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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Aug-19 8:18 AM View:  | NovaBay Pharmaceuticals, Inc. (NBY) | 30-Jul-19 | Grant | 167,938 | -- | -- | 17% 988.94K to 1.16M | |
| 03-Oct-16 4:32 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 30-Sep-16 | Exercise (in-the money or at-the-money) | 273,447 | $1.91 | $522,284.00 | 38% 715.5K to 988.95K | |
| 02-Aug-16 1:18 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 01-Aug-16 | Grant | 261,780 | $1.91 | $500,000.00 | 58% 453.72K to 715.5K | |
| 13-May-16 2:55 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 09-May-16 | Grant | 261,780 | $1.91 | $500,000.00 | 136% 191.94K to 453.72K | |
| 05-Mar-15 6:01 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 03-Mar-15 | Market Purchase | 166,666 | $0.60 | $99,999.60 | 559% 29.8K to 196.47K | (95%) |
| 05-Jun-14 7:53 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 04-Jun-14 | Market Purchase | 4,800 | $0.89 | $4,272.00 | 19% 25.0K to 29.8K | (97%) |
| 21-May-14 8:20 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 19-May-14 | Market Purchase | 25,000 | $0.88 | $22,000.00 | 100% 0 to 25.0K | (97%) |
| 27-Jan-14 8:26 PM View: | Thermage, Inc. (SLTM) | 23-Jan-14 | Disposition (change in control) | 269,514 | $2.92 | $786,981.00 | (100%) 269.51K to 0 | < 1% |
| 02-Jan-14 6:45 PM View: | Thermage, Inc. (SLTM) | 31-Dec-13 | Grant | 7,710 | -- | -- | 3% 260.89K to 268.6K | |
| 03-Dec-13 5:03 PM View: | Thermage, Inc. (SLTM) | 30-Nov-13 | Grant | 10,095 | -- | -- | 4% 250.79K to 260.89K | |
| 04-Nov-13 9:35 PM View: | Thermage, Inc. (SLTM) | 31-Oct-13 | Grant | 9,461 | -- | -- | 4% 241.33K to 250.79K | |
| 04-Nov-13 9:35 PM View: | Thermage, Inc. (SLTM) | 30-Sep-13 | Grant | 9,151 | -- | -- | 4% 232.18K to 241.33K | |
| 04-Nov-13 9:35 PM View: | Thermage, Inc. (SLTM) | 30-Aug-13 | Grant | 7,579 | -- | -- | 3% 224.6K to 232.18K | |
| 07-Jun-13 3:04 PM View: | Thermage, Inc. (SLTM) | 05-Jun-13 | Grant | 31,627 | -- | -- | 16% 192.97K to 224.6K | |
| 07-May-13 7:47 PM View: | Thermage, Inc. (SLTM) | 06-May-13 | Market Purchase | 150,000 | $1.74 | $261,000.00 | 349% 42.98K to 192.97K | 20% |
| 11-Jun-12 6:54 PM View: | Thermage, Inc. (SLTM) | 07-Jun-12 | Grant | 22,909 | -- | -- | 114% 20.07K to 42.98K | |
| 06-Jun-11 3:54 PM View: | Thermage, Inc. (SLTM) | 03-Jun-11 | Grant | 20,066 | -- | -- | 100% 0 to 20.07K | |
| 16-Mar-11 8:55 PM View: | Conceptus, Inc. (CPTS) | 14-Mar-11 | Grant | 10,000 | -- | -- | 29% 34.66K to 44.66K | |
| 01-Mar-10 7:22 PM View: | Conceptus, Inc. (CPTS) | 25-Feb-10 | Grant | 20,937 | -- | -- | 153% 13.72K to 34.66K | |
