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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Oct-19 8:31 PM View:  | Castle Brands Inc. (ROX) | 08-Oct-19 | Disposition | 250,000 | $1.27 | $317,500.00 | (5%) 5.21M to 4.96M | |
| 09-Oct-19 8:31 PM View: | Castle Brands Inc. (ROX) | 08-Oct-19 | Disposition (change in control) | 3,013,720 | $1.27 | $3,827,430.00 | (61%) 4.96M to 1.94M | |
| 09-Oct-19 8:31 PM View: | Castle Brands Inc. (ROX) | 08-Oct-19 | Disposition (change in control) | 1,944,760 | $1.27 | $2,469,850.00 | (100%) 1.94M to 0 | |
| 18-Jul-19 7:10 PM View: | Castle Brands Inc. (ROX) | 16-Jul-19 | Grant | 100,000 | -- | -- | 2% 5.11M to 5.21M | |
| 17-Dec-18 7:45 AM View: | Castle Brands Inc. (ROX) | 14-Dec-18 | Market Purchase | 25,000 | $0.83 | $20,725.00 | < 1% 5.08M to 5.11M | 10% |
| 12-Dec-18 7:39 AM View: | Castle Brands Inc. (ROX) | 11-Dec-18 | Market Purchase | 25,000 | $0.77 | $19,222.50 | < 1% 5.06M to 5.08M | 18% |
| 23-Apr-18 4:51 PM View: | Castle Brands Inc. (ROX) | 20-Apr-18 | Grant | 120,000 | -- | -- | 2% 4.94M to 5.06M | |
| 22-Nov-17 7:48 AM View: | Castle Brands Inc. (ROX) | 20-Nov-17 | Option Exercise | 56,065 | $0.90 | $50,458.50 | 1% 4.88M to 4.94M | |
| 28-Apr-17 5:11 PM View: | Castle Brands Inc. (ROX) | 26-Apr-17 | Grant | 120,000 | -- | -- | 3% 4.76M to 4.88M | |
| 22-Mar-16 7:19 AM View: | Castle Brands Inc. (ROX) | 18-Mar-16 | Market Purchase | 10,000 | $0.88 | $8,800.00 | < 1% 4.75M to 4.76M | 3% |
| 22-Mar-16 7:19 AM View: | Castle Brands Inc. (ROX) | 17-Dec-15 | Gift | 10,000 | -- | -- | (< 1%) 4.76M to 4.75M | |
| 13-Aug-15 9:26 AM View: | Castle Brands Inc. (ROX) | 12-Aug-15 | Market Purchase | 25,000 | $1.23 | $30,750.00 | < 1% 4.74M to 4.76M | (27%) |
| 18-Mar-15 8:55 AM View: | Castle Brands Inc. (ROX) | 16-Mar-15 | Market Purchase | 20,000 | $1.21 | $24,181.00 | < 1% 4.72M to 4.74M | (25%) |
| 18-Mar-15 8:55 AM View: | Castle Brands Inc. (ROX) | 02-Feb-15 | Gift | 30,000 | -- | -- | (< 1%) 4.75M to 4.72M | |
| 21-Nov-14 4:29 PM View: | Castle Brands Inc. (ROX) | 19-Nov-14 | Gift | 10,000 | -- | -- | (< 1%) 4.76M to 4.75M | |
| 11-Jul-14 5:12 PM View: | Castle Brands Inc. (ROX) | 08-Jul-14 | Gift | 25,000 | -- | -- | (< 1%) 4.78M to 4.76M | |
| 14-Apr-14 8:31 AM View: | Castle Brands Inc. (ROX) | 10-Apr-14 | Option Exercise | 178,898 | $0.38 | $67,981.20 | 4% 4.44M to 4.62M | |
| 14-Apr-14 8:31 AM View: | Castle Brands Inc. (ROX) | 10-Apr-14 | Option Exercise | 164,474 | $0.38 | $62,500.10 | 4% 4.62M to 4.78M | |
| 12-Mar-14 4:45 PM View: | Castle Brands Inc. (ROX) | 10-Mar-14 | Option Exercise | 165,168 | $0.38 | $62,763.80 | 4% 4.27M to 4.44M | |
| 26-Feb-14 5:56 PM View: | Castle Brands Inc. (ROX) | 24-Feb-14 | Option Exercise | 850,835 | $0.30 | $258,654.00 | 28% 3.01M to 3.86M | |
| 26-Feb-14 5:56 PM View: | Castle Brands Inc. (ROX) | 24-Feb-14 | Option Exercise | 417,810 | $0.30 | $127,014.00 | 11% 3.86M to 4.27M | |
