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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-May-13 3:56 PM View:  | Cboe Global Markets, Inc. (CBOE) | 23-May-13 | Grant | 1,851 | -- | -- | 17% 10.63K to 12.48K | |
| 22-May-13 6:43 AM View: | Artio Global Investors Inc. (ART) | 21-May-13 | Disposition | 18,463 | $2.75 | $50,773.20 | (100%) 18.46K to 0 | < 1% |
| 09-Nov-12 5:11 PM View: | Artio Global Investors Inc. (ART) | 09-Nov-12 | Grant | 9,700 | -- | -- | (34%) 28.16K to 18.46K | |
| 18-Jun-12 3:15 PM View: | Cboe Global Markets, Inc. (CBOE) | 14-Jun-12 | Grant | 2,785 | $27.33 | $76,114.00 | 35% 7.85K to 10.63K | 206% |
| 18-May-12 4:22 PM View: | Artio Global Investors Inc. (ART) | 17-May-12 | Grant | 19,608 | -- | -- | 229% 8.55K to 28.16K | |
| 09-Nov-11 5:28 PM View: | Artio Global Investors Inc. (ART) | 08-Nov-11 | Payment of Exercise | 3,200 | $6.99 | $22,364.20 | (27%) 11.76K to 8.55K | 71% |
| 18-May-11 5:14 PM View: | Artio Global Investors Inc. (ART) | 17-May-11 | Grant | 4,082 | -- | -- | 53% 7.67K to 11.76K | |
| 18-Jun-10 8:23 PM View: | Cboe Global Markets, Inc. (CBOE) | 18-Jun-10 | Private Purchase | 300 | $29.00 | $8,700.00 | 4% 7.55K to 7.85K | |
| 17-Jun-10 4:56 PM View: | Cboe Global Markets, Inc. (CBOE) | 15-Jun-10 | Grant | 7,547 | -- | -- | 100% 0 to 7.55K | |
| 20-May-10 9:52 PM View: | Artio Global Investors Inc. (ART) | 18-May-10 | Grant | 2,792 | -- | -- | 57% 4.88K to 7.67K | |
| 10-Dec-09 3:09 PM View: | Artio Global Investors Inc. (ART) | 08-Dec-09 | Grant | 2,573 | -- | -- | 111% 2.31K to 4.88K | |
| 29-Sep-09 9:28 PM View: | Artio Global Investors Inc. (ART) | 29-Sep-09 | Grant | 2,308 | -- | -- | 100% 0 to 2.31K | |
| 15-Nov-07 5:09 PM View: | Nuveen Investments Inc (JNC) | 13-Nov-07 | Disposition | 9,157 | -- | -- | (100%) 9.16K to 0 | |
| 18-Sep-07 4:53 PM View: | Nuveen Investments Inc (JNC) | 17-Sep-07 | Grant | 24 | -- | -- | < 1% 9.13K to 9.16K | |
| 21-Jun-07 11:25 AM View: | Nuveen Investments Inc (JNC) | 15-Jun-07 | Grant | 27 | -- | -- | < 1% 9.11K to 9.13K | |
| 10-May-07 6:50 PM View: | Nuveen Investments Inc (JNC) | 08-May-07 | Grant | 1,375 | -- | -- | 18% 7.73K to 9.11K | |
| 16-Mar-07 5:13 PM View: | Nuveen Investments Inc (JNC) | 15-Mar-07 | Grant | 24 | -- | -- | < 1% 7.71K to 7.73K | |
| 18-Dec-06 2:59 PM View: | Nuveen Investments Inc (JNC) | 15-Dec-06 | Grant | 22 | -- | -- | < 1% 7.69K to 7.71K | |
| 19-Sep-06 10:23 AM View: | Nuveen Investments Inc (JNC) | 15-Sep-06 | Grant | 22 | -- | -- | < 1% 7.66K to 7.69K | |
| 19-Jun-06 12:38 PM View: | Nuveen Investments Inc (JNC) | 15-Jun-06 | Grant | 26 | -- | -- | < 1% 7.64K to 7.66K | |
| 12-May-06 10:29 AM View: | Nuveen Investments Inc (JNC) | 10-May-06 | Grant | 1,477 | -- | -- | 24% 6.16K to 7.64K | |
| 16-Mar-06 3:50 PM View: | Nuveen Investments Inc (JNC) | 15-Mar-06 | Grant | 14 | -- | -- | < 1% 6.15K to 6.16K | |
| 16-Dec-05 10:00 PM View: | Nuveen Investments Inc (JNC) | 15-Dec-05 | Grant | 15 | $44.23 | $657.61 | < 1% 6.13K to 6.15K | 52% |
| 16-Sep-05 11:53 AM View: | Nuveen Investments Inc (JNC) | 15-Sep-05 | Grant | 17 | $38.44 | $654.25 | < 1% 6.11K to 6.13K | 75% |
| 16-Jun-05 4:05 PM View: | Nuveen Investments Inc (JNC) | 15-Jun-05 | Grant | 15 | $36.95 | $557.89 | < 1% 6.1K to 6.11K | 84% |
| 18-May-05 2:46 PM View: | Nuveen Investments Inc (JNC) | 16-May-05 | Grant | 1,038 | $33.75 | $35,032.50 | 21% 5.06K to 6.1K | 102% |
| 16-Mar-05 10:00 PM View: | Nuveen Investments Inc (JNC) | 15-Mar-05 | Grant | 10 | $36.92 | $369.20 | < 1% 5.05K to 5.06K | 85% |
| 16-Dec-04 12:34 PM View: | Nuveen Investments Inc (JNC) | 15-Dec-04 | Grant | 10 | $36.79 | $367.45 | < 1% 5.04K to 5.05K | 86% |
| 16-Sep-04 10:00 PM View: | Nuveen Investments Inc (JNC) | 15-Sep-04 | Grant | 12 | $30.20 | $365.27 | < 1% 5.03K to 5.04K | 128% |
| 16-Jun-04 11:19 AM View: | Nuveen Investments Inc (JNC) | 15-Jun-04 | Grant | 13 | $27.52 | $362.90 | < 1% 5.01K to 5.03K | 152% |
| 17-May-04 10:00 PM View: | Nuveen Investments Inc (JNC) | 13-May-04 | Grant | 977 | $25.61 | $25,017.60 | 24% 4.04K to 5.02K | 172% |
| 17-May-04 10:00 PM View: | Nuveen Investments Inc (JNC) | 15-Mar-04 | Grant | 6 | $27.79 | $155.03 | < 1% 4.03K to 4.04K | 151% |
| 17-May-04 10:00 PM View: | Nuveen Investments Inc (JNC) | 15-Dec-03 | Grant | 6 | $25.95 | $154.14 | < 1% 4.03K to 4.03K | 170% |
| 17-May-04 10:00 PM View: | Nuveen Investments Inc (JNC) | 15-Sep-03 | Grant | 6 | $26.00 | $153.25 | < 1% 4.02K to 4.03K | 171% |