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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-May-24 12:04 PM View:  | AXT Inc. (AXTI) | 16-May-24 | Grant | 23,323 | -- | -- | 10% 229.25K to 252.57K | |
| 19-May-23 6:41 PM View: | AXT Inc. (AXTI) | 18-May-23 | Grant | 23,323 | -- | -- | 11% 205.93K to 229.25K | |
| 23-May-22 12:20 PM View: | AXT Inc. (AXTI) | 19-May-22 | Grant | 15,238 | -- | -- | 8% 190.69K to 205.93K | |
| 24-May-21 5:57 PM View: | AXT Inc. (AXTI) | 20-May-21 | Grant | 6,726 | -- | -- | 4% 183.96K to 190.69K | |
| 01-Jun-20 3:52 PM View: | AXT Inc. (AXTI) | 28-May-20 | Market Sale | 12,800 | $5.48 | $70,144.00 | (7%) 196.76K to 183.96K | |
| 22-May-20 6:54 PM View: | AXT Inc. (AXTI) | 21-May-20 | Grant | 10,909 | -- | -- | 6% 185.85K to 196.76K | |
| 24-May-18 8:39 PM View: | AXT Inc. (AXTI) | 24-May-18 | Grant | 7,594 | -- | -- | 5% 164.81K to 172.4K | |
| 24-May-19 12:11 PM View: | AXT Inc. (AXTI) | 23-May-18 | Grant | 13,452 | -- | -- | 8% 172.4K to 185.85K | |
| 02-Aug-17 7:09 PM View: | AXT Inc. (AXTI) | 01-Aug-17 | Market Sale | 9,000 | $8.80 | $79,200.00 | (5%) 173.81K to 164.81K | 50% |
| 26-May-17 8:35 PM View: | AXT Inc. (AXTI) | 27-May-17 | Grant | 8,823 | -- | -- | 5% 164.98K to 173.81K | |
| 31-May-16 4:42 PM View: | AXT Inc. (AXTI) | 26-May-16 | Grant | 16,260 | -- | -- | 11% 148.72K to 164.98K | |
| 20-May-16 7:54 PM View: | Time Warner Cable Inc. (TWC) | 18-May-16 | Disposition | 4,678 | -- | -- | (100%) 4.68K to 0 | |
| 11-Jan-16 5:27 PM View: | Time Warner Cable Inc. (TWC) | 08-Jan-16 | Option Exercise | 603 | -- | -- | 15% 4.08K to 4.68K | |
| 07-Dec-15 2:07 PM View: | AXT Inc. (AXTI) | 02-Nov-15 | Grant | 13,761 | -- | -- | 10% 134.96K to 148.72K | |
| 09-Jul-15 4:59 PM View: | Time Warner Cable Inc. (TWC) | 08-Jul-15 | Option Exercise | 722 | -- | -- | 22% 3.35K to 4.08K | |
| 29-May-15 1:55 PM View: | AXT Inc. (AXTI) | 27-May-15 | Grant | 11,952 | -- | -- | 10% 123.01K to 134.96K | |
| 18-Feb-15 4:39 PM View: | Time Warner Cable Inc. (TWC) | 13-Feb-15 | Option Exercise | 910 | -- | -- | 37% 2.44K to 3.35K | |
| 14-May-14 1:36 PM View: | AXT Inc. (AXTI) | 13-May-14 | Grant | 13,761 | -- | -- | 13% 109.25K to 123.01K | |
| 18-Feb-14 8:44 PM View: | Time Warner Cable Inc. (TWC) | 14-Feb-14 | Option Exercise | 919 | -- | -- | 60% 1.52K to 2.44K | |
| 14-May-13 5:26 PM View: | AXT Inc. (AXTI) | 14-May-13 | Grant | 10,909 | -- | -- | 11% 98.34K to 109.25K | |
| 14-Feb-13 6:42 PM View: | Time Warner Cable Inc. (TWC) | 12-Feb-13 | Option Exercise | 1,296 | -- | -- | 568% 0.23K to 1.52K | |
