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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Oct-12 9:15 AM View:  | Wave Systems Corp. (WAVX) | 28-Sep-12 | Market Purchase | 57,403 | $0.92 | $52,810.80 | 36% 160.19K to 217.59K | (100%) |
| 27-Apr-11 5:52 PM View: | Wave Systems Corp. (WAVX) | 26-Apr-11 | Market Sale | 35,000 | $3.26 | $114,100.00 | (25%) 140.52K to 105.52K | 100% |
| 19-Mar-10 4:56 PM View: | Wave Systems Corp. (WAVX) | 17-Mar-10 | Market Sale | 40,000 | $3.77 | $150,660.00 | (25%) 160.99K to 120.99K | 100% |
| 28-Jun-06 9:29 AM View: | Wave Systems Corp. (WAVX) | 26-Jun-06 | Acquisition (other) | 12,500 | -- | -- | 7% 187.76K to 200.26K | |
| 16-Mar-06 10:00 PM View: | Wave Systems Corp. (WAVX) | 14-Mar-06 | Disposition (other) | 223,500 | -- | -- | (58%) 382.62K to 159.12K | |
| 22-Aug-03 10:00 PM View: | Wave Systems Corp. (WAVX) | 06-Aug-03 | Option Exercise | 150,000 | $1.13 | $169,660.00 | 56% 270.05K to 420.05K | |
| 22-Aug-03 10:00 PM View: | Wave Systems Corp. (WAVX) | 06-Aug-03 | Market Option Sale | 150,000 | $3.56 | $533,841.00 | (36%) 420.05K to 270.05K | 90% |