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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Jun-24 1:22 PM View:  | Cohu Inc. (COHU) | 05-Jun-24 | Grant | 4,918 | -- | -- | 30% 16.47K to 21.39K | |
| 15-Mar-24 8:00 PM View: | Alignment Healthcare, Inc. (ALHC) | 13-Mar-24 | Grant | 30,000 | -- | -- | 59% 50.48K to 80.48K | |
| 07-Dec-23 6:00 PM View: | Capstone Turbine Corp. (N/A) | 07-Dec-23 | Disposition (other) | 74,197 | -- | -- | (100%) 74.2K to 0 | |
| 11-May-23 3:53 PM View: | Cohu Inc. (COHU) | 10-May-23 | Grant | 4,347 | -- | -- | 36% 12.13K to 16.47K | |
| 10-Mar-23 5:00 PM View: | Alignment Healthcare, Inc. (ALHC) | 08-Mar-23 | Grant | 21,802 | -- | -- | 76% 28.67K to 50.48K | |
| 25-Aug-22 7:05 PM View: | Capstone Turbine Corp. (N/A) | 24-Aug-22 | Grant | 19,455 | -- | -- | 36% 54.74K to 74.2K | |
| 06-May-22 2:04 PM View: | Cohu Inc. (COHU) | 04-May-22 | Grant | 5,091 | -- | -- | 72% 7.04K to 12.13K | |
| 10-Mar-22 4:55 PM View: | Alignment Healthcare, Inc. (ALHC) | 08-Mar-22 | Grant | 22,075 | -- | -- | 77% 28.67K to 50.75K | |
| 03-Jan-22 9:20 PM View: | Alignment Healthcare, Inc. (ALHC) | 03-Jan-22 | Grant | 28,674 | -- | -- | 100% 0 to 28.67K | |
| 31-Aug-21 7:29 PM View: | Capstone Turbine Corp. (N/A) | 27-Aug-21 | Grant | 10,917 | -- | -- | 25% 43.83K to 54.74K | |
| 12-Aug-21 8:56 PM View: | Cohu Inc. (COHU) | 12-Aug-21 | Market Purchase | 3,000 | $30.89 | $92,670.00 | 74% 4.04K to 7.04K | |
| 11-May-21 6:32 PM View: | Cohu Inc. (COHU) | 10-May-21 | Grant | 4,035 | -- | -- | 100% 0 to 4.04K | |
| 28-Aug-20 6:53 PM View: | Capstone Turbine Corp. (N/A) | 27-Aug-20 | Grant | 11,710 | -- | -- | 36% 32.12K to 43.83K | |
| 12-Dec-19 9:19 AM View: | Capstone Turbine Corp. (N/A) | 11-Dec-19 | Market Purchase | 3,000 | $3.27 | $9,818.70 | 10% 29.11K to 32.12K | 128% |
| 03-Sep-19 5:59 PM View: | Capstone Turbine Corp. (N/A) | 29-Aug-19 | Grant | 73,529 | -- | -- | 34% 217.62K to 291.15K | |
| 20-Aug-19 8:40 PM View: | Capstone Turbine Corp. (N/A) | 20-Aug-19 | Market Purchase | 5,000 | $0.70 | $3,482.50 | 2% 212.62K to 217.62K | 8% |
| 14-Jun-19 6:59 PM View: | Capstone Turbine Corp. (N/A) | 14-Jun-19 | Market Purchase | 5,000 | $0.83 | $4,135.00 | 2% 207.62K to 212.62K | (10%) |
| 15-Feb-19 5:16 PM View: | Capstone Turbine Corp. (N/A) | 15-Feb-19 | Market Purchase | 10,000 | $0.79 | $7,900.00 | 5% 197.62K to 207.62K | (6%) |
| 04-Sep-18 7:49 PM View: | Capstone Turbine Corp. (N/A) | 30-Aug-18 | Grant | 43,859 | -- | -- | 29% 153.76K to 197.62K | |
| 13-Aug-18 6:36 PM View: | Capstone Turbine Corp. (N/A) | 13-Aug-18 | Market Purchase | 5,000 | $1.31 | $6,530.00 | 3% 148.76K to 153.76K | (42%) |
| 12-Jun-18 2:43 PM View: | Capstone Turbine Corp. (N/A) | 12-Jun-18 | Market Purchase | 5,000 | $1.54 | $7,689.50 | 3% 143.76K to 148.76K | (51%) |
| 08-Feb-18 6:46 PM View: | Capstone Turbine Corp. (N/A) | 08-Feb-18 | Market Purchase | 10,000 | $0.90 | $9,000.00 | 7% 133.76K to 143.76K | (14%) |
| 05-Sep-17 7:57 PM View: | Capstone Turbine Corp. (N/A) | 31-Aug-17 | Grant | 74,218 | -- | -- | 125% 59.54K to 133.76K | |
