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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Jun-24 3:13 PM View:  | Mosaic Co. (MOS) | 06-Jun-24 | Option Exercise | 7,682 | -- | -- | 6% 126.33K to 134.02K | |
| 21-May-24 4:51 PM View: | Mosaic Co. (MOS) | 20-May-24 | Option Exercise | 7,439 | -- | -- | 6% 118.9K to 126.33K | |
| 06-Dec-23 8:49 PM View: | Mosaic Co. (MOS) | 04-Dec-23 | Gift | 20,838 | -- | -- | 18% 118.9K to 139.73K | |
| 06-Dec-23 8:49 PM View: | Mosaic Co. (MOS) | 04-Dec-23 | Gift | 20,838 | -- | -- | 15% 139.73K to 160.57K | |
| 06-Dec-23 8:49 PM View: | Mosaic Co. (MOS) | 04-Dec-23 | Gift | 20,838 | -- | -- | (13%) 160.57K to 139.73K | |
| 06-Dec-23 8:49 PM View: | Mosaic Co. (MOS) | 04-Dec-23 | Gift | 20,838 | -- | -- | (15%) 139.73K to 118.9K | |
| 26-May-23 4:34 PM View: | Mosaic Co. (MOS) | 25-May-23 | Option Exercise | 4,291 | -- | -- | 4% 114.61K to 118.9K | |
| 23-May-23 10:46 AM View: | Mosaic Co. (MOS) | 21-May-23 | Option Exercise | 22,511 | -- | -- | 24% 92.09K to 114.61K | |
| 03-Jan-23 7:56 PM View: | Baker Hughes Co (BKR) | 30-Dec-22 | Option Exercise | 32,289 | -- | -- | 228% 14.15K to 46.44K | |
| 14-Sep-22 10:52 AM View: | Mosaic Co. (MOS) | 13-Sep-22 | Gift | 30,000 | -- | -- | 33% 92.09K to 122.09K | |
| 14-Sep-22 10:52 AM View: | Mosaic Co. (MOS) | 13-Sep-22 | Gift | 30,000 | -- | -- | (25%) 122.09K to 92.09K | |
| 25-May-22 5:55 PM View: | Mosaic Co. (MOS) | 23-May-22 | Option Exercise | 12,026 | -- | -- | 15% 80.07K to 92.09K | |
| 09-May-22 4:14 PM View: | Mosaic Co. (MOS) | 06-May-22 | Purchase | 15,600 | $63.49 | $990,502.00 | 24% 64.47K to 80.07K | |
| 12-May-21 11:50 AM View: | Mosaic Co. (MOS) | 10-May-21 | Option Exercise | 9,098 | -- | -- | 16% 55.37K to 64.47K | |
| 19-May-20 1:16 PM View: | Mosaic Co. (MOS) | 18-May-20 | Option Exercise | 6,346 | -- | -- | 13% 49.02K to 55.37K | |
| 16-Aug-19 11:28 AM View: | Baker Hughes Co (BKR) | 15-Aug-19 | Market Purchase | 5,000 | $20.85 | $104,231.00 | 55% 9.15K to 14.15K | (3%) |
| 21-May-19 7:54 AM View: | Mosaic Co. (MOS) | 19-May-19 | Option Exercise | 6,038 | -- | -- | 14% 42.99K to 49.02K | |
| 21-Dec-18 3:11 PM View: | Enbridge Inc (ENB) | 20-Dec-18 | Grant | 335 | -- | -- | < 1% 647.75K to 648.08K | |
| 18-Dec-18 1:26 PM View: | Enbridge Inc (ENB) | 17-Dec-18 | Grant | 24,770 | -- | -- | 4% 622.98K to 647.75K | |
| 15-May-18 12:54 PM View: | Mosaic Co. (MOS) | 14-May-18 | Option Exercise | 3,402 | -- | -- | 9% 39.58K to 42.99K | |
| 17-May-17 12:46 PM View: | Mosaic Co. (MOS) | 15-May-17 | Option Exercise | 3,144 | -- | -- | 9% 36.44K to 39.58K | |
| 08-May-17 1:24 PM View: | Mosaic Co. (MOS) | 05-May-17 | Market Purchase | 21,000 | $23.49 | $493,340.00 | 136% 15.44K to 36.44K | (10%) |
| 01-Mar-17 1:13 PM View: | Spectra Energy Corp. (SE) | 27-Feb-17 | Disposition | 463,573 | -- | -- | (99%) 468.96K to 5.39K | |
| 01-Mar-17 1:13 PM View: | Spectra Energy Corp. (SE) | 27-Feb-17 | Disposition | 5,391 | -- | -- | (100%) 5.39K to 0 | |
| 18-Jan-17 1:16 PM View: | Spectra Energy Corp. (SE) | 16-Jan-17 | Payment of Exercise | 5,206 | $42.20 | $219,693.00 | (1%) 474.14K to 468.94K | 61% |
| 18-Jan-17 1:16 PM View: | Spectra Energy Corp. (SE) | 16-Jan-17 | Option Exercise | 12,064 | -- | -- | 3% 462.08K to 474.14K | |
| 20-Dec-16 2:05 PM View: | Spectra Energy Corp. (SE) | 16-Dec-16 | Payment of Exercise | 116,012 | $41.79 | $4,848,140.00 | (20%) 578.09K to 462.08K | 61% |
