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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Apr-17 6:00 PM View:  | Ecolab Inc. (ECL) | 31-Mar-17 | Grant | 199 | -- | -- | < 1% 32.62K to 32.82K | |
| 10-Mar-17 4:37 PM View: | Ecolab Inc. (ECL) | 08-Mar-17 | Market Sale | 748 | $124.49 | $93,120.70 | (2%) 33.27K to 32.52K | (28%) |
| 07-Mar-17 6:15 PM View: | Ecolab Inc. (ECL) | 03-Mar-17 | Payment of Exercise | 5,577 | $125.15 | $697,989.00 | (14%) 38.85K to 33.27K | (28%) |
| 07-Mar-17 6:15 PM View: | Ecolab Inc. (ECL) | 03-Mar-17 | Option Exercise | 6,325 | $110.39 | $698,183.00 | 19% 32.52K to 38.85K | |
| 04-Jan-17 4:27 PM View: | Ecolab Inc. (ECL) | 31-Dec-16 | Grant | 213 | -- | -- | < 1% 32.31K to 32.52K | |
| 04-Oct-16 4:44 PM View: | Ecolab Inc. (ECL) | 30-Sep-16 | Grant | 206 | -- | -- | < 1% 32.01K to 32.21K | |
| 01-Jul-16 4:17 PM View: | Ecolab Inc. (ECL) | 30-Jun-16 | Grant | 212 | -- | -- | < 1% 31.7K to 31.91K | |
| 01-Apr-16 4:35 PM View: | Ecolab Inc. (ECL) | 31-Mar-16 | Grant | 223 | -- | -- | < 1% 31.38K to 31.61K | |
| 05-Jan-16 6:53 PM View: | Ecolab Inc. (ECL) | 31-Dec-15 | Grant | 217 | -- | -- | < 1% 31.06K to 31.28K | |
| 02-Oct-15 4:29 PM View: | Ecolab Inc. (ECL) | 30-Sep-15 | Grant | 229 | -- | -- | < 1% 30.75K to 30.98K | |
| 02-Jul-15 4:13 PM View: | Ecolab Inc. (ECL) | 30-Jun-15 | Grant | 221 | -- | -- | < 1% 30.44K to 30.66K | |
| 15-Jun-15 4:15 PM View: | Lorillard, Inc. (LO) | 12-Jun-15 | Disposition | 4,465 | -- | -- | (100%) 4.46K to 0 | |
| 02-Apr-15 4:19 PM View: | Ecolab Inc. (ECL) | 31-Mar-15 | Grant | 218 | -- | -- | < 1% 30.14K to 30.36K | |
| 02-Jan-15 4:03 PM View: | Lorillard, Inc. (LO) | 01-Jan-15 | Grant | 2,384 | -- | -- | 115% 2.08K to 4.46K | |
| 05-Jan-15 5:26 PM View: | Ecolab Inc. (ECL) | 31-Dec-14 | Grant | 172 | -- | -- | < 1% 29.87K to 30.04K | |
| 02-Oct-14 5:02 PM View: | Ecolab Inc. (ECL) | 30-Sep-14 | Grant | 157 | -- | -- | < 1% 29.63K to 29.79K | |
| 29-Aug-14 4:36 PM View: | Ecolab Inc. (ECL) | 29-Aug-14 | Market Sale | 855 | $114.68 | $98,048.80 | (3%) 30.41K to 29.56K | (35%) |
| 27-Aug-14 5:01 PM View: | Ecolab Inc. (ECL) | 26-Aug-14 | Payment of Exercise | 2,345 | $114.96 | $269,593.00 | (7%) 32.76K to 30.41K | (35%) |
| 27-Aug-14 5:01 PM View: | Ecolab Inc. (ECL) | 26-Aug-14 | Option Exercise | 3,200 | $84.26 | $269,648.00 | 11% 29.56K to 32.76K | |
| 24-Jul-14 5:18 PM View: | US Bancorp (USB) | 24-Jul-14 | Option Exercise | 35,845 | $35.76 | $1,281,820.00 | 100% 0 to 35.84K | |
| 24-Jul-14 5:18 PM View: | US Bancorp (USB) | 24-Jul-14 | Market Option Sale | 35,845 | $42.76 | $1,532,730.00 | (100%) 35.84K to 0 | 3% |
| 02-Jul-14 5:13 PM View: | Ecolab Inc. (ECL) | 30-Jun-14 | Grant | 165 | -- | -- | < 1% 29.39K to 29.56K | |
| 11-Jun-14 5:25 PM View: | Ecolab Inc. (ECL) | 11-Jun-14 | Market Option Sale | 1,592 | $109.41 | $174,177.00 | (5%) 30.91K to 29.32K | (41%) |
| 11-Jun-14 5:25 PM View: | Ecolab Inc. (ECL) | 09-Jun-14 | Payment of Exercise | 2,208 | $110.09 | $243,079.00 | (7%) 33.12K to 30.91K | (41%) |
| 11-Jun-14 5:25 PM View: | Ecolab Inc. (ECL) | 09-Jun-14 | Option Exercise | 3,800 | $63.99 | $243,181.00 | 13% 29.32K to 33.12K | |