| 14-Aug-17 1:52 PM View: | Capstone Turbine Corp. (N/A) | 14-Aug-17 | Market Purchase | 30,000 | $0.68 | $20,400.00 | 102% 29.54K to 59.54K | 17% |
| 14-Jun-17 5:55 PM View: | Capstone Turbine Corp. (N/A) | 05-Jun-17 | Grant | 29,540 | -- | -- | 100% 0 to 29.54K | |
| 22-Feb-17 9:15 PM View: | Maxwell Technologies Inc. (MXWL) | 21-Feb-17 | Option Exercise Duplicate | 16,732 | -- | -- | 24% 71.11K to 87.84K | |
| 26-Feb-16 10:00 PM View: | Maxwell Technologies Inc. (MXWL) | 26-Feb-16 | Option Exercise Duplicate | 11,707 | -- | -- | 20% 59.4K to 71.11K | |
| 11-Aug-15 6:41 PM View: | Maxwell Technologies Inc. (MXWL) | 07-Aug-15 | Market Purchase | 5,000 | $4.83 | $24,150.00 | 9% 54.4K to 59.4K | (9%) |
| 13-Mar-15 2:17 PM View: | BioScrip Inc. (OPCH) | 12-Mar-15 | Market Purchase | 5,000 | $3.47 | $17,350.00 | 33% 15.0K to 20.0K | 10% |
| 17-Feb-15 7:22 PM View: | Maxwell Technologies Inc. (MXWL) | 17-Feb-15 | Option Exercise | 9,413 | -- | -- | 21% 44.99K to 54.4K | |
| 15-May-14 6:29 PM View: | BioScrip Inc. (OPCH) | 14-May-14 | Market Purchase | 5,000 | $7.21 | $36,070.00 | 50% 10.0K to 15.0K | (47%) |
| 12-May-14 6:14 PM View: | BioScrip Inc. (OPCH) | 08-May-14 | Grant | 10,000 | -- | -- | 100% 0 to 10.0K | |
| 18-Feb-14 5:00 PM View: | Maxwell Technologies Inc. (MXWL) | 14-Feb-14 | Option Exercise | 8,088 | -- | -- | 22% 36.9K to 44.99K | |
| 11-Feb-13 7:21 PM View: | Maxwell Technologies Inc. (MXWL) | 08-Feb-13 | Option Exercise | 2,906 | -- | -- | 9% 34.0K to 36.9K | |
| 01-May-12 5:59 PM View: | Maxwell Technologies Inc. (MXWL) | 01-May-12 | Grant | 5,000 | $9.60 | $48,000.00 | 17% 29.0K to 34.0K | (54%) |
| 16-Feb-11 5:33 PM View: | Maxwell Technologies Inc. (MXWL) | 15-Feb-11 | Option Exercise | 1,809 | -- | -- | 7% 27.19K to 29.0K | |
| 17-Feb-10 8:17 PM View: | Maxwell Technologies Inc. (MXWL) | 15-Feb-10 | Option Exercise | 2,040 | -- | -- | 9% 22.0K to 24.04K | |
| 12-Feb-10 5:46 PM View: | Maxwell Technologies Inc. (MXWL) | 10-Feb-10 | Grant | 4,000 | -- | -- | 22% 18.0K to 22.0K | |
| 10-Feb-11 5:25 PM View: | Maxwell Technologies Inc. (MXWL) | 09-Feb-10 | Grant | 3,148 | -- | -- | 13% 24.04K to 27.19K | |
| 26-Feb-09 1:41 PM View: | Maxwell Technologies Inc. (MXWL) | 24-Feb-09 | Grant | 4,000 | -- | -- | 29% 14.0K to 18.0K | |
| 16-Sep-08 11:54 AM View: | Maxwell Technologies Inc. (MXWL) | 12-Sep-08 | Market Purchase | 5,000 | $11.20 | $55,977.00 | 56% 9.0K to 14.0K | (60%) |
| 20-Aug-08 6:10 PM View: | Maxwell Technologies Inc. (MXWL) | 19-Aug-08 | Market Purchase | 5,000 | $12.58 | $62,877.00 | 125% 4.0K to 9.0K | (64%) |
| 12-May-08 2:19 PM View: | Maxwell Technologies Inc. (MXWL) | 08-May-08 | Grant | 4,000 | -- | -- | 100% 0 to 4.0K | |
| 05-Oct-06 2:55 PM View: | Magnetek Inc. (MAG) | 04-Oct-06 | Market Purchase | 10,000 | $3.78 | $37,800.00 | 100% 0 to 10.0K | 998% |
| 27-Feb-04 10:00 PM View: | Advancepcs (ADVP) | 26-Feb-04 | Option Exercise | 32,000 | $31.75 | $1,016,000.00 | 100% 0 to 32.0K | |
| 27-Feb-04 10:00 PM View: | Advancepcs (ADVP) | 26-Feb-04 | Option Sale | 32,000 | $69.39 | $2,220,420.00 | (100%) 32.0K to 0 |