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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Nov-16 7:03 AM View:  | Full Circle Capital Corp (FULL) | 03-Nov-16 | Disposition | 25,000 | -- | -- | (100%) 25.0K to 0 | |
| 18-Nov-14 10:42 AM View: | Full Circle Capital Corp (FULL) | 14-Nov-14 | Market Purchase | 13,000 | $5.79 | $75,270.00 | 108% 12.0K to 25.0K | (37%) |
| 17-Oct-13 4:13 PM View: | Gilman Ciocia, Inc. (GTAX) | 15-Oct-13 | Disposition | 943,333 | -- | -- | (100%) 943.33K to 0 | |
| 16-Nov-12 6:06 AM View: | Full Circle Capital Corp (FULL) | 15-Nov-12 | Market Purchase | 6,000 | $6.99 | $41,940.00 | 100% 6.0K to 12.0K | (34%) |
| 05-Nov-12 3:48 PM View: | Gilman Ciocia, Inc. (GTAX) | 31-Oct-12 | Grant | 100,000 | $0.05 | $5,000.00 | 12% 843.33K to 943.33K | |
| 16-Nov-11 8:24 PM View: | Full Circle Capital Corp (FULL) | 16-Nov-11 | Market Purchase | 1,500 | $7.00 | $10,500.00 | 33% 4.5K to 6.0K | (27%) |
| 15-Nov-11 9:39 PM View: | Full Circle Capital Corp (FULL) | 15-Nov-11 | Market Purchase | 2,000 | $7.00 | $14,000.00 | 80% 2.5K to 4.5K | (27%) |
| 15-Nov-11 9:39 PM View: | Full Circle Capital Corp (FULL) | 14-Nov-11 | Market Purchase | 1,500 | $7.05 | $10,578.00 | 150% 1.0K to 2.5K | (27%) |
| 01-Nov-11 3:58 PM View: | Gilman Ciocia, Inc. (GTAX) | 31-Oct-11 | Grant | 100,000 | $0.05 | $5,000.00 | 13% 743.33K to 843.33K | |
| 04-Apr-11 5:05 PM View: | Phillips-Van Heusen Corp. (PVH) | 31-Mar-11 | Market Sale | 1,662 | $65.07 | $108,147.00 | (13%) 12.85K to 11.19K | (41%) |
| 14-Dec-10 8:17 AM View: | Phillips-Van Heusen Corp. (PVH) | 13-Dec-10 | Market Sale | 300 | $69.81 | $20,941.50 | (2%) 13.15K to 12.85K | (34%) |
| 14-Dec-10 8:17 AM View: | Phillips-Van Heusen Corp. (PVH) | 10-Dec-10 | Market Sale | 125 | $69.50 | $8,687.50 | (< 1%) 13.28K to 13.15K | (34%) |
| 26-Nov-10 9:35 AM View: | Full Circle Capital Corp (FULL) | 12-Nov-10 | Market Purchase | 1,000 | $8.45 | $8,450.00 | 100% 0 to 1.0K | (33%) |
| 26-Oct-10 11:10 AM View: | Gilman Ciocia, Inc. (GTAX) | 20-Oct-10 | Grant | 100,000 | $0.05 | $5,000.00 | 16% 643.33K to 743.33K | |
| 28-Jun-10 4:39 PM View: | Phillips-Van Heusen Corp. (PVH) | 24-Jun-10 | Grant | 2,515 | -- | -- | 23% 10.76K to 13.28K | |
| 16-Apr-10 4:37 PM View: | Phillips-Van Heusen Corp. (PVH) | 14-Apr-10 | Market Sale | 2,000 | $63.39 | $126,781.00 | (16%) 12.76K to 10.76K | (47%) |
| 25-Feb-10 4:28 PM View: | Franklin Electronic Publish... (FEP) | 24-Feb-10 | Disposition | 5,086 | $2.50 | $12,715.00 | (100%) 5.09K to 0 | (1077%) |
| 05-Feb-10 3:19 PM View: | Merrimac Industries Inc. (MRM) | 03-Feb-10 | Disposition | 3,000 | $16.00 | $48,000.00 | (15%) 20.0K to 17.0K | < 1% |
| 05-Feb-10 3:19 PM View: | Merrimac Industries Inc. (MRM) | 03-Feb-10 | Disposition (change in control) | 17,000 | $16.00 | $272,000.00 | (100%) 17.0K to 0 | < 1% |
| 19-Oct-09 1:27 PM View: | Gilman Ciocia, Inc. (GTAX) | 02-Oct-09 | Grant | 83,333 | $0.06 | $4,999.98 | 15% 560.0K to 643.33K | 541% |
| 10-Sep-09 4:18 PM View: | Phillips-Van Heusen Corp. (PVH) | 09-Sep-09 | Market Sale | 1,000 | $41.01 | $41,011.00 | (7%) 13.76K to 12.76K | (128%) |
| 31-Aug-09 4:12 PM View: | Phillips-Van Heusen Corp. (PVH) | 28-Aug-09 | Market Sale | 1,000 | $37.99 | $37,994.80 | (7%) 14.76K to 13.76K | (146%) |
| 25-Jun-09 4:53 PM View: | Phillips-Van Heusen Corp. (PVH) | 25-Jun-09 | Grant | 3,700 | -- | -- | 33% 11.06K to 14.76K | |
| 26-Jun-09 5:00 PM View: | Merrimac Industries Inc. (MRM) | 24-Jun-09 | Grant | 1,500 | -- | -- | 8% 18.5K to 20.0K | |
| 12-Jun-09 10:07 AM View: | Merrimac Industries Inc. (MRM) | 11-Jun-09 | Market Option Sale | 2,500 | $11.18 | $27,950.00 | (12%) 21.0K to 18.5K | (3%) |