| 22-Nov-13 8:49 AM View: | Castle Brands Inc. (ROX) | 21-Nov-13 | Market Purchase | 5,000 | $0.75 | $3,750.00 | < 1% 3.0M to 3.01M | 20% |
| 20-Aug-12 9:16 AM View: | Castle Brands Inc. (ROX) | 16-Aug-12 | Market Purchase | 50,000 | $0.29 | $14,460.00 | 2% 2.95M to 3.0M | 197% |
| 20-Aug-10 5:32 PM View: | Castle Brands Inc. (ROX) | 20-Aug-10 | Market Purchase | 10,000 | $0.38 | $3,800.00 | < 1% 2.94M to 2.95M | 82% |
| 20-Aug-10 5:32 PM View: | Castle Brands Inc. (ROX) | 19-Aug-10 | Market Purchase | 10,000 | $0.38 | $3,795.37 | < 1% 2.93M to 2.94M | 82% |
| 18-Aug-10 7:57 PM View: | Castle Brands Inc. (ROX) | 18-Aug-10 | Market Purchase | 10,000 | $0.39 | $3,896.00 | < 1% 2.92M to 2.93M | 76% |
| 18-Aug-10 7:57 PM View: | Castle Brands Inc. (ROX) | 17-Aug-10 | Market Purchase | 10,000 | $0.38 | $3,828.00 | < 1% 2.91M to 2.92M | 80% |
| 18-Aug-10 7:57 PM View: | Castle Brands Inc. (ROX) | 16-Aug-10 | Market Purchase | 10,000 | $0.39 | $3,900.00 | < 1% 2.9M to 2.91M | 77% |
| 22-May-09 4:18 PM View: | Castle Brands Inc. (ROX) | 22-May-09 | Private Purchase | 467,820 | $0.18 | $84,207.60 | 19% 2.43M to 2.9M | |
| 19-Feb-09 11:42 AM View: | Castle Brands Inc. (ROX) | 17-Feb-09 | Conversion | 1,180,570 | -- | -- | 94% 1.25M to 2.43M | |
| 12-Dec-08 4:32 PM View: | Castle Brands Inc. (ROX) | 10-Dec-08 | Market Purchase | 22,400 | $0.22 | $4,901.00 | 2% 1.23M to 1.25M | 140% |
| 06-Nov-08 4:04 PM View: | Castle Brands Inc. (ROX) | 20-Oct-08 | Acquisition (other) | 33,056 | $12.50 | $413,200.00 | 100% 0 to 33.06K | (97%) |
| 16-Aug-07 4:39 PM View: | Castle Brands Inc. (ROX) | 16-Aug-07 | Market Purchase | 5,000 | $4.85 | $24,250.00 | < 1% 1.22M to 1.23M | (91%) |
| 16-Aug-07 4:39 PM View: | Castle Brands Inc. (ROX) | 15-Aug-07 | Market Purchase | 5,000 | $4.78 | $23,880.00 | < 1% 1.22M to 1.22M | (91%) |
| 21-Feb-07 4:05 PM View: | Castle Brands Inc. (ROX) | 16-Feb-07 | Market Purchase | 10,000 | $5.44 | $54,400.00 | < 1% 1.21M to 1.22M | (92%) |
| 28-Nov-06 4:04 PM View: | Castle Brands Inc. (ROX) | 27-Nov-06 | Market Purchase | 5,000 | $6.12 | $30,604.00 | < 1% 1.2M to 1.21M | (93%) |
| 26-Apr-06 5:20 PM View: | Castle Brands Inc. (ROX) | 26-Apr-06 | Private Purchase | 2,000 | -- | -- | < 1% 1.2M to 1.2M | |
| 17-Apr-06 5:55 PM View: | Castle Brands Inc. (ROX) | 13-Apr-06 | Market Purchase | 5,000 | $8.74 | $43,720.00 | < 1% 1.2M to 1.2M | (95%) |
| 12-Apr-06 12:07 PM View: | Castle Brands Inc. (ROX) | 10-Apr-06 | Conversion | 77,470 | -- | -- | 7% 1.11M to 1.18M | |
| 12-Apr-06 12:07 PM View: | Castle Brands Inc. (ROX) | 10-Apr-06 | Conversion | 14,063 | -- | -- | 1% 1.18M to 1.2M | |
| 30-Jan-06 3:11 PM View: | Ivax Corp (IVX) | 26-Jan-06 | Disposition | 67,968 | -- | -- | (91%) 74.53K to 6.56K | |
| 30-Jan-06 3:11 PM View: | Ivax Corp (IVX) | 26-Jan-06 | Disposition | 6,562 | -- | -- | (100%) 6.56K to 0 |