | $101,840.00 | 103% 6.5K to 13.2K | (41%) |
| 19-Dec-03 10:00 PM View: | Nuveen Multi-Strategy Incom... (JPC) | 17-Dec-03 | Market Purchase | 3,500 | $15.10 | $52,850.00 | 100% 0 to 3.5K | 5% |
| 19-Dec-03 10:00 PM View: | Nuveen Diversified Dividend... (JDD) | 17-Dec-03 | Market Purchase | 6,500 | $15.25 | $99,125.00 | 100% 0 to 6.5K | (41%) |