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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Nov-21 9:01 AM View:  | Cohbar, Inc. (CWBR) | 01-Nov-21 | Purchase | 20,000 | -- | -- | 100% 20.0K to 40.0K | |
| 01-Sep-20 4:08 PM View: | Cohbar, Inc. (CWBR) | 28-Aug-20 | Purchase | 20,000 | -- | -- | 100% 0 to 20.0K | |
| 28-Nov-18 7:55 PM View: | Corium International, Inc. (CORI) | 27-Nov-18 | Disposition | 3,000 | $12.50 | $37,500.00 | (100%) 3.0K to 0 | (1%) |
| 16-May-16 6:33 PM View: | Corium International, Inc. (CORI) | 12-May-16 | Market Purchase | 3,000 | $3.58 | $10,742.40 | 100% 0 to 3.0K | 254% |
| 16-Jun-11 9:02 PM View: | Geron Corp (GERN) | 14-Jun-11 | Market Sale | 34,005 | $4.28 | $145,541.00 | (4%) 788.04K to 754.03K | |
| 24-May-11 9:38 PM View: | Geron Corp (GERN) | 24-May-11 | Market Sale | 4,462 | $4.47 | $19,945.10 | (< 1%) 792.5K to 788.04K | |
| 24-May-11 9:38 PM View: | Geron Corp (GERN) | 20-May-11 | Grant | 167,500 | -- | -- | 27% 625.0K to 792.5K | |
| 11-Mar-11 8:34 PM View: | Geron Corp (GERN) | 09-Mar-11 | Grant | 75,000 | -- | -- | 14% 550.0K to 625.0K | |
| 15-Oct-10 8:24 PM View: | Geron Corp (GERN) | 15-Oct-10 | Gift | 9,000 | -- | -- | (2%) 559.0K to 550.0K | |
| 15-Oct-10 8:24 PM View: | Geron Corp (GERN) | 14-Oct-10 | Gift | 1,000 | -- | -- | (< 1%) 560.0K to 559.0K | |
| 13-Jul-10 8:04 PM View: | Geron Corp (GERN) | 09-Jul-10 | Grant | 300,000 | -- | -- | 115% 260.0K to 560.0K | |
| 03-Jun-10 8:34 PM View: | Geron Corp (GERN) | 02-Jun-10 | Market Sale | 14,746 | $5.43 | $80,070.80 | (5%) 274.74K to 260.0K | |
| 25-May-10 8:23 PM View: | Geron Corp (GERN) | 24-May-10 | Market Sale | 3,503 | $5.11 | $17,900.30 | (1%) 278.25K to 274.74K | |
| 21-May-10 8:32 PM View: | Geron Corp (GERN) | 19-May-10 | Grant | 37,500 | -- | -- | 15% 251.81K to 289.31K | |
| 21-May-10 8:32 PM View: | Geron Corp (GERN) | 14-Jan-10 | Acquisition | 3,536 | $6.22 | $21,993.90 | 1% 248.27K to 251.81K | |
| 28-May-09 8:36 PM View: | Geron Corp (GERN) | 26-May-09 | Market Sale | 19,320 | $6.75 | $130,410.00 | (11%) 183.51K to 164.19K | |
| 28-May-09 8:36 PM View: | Geron Corp (GERN) | 23-Jan-09 | Acquisition Duplicate | 3,948 | $4.82 | $19,029.40 | 2% 179.56K to 183.51K | |
| 06-Jan-09 7:21 PM View: | Geron Corp (GERN) | 05-Jan-09 | Market Sale | 10,732 | $4.90 | $52,586.80 | (6%) 190.29K to 179.56K | 19% |
| 28-May-08 9:54 PM View: | Geron Corp (GERN) | 28-May-08 | Grant | 37,500 | -- | -- | 25% 152.79K to 190.29K | |
| 28-May-08 9:54 PM View: | Geron Corp (GERN) | 23-May-08 | Payment of Exercise | 18,991 | $3.92 | $74,444.70 | (11%) 171.78K to 152.79K | (< 1%) |
| 04-Jan-08 8:55 PM View: | Geron Corp (GERN) | 04-Jan-08 | Market Sale | 11,039 | $5.34 | $58,948.30 | (6%) 186.4K to 175.36K | 25% |
| 04-Jan-08 8:55 PM View: | Geron Corp (GERN) | 02-Jan-08 | Acquisition | 3,577 | $5.73 | $20,496.20 | 2% 182.82K to 186.4K | (30%) |
| 13-Nov-07 7:57 PM View: | Geron Corp (GERN) | 12-Nov-07 | Market Sale | 4,000 | $7.20 | $28,800.00 | (2%) 183.25K to 179.25K | 44% |
