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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 11-Sep-20 6:00 PM View:  | Ares Capital Corporation (ARCC) | 11-Sep-20 | Market Purchase | 2,500 | $14.58 | $36,450.00 | 13% 18.7K to 21.2K | |
| 11-Sep-20 6:00 PM View: | Ares Capital Corporation (ARCC) | 09-Sep-20 | Market Purchase | 5,000 | $14.10 | $70,500.00 | 36% 13.7K to 18.7K | |
| 19-Aug-20 8:00 PM View: | Ares Capital Corporation (ARCC) | 18-Aug-20 | Market Purchase | 2,000 | $14.23 | $28,460.00 | 17% 11.7K to 13.7K | |
| 19-Aug-20 8:00 PM View: | Ares Capital Corporation (ARCC) | 17-Aug-20 | Market Purchase | 3,000 | $14.31 | $42,930.00 | 34% 8.7K to 11.7K | |
| 15-Jun-20 6:00 PM View: | Ares Capital Corporation (ARCC) | 12-Jun-20 | Market Purchase | 2,000 | $14.62 | $29,240.00 | 31% 6.52K to 8.52K | |
| 15-Jun-20 6:00 PM View: | Ares Capital Corporation (ARCC) | 11-Jun-20 | Market Purchase | 2,000 | $14.71 | $29,420.00 | 44% 4.52K to 6.52K | |
| 02-Jan-15 11:30 AM View: | El Paso Electric Co. (EE) | 01-Jan-15 | Grant | 1,554 | $40.06 | $62,253.20 | 3% 53.78K to 55.33K | 19% |
| 01-Oct-14 12:56 PM View: | El Paso Electric Co. (EE) | 30-Sep-14 | Grant | 1,607 | $36.55 | $58,735.80 | 3% 52.17K to 53.78K | 30% |
| 01-Jul-14 5:14 PM View: | El Paso Electric Co. (EE) | 30-Jun-14 | Grant | 1,503 | $40.21 | $60,435.60 | 3% 50.67K to 52.17K | 17% |
| 30-May-14 3:08 PM View: | El Paso Electric Co. (EE) | 29-May-14 | Grant | 3,500 | -- | -- | 7% 47.17K to 50.67K | |
| 01-Apr-14 5:03 PM View: | El Paso Electric Co. (EE) | 01-Apr-14 | Grant | 1,665 | $35.73 | $59,490.40 | 4% 45.51K to 47.17K | 31% |
| 03-Jan-14 1:33 PM View: | El Paso Electric Co. (EE) | 01-Jan-14 | Grant | 1,766 | $35.11 | $62,004.30 | 4% 43.74K to 45.51K | 32% |
| 02-Oct-13 6:09 PM View: | El Paso Electric Co. (EE) | 01-Oct-13 | Grant | 1,737 | $33.40 | $58,015.80 | 4% 42.0K to 43.74K | 38% |
| 02-Jul-13 5:53 PM View: | El Paso Electric Co. (EE) | 01-Jul-13 | Grant | 1,770 | $35.31 | $62,498.70 | 4% 40.23K to 42.0K | 29% |
| 09-May-13 6:49 PM View: | El Paso Electric Co. (EE) | 09-May-13 | Grant | 3,500 | -- | -- | 10% 36.73K to 40.23K | |
| 01-Apr-13 7:43 PM View: | El Paso Electric Co. (EE) | 28-Mar-13 | Grant | 1,842 | $33.65 | $61,983.30 | 5% 34.89K to 36.73K | 35% |
| 02-Jan-13 5:30 PM View: | El Paso Electric Co. (EE) | 01-Jan-13 | Grant | 2,264 | $31.91 | $72,244.20 | 7% 32.63K to 34.89K | 41% |
| 21-Dec-12 7:55 PM View: | El Paso Electric Co. (EE) | 21-Dec-12 | Market Sale | 22,146 | $32.01 | $708,889.00 | (40%) 54.77K to 32.63K | (41%) |
| 01-Jun-12 3:44 PM View: | El Paso Electric Co. (EE) | 31-May-12 | Grant | 3,500 | $30.69 | $107,415.00 | 7% 51.27K to 54.77K | 49% |
