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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Jun-17 4:30 PM View:  | Asterias Biotherapeutics, I... (NONE) | 05-Jun-17 | Payment of Exercise | 7,015 | $3.20 | $22,448.00 | (6%) 110.01K to 102.99K | |
| 03-Apr-17 5:01 PM View: | Asterias Biotherapeutics, I... (NONE) | 30-Mar-17 | Grant | 92,670 | -- | -- | 177% 52.34K to 145.01K | |
| 11-Jan-17 4:30 PM View: | Asterias Biotherapeutics, I... (NONE) | 09-Jan-17 | Payment of Exercise | 2,537 | -- | -- | (13%) 19.87K to 17.34K | |
| 11-Oct-16 7:00 AM View: | Asterias Biotherapeutics, I... (NONE) | 06-Oct-16 | Payment of Exercise | 2,537 | -- | -- | (16%) 15.66K to 13.12K | |
| 29-Mar-16 6:13 PM View: | Asterias Biotherapeutics, I... (NONE) | 25-Mar-16 | Grant | 27,007 | -- | -- | 100% 0 to 27.01K | |
| 16-Sep-15 5:56 PM View: | Asterias Biotherapeutics, I... (NONE) | 15-Sep-15 | Sale (Planned) | 4,912 | $6.00 | $29,472.00 | (91%) 5.39K to 0.48K | |
| 02-Jul-15 4:30 PM View: | Asterias Biotherapeutics, I... (NONE) | 30-Jun-15 | Payment of Exercise | 2,844 | $4.60 | $13,082.40 | (35%) 8.23K to 5.39K | |
| 20-Aug-14 7:01 PM View: | Asterias Biotherapeutics, I... (NONE) | 18-Aug-14 | Acquisition (other) | 476 | -- | -- | 100% 0 to 0.48K | |
| 16-Jun-11 9:05 PM View: | Geron Corp (GERN) | 14-Jun-11 | Market Sale | 25,262 | $4.28 | $108,121.00 | (4%) 593.42K to 568.15K | |
| 24-May-11 9:39 PM View: | Geron Corp (GERN) | 24-May-11 | Market Sale | 2,975 | $4.47 | $13,298.20 | (< 1%) 596.39K to 593.42K | |
| 24-May-11 9:39 PM View: | Geron Corp (GERN) | 20-May-11 | Grant | 99,500 | -- | -- | 20% 496.89K to 596.39K | |
| 13-Jul-10 8:11 PM View: | Geron Corp (GERN) | 09-Jul-10 | Grant | 300,000 | -- | -- | 152% 196.89K to 496.89K | |
| 03-Jun-10 8:40 PM View: | Geron Corp (GERN) | 02-Jun-10 | Market Sale | 10,617 | $5.43 | $57,650.30 | (5%) 207.51K to 196.89K | |
| 25-May-10 8:31 PM View: | Geron Corp (GERN) | 24-May-10 | Market Sale | 2,336 | $5.11 | $11,937.00 | (1%) 209.84K to 207.51K | |
| 21-May-10 8:43 PM View: | Geron Corp (GERN) | 19-May-10 | Grant | 25,000 | -- | -- | 12% 206.02K to 231.02K | |
| 21-May-10 8:43 PM View: | Geron Corp (GERN) | 14-Jan-10 | Acquisition Duplicate | 3,536 | $6.22 | $21,993.90 | 2% 202.49K to 206.02K | |
| 28-May-09 8:38 PM View: | Geron Corp (GERN) | 26-May-09 | Market Sale | 14,092 | $6.75 | $95,121.00 | (9%) 153.85K to 139.76K | |
| 28-May-09 8:38 PM View: | Geron Corp (GERN) | 23-Jan-09 | Acquisition Duplicate | 3,948 | $4.82 | $19,029.40 | 3% 149.91K to 153.85K | |
| 06-Jan-09 7:22 PM View: | Geron Corp (GERN) | 05-Jan-09 | Market Sale | 8,861 | $4.90 | $43,418.90 | (6%) 158.77K to 149.91K | 19% |
| 28-May-08 9:52 PM View: | Geron Corp (GERN) | 28-May-08 | Grant | 25,000 | -- | -- | 19% 133.77K to 158.77K | |
| 28-May-08 9:52 PM View: | Geron Corp (GERN) | 23-May-08 | Payment of Exercise | 13,852 | $3.92 | $54,299.80 | (9%) 147.62K to 133.77K | (< 1%) |
| 04-Jan-08 8:59 PM View: | Geron Corp (GERN) | 04-Jan-08 | Market Sale | 8,911 | $5.34 | $47,584.70 | (5%) 170.22K to 161.31K | 25% |
| 04-Jan-08 8:59 PM View: | Geron Corp (GERN) | 02-Jan-08 | Acquisition Duplicate | 3,577 | $5.73 | $20,496.20 | 2% 166.65K to 170.22K | (30%) |
| 24-May-07 9:20 PM View: | Geron Corp (GERN) | 23-May-07 | Grant | 90,000 | -- | -- | 143% 62.95K to 152.95K | |
| 05-Jan-07 5:15 PM View: | Geron Corp (GERN) | 03-Jan-07 | Grant | 41,416 | -- | -- | 52% 79.92K to 121.34K | |
| 05-Jan-07 5:15 PM View: | Geron Corp (GERN) | 03-Jan-07 | Acquisition Duplicate | 2,283 | $8.76 | $19,999.10 | 2% 121.34K to 123.62K | (54%) |
| 10-Jan-06 7:28 PM View: | Geron Corp (GERN) | 09-Jan-06 | Market Sale | 10,676 | $8.56 | $91,386.60 | (22%) 49.18K to 38.51K | 53% |
| 10-Jan-06 7:28 PM View: | Geron Corp (GERN) | 06-Jan-06 | Grant | 10,676 | -- | -- | 29% 36.39K to 47.07K | |
| 10-Jan-06 7:28 PM View: | Geron Corp (GERN) | 06-Jan-06 | Acquisition Duplicate | 2,117 | $8.50 | $17,994.50 | 4% 47.07K to 49.18K | (53%) |
| 14-Jan-05 6:58 PM View: | Geron Corp (GERN) | 13-Jan-05 | Market Sale | 6,154 | $8.57 | $52,739.80 | (18%) 34.9K to 28.75K | 53% |
| 14-Jan-05 6:58 PM View: | Geron Corp (GERN) | 12-Jan-05 | Grant | 11,680 | -- | -- | 54% 21.75K to 33.43K | |
| 14-Jan-05 6:58 PM View: | Geron Corp (GERN) | 12-Jan-05 | Acquisition Duplicate | 1,472 | $8.83 | $12,997.80 | 4% 33.43K to 34.9K | (55%) |
| 07-Jan-04 10:00 PM View: | Geron Corp (GERN) | 05-Jan-04 | Grant | 2,330 | -- | -- | 16% 14.43K to 16.76K | |
| 07-Jan-04 10:00 PM View: | Geron Corp (GERN) | 05-Jan-04 | Acquisition Duplicate | 1,188 | $10.10 | $11,998.80 | 7% 16.76K to 17.95K | (60%) |