| 20-Dec-16 2:05 PM View: | Spectra Energy Corp. (SE) | 16-Dec-16 | Option Exercise | 276,545 | -- | -- | 92% 301.55K to 578.09K | |
| 18-Nov-16 2:49 PM View: | Spectra Energy Corp. (SE) | 17-Nov-16 | Option Exercise | 76,700 | $25.64 | $1,966,590.00 | 26% 291.43K to 368.13K | |
| 18-Nov-16 2:49 PM View: | Spectra Energy Corp. (SE) | 17-Nov-16 | Market Option Sale | 66,587 | $40.78 | $2,715,640.00 | (18%) 368.13K to 301.55K | 60% |
| 18-Nov-16 2:46 PM View: | Spectra Energy Partners, LP (SEP) | 17-Nov-16 | Market Purchase | 8,000 | $41.58 | $332,676.00 | 56% 14.29K to 22.3K | (12%) |
| 07-Nov-16 2:33 PM View: | Spectra Energy Partners, LP (SEP) | 07-Nov-16 | Market Purchase | 1,400 | $41.97 | $58,759.80 | 11% 12.89K to 14.29K | (11%) |
| 07-Nov-16 2:33 PM View: | Spectra Energy Partners, LP (SEP) | 04-Nov-16 | Market Purchase | 7,129 | $41.62 | $296,684.00 | 124% 5.77K to 12.89K | (11%) |
| 05-Oct-16 4:26 PM View: | Mosaic Co. (MOS) | 03-Oct-16 | Option Exercise | 1,997 | -- | -- | 15% 13.44K to 15.44K | |
| 16-Mar-16 5:20 PM View: | Mosaic Co. (MOS) | 14-Mar-16 | Market Purchase | 9,000 | $29.56 | $266,055.00 | 203% 4.44K to 13.44K | (25%) |
| 23-Feb-16 5:30 PM View: | Spectra Energy Corp. (SE) | 19-Feb-16 | Payment of Exercise | 23,241 | $28.63 | $665,390.00 | (7%) 314.68K to 291.44K | 41% |
| 23-Feb-16 5:30 PM View: | Spectra Energy Corp. (SE) | 19-Feb-16 | Option Exercise | 55,400 | -- | -- | 21% 259.28K to 314.68K | |
| 18-Feb-16 5:51 PM View: | Spectra Energy Corp. (SE) | 16-Feb-16 | Payment of Exercise | 12,690 | $28.49 | $361,538.00 | (5%) 256.75K to 244.06K | 41% |
| 18-Feb-16 5:51 PM View: | Spectra Energy Corp. (SE) | 16-Feb-16 | Option Exercise | 30,250 | -- | -- | 13% 226.5K to 256.75K | |
| 06-Oct-15 6:58 PM View: | Mosaic Co. (MOS) | 04-Oct-15 | Option Exercise | 2,813 | -- | -- | 173% 1.63K to 4.44K | |
| 24-Feb-15 4:29 PM View: | Spectra Energy Corp. (SE) | 21-Feb-15 | Payment of Exercise | 21,479 | $36.25 | $778,614.00 | (9%) 247.98K to 226.5K | 51% |
| 24-Feb-15 4:29 PM View: | Spectra Energy Corp. (SE) | 21-Feb-15 | Option Exercise | 51,200 | -- | -- | 26% 196.78K to 247.98K | |
| 19-Aug-14 2:52 PM View: | Spectra Energy Corp. (SE) | 18-Aug-14 | Market Purchase | 6,200 | $40.42 | $250,590.00 | 3% 217.68K to 223.88K | (55%) |
| 25-Feb-14 2:40 PM View: | Spectra Energy Corp. (SE) | 24-Feb-14 | Payment of Exercise | 22,612 | $37.64 | $851,116.00 | (9%) 240.29K to 217.68K | 51% |
| 25-Feb-14 2:40 PM View: | Spectra Energy Corp. (SE) | 24-Feb-14 | Option Exercise | 53,900 | $37.94 | $2,044,970.00 | 29% 186.39K to 240.29K | (52%) |
| 19-Feb-14 5:51 PM View: | Spectra Energy Corp. (SE) | 17-Feb-14 | Payment of Exercise | 16,556 | $37.05 | $613,400.00 | (8%) 202.94K to 186.39K | 50% |
| 19-Feb-14 5:51 PM View: | Spectra Energy Corp. (SE) | 17-Feb-14 | Option Exercise | 39,466 | $37.05 | $1,462,220.00 | 24% 163.48K to 202.94K | (50%) |
| 12-Nov-13 3:23 PM View: | Mosaic Co. (MOS) | 11-Nov-13 | Market Purchase | 1,630 | $47.89 | $78,060.70 | 100% 0 to 1.63K | (51%) |
| 19-Feb-14 5:51 PM View: | Spectra Energy Corp. (SE) | 01-Mar-13 | Disposition (other) | 116,173 | -- | -- | (42%) 279.65K to 163.48K | |
| 27-Feb-13 2:15 PM View: | Spectra Energy Corp. (SE) | 25-Feb-13 | Payment of Exercise | 27,520 | $29.52 | $812,390.00 | (9%) 307.17K to 279.65K | 35% |