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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 31-Jan-20 4:15 PM View:  | Alcentra Capital Corp (ABDC) | 31-Jan-20 | Disposition | 47,508 | -- | -- | (99%) 48.01K to 0.5K | |
| 31-Jan-20 4:15 PM View: | Alcentra Capital Corp (ABDC) | 31-Jan-20 | Disposition | 500 | -- | -- | (100%) 0.5K to 0 | |
| 19-Dec-19 4:06 PM View: | Alcentra Capital Corp (ABDC) | 18-Dec-19 | Purchase | 6,300 | $9.14 | $57,607.20 | 15% 41.71K to 48.01K | |
| 17-Dec-19 4:05 PM View: | Alcentra Capital Corp (ABDC) | 16-Dec-19 | Purchase | 5,000 | $9.14 | $45,720.00 | 14% 36.71K to 41.71K | |
| 10-May-18 4:27 PM View: | Alcentra Capital Corp (ABDC) | 10-May-18 | Market Purchase | 5,000 | $6.47 | $32,350.00 | 16% 31.71K to 36.71K | 4% |
| 03-Jan-18 3:17 PM View: | Hampton Roads Bankshares Inc. (XBKS) | 01-Jan-18 | Disposition | 500 | -- | -- | (100%) 0.5K to 0 | |
| 30-Nov-16 11:07 AM View: | Hampton Roads Bankshares Inc. (XBKS) | 29-Nov-16 | Market Purchase | 5,000 | $2.49 | $12,450.00 | 100% 0 to 5.0K | 36% |
| 10-Aug-15 5:02 PM View: | Diamond Offshore Drilling I... (DO) | 07-Aug-15 | Market Purchase | 3,000 | $21.99 | $65,970.00 | 75% 4.0K to 7.0K | (45%) |
| 01-Jul-15 5:40 PM View: | Diamond Offshore Drilling I... (DO) | 30-Jun-15 | Market Purchase | 1,000 | $25.75 | $25,750.00 | 33% 3.0K to 4.0K | (53%) |
| 18-Feb-14 11:01 AM View: | Diamond Offshore Drilling I... (DO) | 14-Feb-14 | Market Purchase | 3,000 | $46.52 | $139,560.00 | 100% 0 to 3.0K | (75%) |