| 15-May-12 7:16 PM View: | AXT Inc. (AXTI) | 15-May-12 | Grant | 7,692 | -- | -- | 8% 90.65K to 98.34K | |
| 25-May-11 2:51 PM View: | AXT Inc. (AXTI) | 23-May-11 | Grant | 4,137 | -- | -- | 5% 86.51K to 90.65K | |
| 23-Nov-10 5:41 PM View: | AXT Inc. (AXTI) | 23-Nov-10 | Market Sale | 58,000 | $8.15 | $472,770.00 | (67%) 86.31K to 28.31K | 46% |
| 31-Aug-10 2:26 PM View: | AXT Inc. (AXTI) | 31-Aug-10 | Market Purchase | 3,000 | $5.15 | $15,450.00 | 4% 83.31K to 86.31K | (14%) |
| 24-Aug-10 5:14 PM View: | AXT Inc. (AXTI) | 23-Aug-10 | Market Purchase | 3,000 | $5.49 | $16,470.00 | 4% 80.51K to 83.51K | (19%) |
| 08-Apr-10 12:43 PM View: | AXT Inc. (AXTI) | 07-Apr-10 | Grant | 9,009 | $3.33 | $30,000.00 | 13% 71.5K to 80.51K | 33% |
| 01-Sep-09 6:54 PM View: | AXT Inc. (AXTI) | 31-Aug-09 | Market Purchase | 3,000 | $1.81 | $5,430.00 | 4% 68.5K to 71.5K | 145% |
| 28-Apr-09 5:21 PM View: | AXT Inc. (AXTI) | 27-Apr-09 | Grant | 22,727 | -- | -- | 50% 45.78K to 68.5K | |
| 16-Apr-09 5:44 PM View: | Time Warner Cable Inc. (TWC) | 09-Apr-09 | Disposition (other) | 0 | $27.37 | $2.74 | (< 1%) 0.23K | (710%) |
| 03-Nov-08 6:04 PM View: | AXT Inc. (AXTI) | 31-Oct-08 | Grant | 15,723 | -- | -- | 52% 30.05K to 45.78K | |
| 06-Aug-07 6:27 PM View: | AXT Inc. (AXTI) | 06-Aug-07 | Grant | 3,218 | -- | -- | 12% 26.84K to 30.05K | |
| 31-May-07 1:17 PM View: | AXT Inc. (AXTI) | 30-May-07 | Grant | 2,652 | -- | -- | 11% 24.18K to 26.84K | |
| 29-Aug-06 12:44 PM View: | AXT Inc. (AXTI) | 28-Aug-06 | Market Purchase | 1,000 | $3.40 | $3,400.00 | 4% 23.18K to 24.18K | 17% |
| 29-Aug-06 12:44 PM View: | AXT Inc. (AXTI) | 23-Aug-06 | Market Purchase | 550 | $3.15 | $1,732.50 | 2% 22.63K to 23.18K | 26% |
| 29-Aug-06 12:44 PM View: | AXT Inc. (AXTI) | 21-Aug-06 | Market Purchase | 1,500 | $3.05 | $4,575.00 | 7% 21.13K to 22.63K | 30% |
| 22-Jun-06 8:42 PM View: | Fedders Corp. (FJCC.PK) | 20-Jun-06 | Grant | 9,196 | $2.61 | $24,001.60 | 20% 47.09K to 56.28K | (92%) |
| 01-Mar-06 1:14 PM View: | AXT Inc. (AXTI) | 24-Feb-06 | Market Purchase | 2,800 | $2.97 | $8,316.00 | 21% 13.33K to 16.13K | 34% |
| 01-Sep-05 2:25 PM View: | AXT Inc. (AXTI) | 17-Aug-05 | Grant | 5,000 | $1.17 | $5,850.00 | 38% 13.33K to 18.33K | 239% |
| 01-Sep-05 2:20 PM View: | AXT Inc. (AXTI) | 09-Aug-05 | Grant | 5,000 | $1.17 | $5,850.00 | 60% 8.33K to 13.33K | 239% |
| 30-Jun-05 10:00 PM View: | Fedders Corp. (FJCC.PK) | 28-Jun-05 | Grant | 10,910 | $2.20 | $24,002.00 | 30% 36.18K to 47.09K | (91%) |
| 22-Jun-04 5:24 PM View: | Fedders Corp. (FJCC.PK) | 22-Jun-04 | Grant | 5,661 | $4.24 | $24,002.60 | 19% 30.52K to 36.18K | (95%) |