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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 26-Dec-13 6:33 PM View:  | Nuveen Diversified Commodit... (CFD) | 23-Dec-13 | Market Purchase | 18,500 | $15.24 | $281,909.00 | 100% 0 to 18.5K | (< 1%) |
| 26-Dec-13 6:32 PM View: | Nuveen Dividend Advantage M... (NAD) | 23-Dec-13 | Market Sale | 26,500 | $12.86 | $340,781.00 | (83%) 32.1K to 5.6K | (26%) |
| 14-Jan-13 2:32 PM View: | Nuveen Multi-Strategy Incom... (JQC) | 10-Jan-13 | Market Purchase | 7,300 | $10.00 | $73,009.40 | 49% 15.0K to 22.3K | (6%) |
| 25-Oct-12 3:58 PM View: | Nuveen Multi-Strategy Incom... (JQC) | 23-Oct-12 | Market Purchase | 15,000 | $9.70 | $145,500.00 | 100% 0 to 15.0K | (1%) |
| 10-Mar-11 6:17 PM View: | Nuveen Real Estate Income F... (JRS) | 08-Mar-11 | Market Sale | 6,000 | $10.68 | $64,080.00 | (67%) 9.0K to 3.0K | (41%) |
| 29-Jan-10 3:43 PM View: | Nuveen Real Estate Income F... (JRS) | 21-Oct-09 | Market Sale | 4,000 | $7.51 | $30,024.90 | (31%) 13.0K to 9.0K | (130%) |
| 31-Dec-07 1:21 PM View: | Nuveen Dividend Advantage M... (NAD) | 27-Dec-07 | Market Sale | 8,400 | $13.09 | $109,948.00 | (25%) 34.1K to 25.7K | 36% |
| 31-Dec-07 1:12 PM View: | Nuveen Municipal Value Fund... (NUV) | 27-Dec-07 | Market Sale | 800 | $9.21 | $7,368.00 | (100%) 0.8K to 0 | 7% |
| 15-Nov-07 5:12 PM View: | Nuveen Investments Inc (JNC) | 13-Nov-07 | Disposition | 74,403 | -- | -- | (100%) 74.4K to 0 | |
| 20-Feb-07 4:34 PM View: | Nuveen Investments Inc (JNC) | 20-Feb-07 | Option Exercise | 30,000 | $18.31 | $549,300.00 | 40% 74.4K to 104.4K | (80%) |
| 20-Feb-07 4:34 PM View: | Nuveen Investments Inc (JNC) | 20-Feb-07 | Market Option Sale | 30,000 | $52.07 | $1,562,100.00 | (29%) 104.4K to 74.4K | (26%) |
| 16-Feb-07 6:38 PM View: | Nuveen Investments Inc (JNC) | 16-Feb-07 | Option Exercise | 30,000 | $18.31 | $549,300.00 | 40% 74.4K to 104.4K | (80%) |
| 16-Feb-07 6:38 PM View: | Nuveen Investments Inc (JNC) | 16-Feb-07 | Market Option Sale | 30,000 | $52.00 | $1,560,000.00 | (29%) 104.4K to 74.4K | (27%) |
| 15-Feb-07 5:49 PM View: | Nuveen Investments Inc (JNC) | 14-Feb-07 | Option Exercise | 30,000 | $18.31 | $549,300.00 | 40% 74.4K to 104.4K | (80%) |
| 15-Feb-07 5:49 PM View: | Nuveen Investments Inc (JNC) | 14-Feb-07 | Market Option Sale | 30,000 | $51.68 | $1,550,400.00 | (29%) 104.4K to 74.4K | (27%) |
| 08-Feb-07 6:12 PM View: | Nuveen Investments Inc (JNC) | 06-Feb-07 | Grant | 3,191 | -- | -- | 4% 71.21K to 74.4K | |
| 07-Feb-07 4:34 PM View: | Nuveen Investments Inc (JNC) | 05-Feb-07 | Option Exercise | 75,000 | $12.00 | $900,000.00 | 105% 71.21K to 146.21K | |
| 07-Feb-07 4:34 PM View: | Nuveen Investments Inc (JNC) | 05-Feb-07 | Market Option Sale | 75,000 | $51.15 | $3,836,250.00 | (51%) 146.21K to 71.21K | (29%) |
| 18-Jan-06 5:06 PM View: | Nuveen Investments Inc (JNC) | 13-Jan-06 | Grant | 5,527 | -- | -- | 8% 65.69K to 71.21K | |
| 10-Nov-05 4:25 PM View: | Nuveen Investments Inc (JNC) | 10-Nov-05 | Option Exercise | 30,000 | $14.27 | $428,130.00 | 46% 65.69K to 95.69K | (37%) |
| 10-Nov-05 4:25 PM View: | Nuveen Investments Inc (JNC) | 10-Nov-05 | Market Option Sale | 30,000 | $41.25 | $1,237,500.00 | (31%) 95.69K to 65.69K | (64%) |
| 10-Nov-05 4:25 PM View: | Nuveen Investments Inc (JNC) | 09-Nov-05 | Option Exercise | 40,000 | $12.50 | $500,000.00 | 61% 65.69K to 105.69K | (20%) |
| 10-Nov-05 4:25 PM View: | Nuveen Investments Inc (JNC) | 09-Nov-05 | Market Option Sale | 40,000 | $40.27 | $1,610,800.00 | (38%) 105.69K to 65.69K | (68%) |
| 10-Nov-05 4:25 PM View: | Nuveen Investments Inc (JNC) | 08-Nov-05 | Option Exercise | 50,000 | $11.70 | $584,980.00 | 76% 65.69K to 115.69K | |
| 10-Nov-05 4:25 PM View: | Nuveen Investments Inc (JNC) | 08-Nov-05 | Market Option Sale | 50,000 | $40.10 | $2,005,000.00 | (43%) 115.69K to 65.69K | (68%) |
| 19-Jan-05 10:00 PM View: | Nuveen Investments Inc (JNC) | 14-Jan-05 | Grant | 14,685 | -- | -- | 29% 51.0K to 65.69K |