| 21-May-14 6:09 PM View: | Ecolab Inc. (ECL) | 20-May-14 | Market Sale | 2,122 | $106.57 | $226,140.00 | (7%) 31.44K to 29.32K | (45%) |
| 12-May-14 5:22 PM View: | Ecolab Inc. (ECL) | 09-May-14 | Payment of Exercise | 2,078 | $104.57 | $217,286.00 | (6%) 33.52K to 31.44K | (48%) |
| 12-May-14 5:22 PM View: | Ecolab Inc. (ECL) | 09-May-14 | Option Exercise | 4,200 | $51.74 | $217,287.00 | 14% 29.32K to 33.52K | |
| 01-Apr-14 11:14 AM View: | Lorillard, Inc. (LO) | 31-Mar-14 | Grant | 2,081 | -- | -- | 100% 0 to 2.08K | |
| 02-Apr-14 5:52 PM View: | Ecolab Inc. (ECL) | 31-Mar-14 | Grant | 169 | -- | -- | < 1% 29.15K to 29.32K | |
| 11-Mar-14 5:29 PM View: | Ecolab Inc. (ECL) | 10-Mar-14 | Market Sale | 5,917 | $109.75 | $649,367.00 | (17%) 34.99K to 29.07K | (41%) |
| 06-Mar-14 6:10 PM View: | Ecolab Inc. (ECL) | 05-Mar-14 | Payment of Exercise | 3,783 | $109.53 | $414,352.00 | (10%) 38.77K to 34.99K | (41%) |
| 06-Mar-14 6:10 PM View: | Ecolab Inc. (ECL) | 05-Mar-14 | Option Exercise | 9,700 | $42.73 | $414,488.00 | 33% 29.07K to 38.77K | |
| 03-Jan-14 5:47 PM View: | Ecolab Inc. (ECL) | 31-Dec-13 | Grant | 174 | -- | -- | < 1% 28.9K to 29.07K | |
| 05-Nov-13 4:21 PM View: | Saks Inc. (SKS) | 04-Nov-13 | Disposition | 28,634 | -- | -- | (100%) 28.63K to 0 | |
| 05-Nov-13 4:21 PM View: | Saks Inc. (SKS) | 10-Oct-13 | Gift | 3,000 | -- | -- | (9%) 31.63K to 28.63K | |
| 05-Nov-13 4:21 PM View: | Saks Inc. (SKS) | 09-Oct-13 | Gift | 15,000 | -- | -- | (32%) 46.63K to 31.63K | |
| 01-Oct-13 7:16 PM View: | Ecolab Inc. (ECL) | 30-Sep-13 | Grant | 185 | -- | -- | < 1% 28.65K to 28.83K | |
| 05-Sep-13 5:27 PM View: | Ecolab Inc. (ECL) | 03-Sep-13 | Market Sale | 1,075 | $92.63 | $99,578.20 | (4%) 29.65K to 28.58K | (66%) |
| 30-Aug-13 4:22 PM View: | Ecolab Inc. (ECL) | 30-Aug-13 | Market Option Sale | 1,000 | $91.39 | $91,390.00 | (3%) 30.65K to 29.65K | (68%) |
| 30-Aug-13 4:22 PM View: | Ecolab Inc. (ECL) | 28-Aug-13 | Payment of Exercise | 2,125 | $90.85 | $193,046.00 | (6%) 32.78K to 30.65K | (69%) |
| 30-Aug-13 4:22 PM View: | Ecolab Inc. (ECL) | 28-Aug-13 | Option Exercise | 4,200 | $45.97 | $193,053.00 | 15% 28.58K to 32.78K | |
| 19-Jul-13 5:05 PM View: | US Bancorp (USB) | 18-Jul-13 | Option Exercise | 28,755 | $30.04 | $863,672.00 | 100% 0 to 28.75K | |
| 19-Jul-13 5:05 PM View: | US Bancorp (USB) | 18-Jul-13 | Market Option Sale | 28,755 | $36.98 | $1,063,460.00 | (100%) 28.75K to 0 | (14%) |
| 02-Jul-13 5:53 PM View: | Ecolab Inc. (ECL) | 30-Jun-13 | Grant | 211 | -- | -- | < 1% 28.36K to 28.58K | |
| 10-Jun-13 5:43 PM View: | Saks Inc. (SKS) | 06-Jun-13 | Grant | 6,850 | -- | -- | 17% 39.78K to 46.63K | |
| 13-May-13 5:16 PM View: | Ecolab Inc. (ECL) | 13-May-13 | Market Sale | 3,337 | $87.00 | $290,319.00 | (11%) 31.62K to 28.29K | (76%) |
| 10-May-13 5:28 PM View: | Ecolab Inc. (ECL) | 10-May-13 | Market Sale | 2,500 | $87.15 | $217,875.00 | (7%) 34.12K to 31.62K | (76%) |
| 10-May-13 5:28 PM View: | Ecolab Inc. (ECL) | 08-May-13 | Market Sale | 10,000 | $86.88 | $868,753.00 | (23%) 44.12K to 34.12K | (76%) |
| 06-May-13 5:47 PM View: | Ecolab Inc. (ECL) | 03-May-13 | Payment of Exercise | 10,649 | $85.21 | $907,348.00 | (18%) 60.19K to 49.54K | (80%) |