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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Nov-07 5:08 PM View:  | Nuveen Investments Inc (JNC) | 13-Nov-07 | Disposition | 56,906 | $14.09 | $801,840.00 | (100%) 56.91K to 0 | |
| 08-Feb-07 6:12 PM View: | Nuveen Investments Inc (JNC) | 06-Feb-07 | Grant | 6,382 | -- | -- | 12% 54.3K to 60.68K | |
| 06-Nov-06 4:59 PM View: | Nuveen Investments Inc (JNC) | 03-Nov-06 | Option Exercise | 80,000 | $12.00 | $960,000.00 | 147% 54.3K to 134.3K | (17%) |
| 06-Nov-06 4:59 PM View: | Nuveen Investments Inc (JNC) | 03-Nov-06 | Market Option Sale | 80,000 | $50.26 | $4,020,800.00 | (60%) 134.3K to 54.3K | (32%) |
| 15-Feb-06 11:55 AM View: | Nuveen Investments Inc (JNC) | 15-Feb-06 | Option Exercise | 30,700 | $14.27 | $438,089.00 | 57% 54.3K to 85.0K | (37%) |
| 15-Feb-06 11:55 AM View: | Nuveen Investments Inc (JNC) | 15-Feb-06 | Market Option Sale | 30,700 | $45.04 | $1,382,730.00 | (36%) 85.0K to 54.3K | (49%) |
| 15-Feb-06 10:00 PM View: | Nuveen Investments Inc (JNC) | 14-Feb-06 | Option Exercise | 14,300 | $14.27 | $204,061.00 | 26% 54.3K to 68.6K | (37%) |
| 15-Feb-06 10:00 PM View: | Nuveen Investments Inc (JNC) | 14-Feb-06 | Market Option Sale | 14,300 | $45.09 | $644,787.00 | (21%) 68.6K to 54.3K | (49%) |
| 18-Jan-06 5:06 PM View: | Nuveen Investments Inc (JNC) | 13-Jan-06 | Grant | 17,503 | -- | -- | 48% 36.8K to 54.3K | |
| 19-Jan-05 3:33 PM View: | Nuveen Investments Inc (JNC) | 14-Jan-05 | Grant | 14,685 | -- | -- | 66% 22.11K to 36.8K | |
| 26-Oct-04 10:00 PM View: | Nuveen Investments Inc (JNC) | 26-Oct-04 | Option Exercise | 30,000 | $12.50 | $375,000.00 | 136% 22.11K to 52.11K | |
| 26-Oct-04 10:00 PM View: | Nuveen Investments Inc (JNC) | 26-Oct-04 | Market Option Sale | 30,000 | $31.09 | $932,691.00 | (58%) 52.11K to 22.11K | (121%) |
| 26-Oct-04 10:00 PM View: | Nuveen Investments Inc (JNC) | 25-Oct-04 | Option Exercise | 30,000 | $12.50 | $375,000.00 | 136% 22.11K to 52.11K | |
| 26-Oct-04 10:00 PM View: | Nuveen Investments Inc (JNC) | 25-Oct-04 | Market Option Sale | 30,000 | $31.33 | $939,927.00 | (58%) 52.11K to 22.11K | (120%) |
| 12-Jan-04 10:00 PM View: | Nuveen Investments Inc (JNC) | 12-Jan-04 | Payment of Exercise | 1,767 | $28.06 | $49,582.00 | (7%) 26.87K to 25.11K | (150%) |
| 02-Jan-04 10:00 PM View: | Nuveen Investments Inc (JNC) | 02-Jan-04 | Payment of Exercise | 4,622 | $26.66 | $123,223.00 | (16%) 28.5K to 23.88K | (163%) |