| 24-May-07 9:13 PM View: | Geron Corp (GERN) | 23-May-07 | Grant | 125,000 | -- | -- | 215% 58.24K to 183.25K | |
| 24-May-07 9:13 PM View: | Geron Corp (GERN) | 22-May-07 | Gift | 700 | -- | -- | (1%) 58.95K to 58.24K | |
| 21-May-07 9:08 PM View: | Geron Corp (GERN) | 18-May-07 | Disposition | 10,931 | $9.47 | $103,517.00 | (16%) 69.88K to 58.95K | 58% |
| 05-Jan-07 5:14 PM View: | Geron Corp (GERN) | 03-Jan-07 | Grant | 51,416 | -- | -- | 61% 83.77K to 135.19K | |
| 05-Jan-07 5:14 PM View: | Geron Corp (GERN) | 03-Jan-07 | Acquisition | 2,283 | $8.76 | $19,999.10 | 2% 135.19K to 137.47K | (54%) |
| 18-Jul-06 11:09 AM View: | Geron Corp (GERN) | 13-Jul-06 | Gift | 800 | -- | -- | (5%) 16.98K to 16.18K | |
| 10-Jan-06 7:15 PM View: | Geron Corp (GERN) | 09-Jan-06 | Market Sale | 12,183 | $8.56 | $104,286.00 | (29%) 42.11K to 29.93K | 53% |
| 10-Jan-06 7:15 PM View: | Geron Corp (GERN) | 06-Jan-06 | Grant | 16,212 | -- | -- | 68% 23.78K to 39.99K | |
| 10-Jan-06 7:15 PM View: | Geron Corp (GERN) | 06-Jan-06 | Acquisition | 2,117 | $8.50 | $17,994.50 | 5% 39.99K to 42.11K | (53%) |
| 21-Jul-05 9:17 PM View: | Geron Corp (GERN) | 21-Jul-05 | Gift | 1,100 | -- | -- | (9%) 11.93K to 10.83K | |
| 21-Jul-05 9:17 PM View: | Geron Corp (GERN) | 20-Jul-05 | Option Exercise | 30,000 | $3.76 | $112,800.00 | 251% 11.93K to 41.93K | |
| 21-Jul-05 9:17 PM View: | Geron Corp (GERN) | 20-Jul-05 | Market Option Sale | 30,000 | $10.45 | $313,500.00 | (72%) 41.93K to 11.93K | 62% |
| 14-Jan-05 6:57 PM View: | Geron Corp (GERN) | 13-Jan-05 | Market Sale | 13,804 | $8.57 | $118,300.00 | (23%) 60.07K to 46.27K | 53% |
| 14-Jan-05 6:57 PM View: | Geron Corp (GERN) | 12-Jan-05 | Grant | 17,135 | -- | -- | 42% 41.12K to 58.26K | |
| 14-Jan-05 6:57 PM View: | Geron Corp (GERN) | 12-Jan-05 | Acquisition | 1,812 | $8.83 | $16,000.00 | 3% 58.26K to 60.07K | (55%) |
| 07-Apr-04 10:00 PM View: | Geron Corp (GERN) | 06-Apr-04 | Gift | 5,000 | -- | -- | (28%) 17.79K to 12.79K | |
| 07-Apr-04 10:00 PM View: | Geron Corp (GERN) | 06-Apr-04 | Option Exercise | 10,000 | $3.76 | $37,600.00 | 128% 7.79K to 17.79K | |
| 07-Apr-04 10:00 PM View: | Geron Corp (GERN) | 06-Apr-04 | Market Option Sale | 6,000 | $9.51 | $57,050.00 | (47%) 12.79K to 6.79K | 58% |
| 07-Jan-04 10:00 PM View: | Geron Corp (GERN) | 05-Jan-04 | Grant | 3,069 | -- | -- | 38% 8.05K to 11.12K | |
| 07-Jan-04 10:00 PM View: | Geron Corp (GERN) | 05-Jan-04 | Acquisition | 1,386 | $10.10 | $13,998.60 | 12% 11.12K to 12.51K | (60%) |
| 31-Jul-03 10:00 PM View: | Geron Corp (GERN) | 31-Jul-03 | Option Exercise | 8,011 | $1.85 | $14,847.90 | 240% 3.33K to 11.34K | |
| 31-Jul-03 10:00 PM View: | Geron Corp (GERN) | 31-Jul-03 | Market Option Sale | 8,011 | $8.20 | $65,690.20 | (71%) 11.34K to 3.33K | 51% |
| 31-Jul-03 10:00 PM View: | Geron Corp (GERN) | 30-Jul-03 | Option Exercise | 8,000 | $2.04 | $16,320.00 | 240% 3.33K to 11.33K | |
| 31-Jul-03 10:00 PM View: | Geron Corp (GERN) | 30-Jul-03 | Market Option Sale | 8,000 | $8.29 | $66,320.00 | (71%) 11.33K to 3.33K | 52% |