| 12-Jun-09 10:07 AM View: | Merrimac Industries Inc. (MRM) | 10-Jun-09 | Option Exercise | 2,500 | $9.01 | $22,525.00 | 14% 18.5K to 21.0K | |
| 12-Dec-08 12:28 PM View: | Merrimac Industries Inc. (MRM) | 11-Dec-08 | Grant | 1,000 | -- | -- | 6% 17.5K to 18.5K | |
| 08-Oct-08 5:13 PM View: | Gilman Ciocia, Inc. (GTAX) | 03-Oct-08 | Grant | 50,000 | $0.10 | $5,000.00 | 10% 510.0K to 560.0K | 339% |
| 30-Jun-08 12:15 PM View: | Merrimac Industries Inc. (MRM) | 26-Jun-08 | Grant | 1,500 | $5.15 | $7,725.00 | 9% 16.0K to 17.5K | (65%) |
| 23-Jun-08 2:37 PM View: | Phillips-Van Heusen Corp. (PVH) | 19-Jun-08 | Grant | 2,960 | -- | -- | 37% 8.1K to 11.06K | |
| 22-Aug-07 5:04 PM View: | Gilman Ciocia, Inc. (GTAX) | 20-Aug-07 | Grant | 9,000 | $0.10 | $900.00 | 900% 1.0K to 10.0K | 339% |
| 22-Aug-07 5:04 PM View: | Gilman Ciocia, Inc. (GTAX) | 20-Aug-07 | Market Purchase | 500,000 | $0.10 | $50,000.00 | 5000% 10.0K to 510.0K | 339% |
| 21-Jun-07 4:13 PM View: | Merrimac Industries Inc. (MRM) | 20-Jun-07 | Grant | 1,500 | $9.78 | $14,670.00 | 10% 14.5K to 16.0K | (81%) |
| 28-Nov-06 5:06 PM View: | Phillips-Van Heusen Corp. (PVH) | 27-Nov-06 | Option Exercise | 8,000 | $14.11 | $112,880.00 | 138% 5.8K to 13.8K | |
| 28-Nov-06 5:06 PM View: | Phillips-Van Heusen Corp. (PVH) | 27-Nov-06 | Market Option Sale | 7,700 | $49.89 | $384,185.00 | (56%) 13.8K to 6.1K | (98%) |
| 08-Sep-06 4:04 PM View: | Phillips-Van Heusen Corp. (PVH) | 06-Sep-06 | Gift | 200 | -- | -- | (3%) 6.0K to 5.8K | |
| 26-Jun-06 10:00 PM View: | Merrimac Industries Inc. (MRM) | 22-Jun-06 | Grant | 1,500 | $9.52 | $14,280.00 | 12% 13.0K to 14.5K | (81%) |
| 06-Sep-05 5:36 PM View: | Phillips-Van Heusen Corp. (PVH) | 01-Sep-05 | Option Exercise | 12,000 | $10.79 | $129,500.00 | 200% 6.0K to 18.0K | |
| 06-Sep-05 5:36 PM View: | Phillips-Van Heusen Corp. (PVH) | 01-Sep-05 | Market Option Sale | 12,000 | $33.00 | $396,000.00 | (67%) 18.0K to 6.0K | (201%) |
| 01-Jun-05 4:14 PM View: | Phillips-Van Heusen Corp. (PVH) | 27-May-05 | Option Exercise | 11,198 | $14.02 | $156,981.00 | 187% 6.0K to 17.2K | |
| 01-Jun-05 4:14 PM View: | Phillips-Van Heusen Corp. (PVH) | 27-May-05 | Market Option Sale | 11,198 | $30.80 | $344,952.00 | (65%) 17.2K to 6.0K | (223%) |
| 07-Mar-05 12:06 PM View: | Levcor International Inc. (LEVC.PK) | 19-Jan-05 | Grant | 2,317 | $2.05 | $4,749.85 | 12% 19.2K to 21.52K | (91%) |
| 15-Oct-04 10:40 AM View: | Levcor International Inc. (LEVC.PK) | 14-Oct-04 | Grant | 2,065 | $2.30 | $4,749.50 | 12% 17.14K to 19.2K | |
| 02-Jul-04 2:48 PM View: | Levcor International Inc. (LEVC.PK) | 30-Jun-04 | Grant | 1,979 | $2.40 | $4,749.60 | 13% 15.16K to 17.14K | (92%) |
| 23-Jun-04 4:00 PM View: | Merrimac Industries Inc. (MRM) | 23-Jun-04 | Market Sale | 1,650 | $9.06 | $14,949.00 | (11%) 14.65K to 13.0K | 80% |
| 07-Jun-04 1:03 PM View: | Merrimac Industries Inc. (MRM) | 07-Jun-04 | Option Exercise | 1,650 | $7.00 | $11,550.00 | 13% 13.0K to 14.65K | |
| 19-Apr-04 10:00 PM View: | Levcor International Inc. (LEVC.PK) | 01-Apr-04 | Grant | 1,759 | $2.70 | $4,749.30 | 13% 13.4K to 15.16K | (93%) |
| 13-Jan-04 10:00 PM View: | Levcor International Inc. (LEVC.PK) | 10-Jan-04 | Grant | 1,329 | $3.58 | $4,757.82 | 9% 14.97K to 16.3K | |
| 12-Nov-03 10:00 PM View: | Levcor International Inc. (LEVC.PK) | 10-Nov-03 | Grant | 1,727 | $2.75 | $4,749.25 | 13% 13.25K to 14.97K | |
| 30-Jul-03 10:00 PM View: | Levcor International Inc. (LEVC.PK) | 29-Jul-03 | Grant | 1,596 | $2.35 | $3,750.60 | 14% 11.65K to 13.25K |