| 23-Feb-10 8:45 PM View: | Conceptus, Inc. (CPTS) | 19-Feb-10 | Market Sale (Planned) | 69,789 | $22.00 | $1,535,360.00 | (84%) 83.51K to 13.72K | (5%) |
| 22-Jan-10 5:46 PM View: | Conceptus, Inc. (CPTS) | 20-Jan-10 | Option Exercise | 98,311 | $9.95 | $978,194.00 | 118% 83.51K to 181.82K | |
| 22-Jan-10 5:46 PM View: | Conceptus, Inc. (CPTS) | 20-Jan-10 | Market Option Sale (Planned) | 98,311 | $20.00 | $1,966,220.00 | (54%) 181.82K to 83.51K | (15%) |
| 26-Oct-09 6:59 PM View: | Conceptus, Inc. (CPTS) | 22-Oct-09 | Option Exercise | 1,689 | $9.95 | $16,805.50 | 2% 83.51K to 85.2K | |
| 26-Oct-09 6:59 PM View: | Conceptus, Inc. (CPTS) | 22-Oct-09 | Market Option Sale (Planned) | 1,689 | $20.00 | $33,780.00 | (2%) 85.2K to 83.51K | (15%) |
| 25-Sep-09 7:05 PM View: | Conceptus, Inc. (CPTS) | 23-Sep-09 | Option Exercise | 95,387 | $9.95 | $949,101.00 | 114% 83.51K to 178.9K | |
| 25-Sep-09 7:05 PM View: | Conceptus, Inc. (CPTS) | 23-Sep-09 | Market Option Sale (Planned) | 95,387 | $19.00 | $1,812,350.00 | (53%) 178.9K to 83.51K | (21%) |
| 11-Sep-09 6:02 PM View: | Conceptus, Inc. (CPTS) | 09-Sep-09 | Option Exercise | 4,613 | $9.95 | $45,899.30 | 6% 83.51K to 88.13K | |
| 11-Sep-09 6:02 PM View: | Conceptus, Inc. (CPTS) | 09-Sep-09 | Market Option Sale (Planned) | 4,613 | $19.00 | $87,647.00 | (5%) 88.13K to 83.51K | (21%) |
| 10-Jun-08 4:36 PM View: | Conceptus, Inc. (CPTS) | 02-Apr-08 | Payment of Exercise | 4,790 | $19.17 | $91,824.30 | (5%) 88.3K to 83.51K | (21%) |
| 17-Dec-07 6:56 PM View: | Conceptus, Inc. (CPTS) | 13-Dec-07 | Market Sale (Planned) | 31,317 | $19.52 | $611,192.00 | (26%) 119.06K to 87.75K | (19%) |
| 29-Mar-07 7:04 PM View: | Conceptus, Inc. (CPTS) | 02-Mar-07 | Grant | 13,400 | -- | -- | 18% 74.93K to 88.33K | |
| 14-Feb-07 10:00 PM View: | Conceptus, Inc. (CPTS) | 29-Dec-06 | Grant | 499 | $11.59 | $5,785.41 | < 1% 74.43K to 74.93K | |
| 14-Dec-06 6:34 PM View: | Conceptus, Inc. (CPTS) | 12-Dec-06 | Grant | 72,000 | -- | -- | 100% 72.0K to 144.0K | |
| 14-Dec-06 6:34 PM View: | Conceptus, Inc. (CPTS) | 12-Dec-06 | Disposition | 72,000 | $0.00 | $216.00 | (50%) 144.0K to 72.0K | |
| 14-Feb-07 10:00 PM View: | Conceptus, Inc. (CPTS) | 30-Jun-06 | Grant | 2,430 | $4.80 | $11,671.30 | 3% 72.0K to 74.43K | |
| 10-Aug-05 8:27 AM View: | Conceptus, Inc. (CPTS) | 09-Aug-05 | Market Purchase | 2,500 | $8.00 | $20,000.00 | 3% 77.0K to 79.5K | 191% |
| 10-Aug-05 8:27 AM View: | Conceptus, Inc. (CPTS) | 09-Aug-05 | Market Purchase | 7,500 | $8.00 | $60,000.00 | 9% 79.5K to 87.0K | 191% |
| 27-Feb-04 10:00 PM View: | Conceptus, Inc. (CPTS) | 25-Feb-04 | Grant | 72,000 | -- | -- | (100%) (-72.0K) to 0 | |
| 27-Feb-04 10:00 PM View: | Conceptus, Inc. (CPTS) | 25-Feb-04 | Market Purchase | 5,000 | $8.50 | $42,500.00 | 100% 0 to 5.0K | 174% |