| 28-Jun-11 6:45 PM View: | El Paso Electric Co. (EE) | 28-Jun-11 | Gift | 2,124 | $31.81 | $67,564.40 | (4%) 53.4K to 51.27K | (47%) |
| 10-Jun-11 6:38 PM View: | El Paso Electric Co. (EE) | 10-Jun-11 | Grant | 3,500 | $29.72 | $104,020.00 | 7% 49.9K to 53.4K | 59% |
| 16-May-11 7:10 PM View: | E*TRADE Financial Corporation (ETFC) | 12-May-11 | Grant | 3,086 | -- | -- | 36% 8.49K to 11.58K | |
| 15-Dec-10 3:39 PM View: | El Paso Electric Co. (EE) | 14-Dec-10 | Gift | 1,775 | $27.91 | $49,540.20 | (3%) 51.67K to 49.9K | (71%) |
| 16-Jun-10 4:55 PM View: | El Paso Electric Co. (EE) | 16-Jun-10 | Market Sale | 5,000 | $20.64 | $103,200.00 | (9%) 56.67K to 51.67K | (131%) |
| 02-Jun-10 7:00 PM View: | El Paso Electric Co. (EE) | 02-Jun-10 | Gift | 1,300 | $19.46 | $25,298.00 | (2%) 57.97K to 56.67K | (145%) |
| 28-May-10 5:02 PM View: | El Paso Electric Co. (EE) | 26-May-10 | Grant | 3,500 | $19.63 | $68,705.00 | 6% 54.47K to 57.97K | 143% |
| 17-May-10 6:59 PM View: | E*TRADE Financial Corporation (ETFC) | 13-May-10 | Grant | 30,959 | -- | -- | 57% 53.97K to 84.92K | |
| 07-Dec-09 12:30 PM View: | El Paso Electric Co. (EE) | 04-Dec-09 | Gift | 2,680 | $20.06 | $53,760.80 | (5%) 57.15K to 54.47K | (138%) |
| 08-May-09 5:44 PM View: | El Paso Electric Co. (EE) | 07-May-09 | Grant | 3,500 | $13.85 | $48,475.00 | 7% 53.65K to 57.15K | 252% |
| 19-May-08 8:03 PM View: | E*TRADE Financial Corporation (ETFC) | 16-May-08 | Grant | 5,741 | -- | -- | 19% 30.8K to 36.54K | |
| 12-May-08 5:49 PM View: | El Paso Electric Co. (EE) | 08-May-08 | Grant | 8,054 | $21.96 | $176,866.00 | 18% 45.6K to 53.65K | 100% |
| 30-Jan-08 6:07 AM View: | E*TRADE Financial Corporation (ETFC) | 29-Jan-08 | Market Purchase | 24,586 | $4.07 | $99,996.20 | 395% 6.22K to 30.8K | 26% |
| 13-Dec-07 12:56 PM View: | El Paso Electric Co. (EE) | 13-Dec-07 | Gift | 2,466 | $25.98 | $64,066.70 | (5%) 48.06K to 45.6K | (69%) |
| 06-Dec-07 3:44 PM View: | El Paso Electric Co. (EE) | 06-Dec-07 | Market Sale | 5,000 | $26.23 | $131,150.00 | (9%) 53.06K to 48.06K | (68%) |
| 06-Dec-07 3:44 PM View: | El Paso Electric Co. (EE) | 06-Dec-07 | Exercise (in-the money or at-the-money) | 5,000 | $9.50 | $47,500.00 | 10% 48.06K to 53.06K | |
| 25-May-07 8:53 PM View: | E*TRADE Financial Corporation (ETFC) | 23-May-07 | Grant | 1,072 | $23.32 | $24,999.00 | 21% 5.14K to 6.22K | (78%) |
| 21-May-07 6:47 PM View: | El Paso Electric Co. (EE) | 21-May-07 | Market Sale | 5,000 | $27.89 | $139,450.00 | (9%) 52.74K to 47.74K | (58%) |
| 04-May-07 6:07 PM View: | El Paso Electric Co. (EE) | 02-May-07 | Grant | 6,860 | $27.15 | $186,249.00 | 15% 45.88K to 52.74K | 62% |
| 27-Apr-07 6:02 PM View: | El Paso Electric Co. (EE) | 27-Apr-07 | Exercise (in-the money or at-the-money) | 5,000 | $6.56 | $32,800.00 | 12% 40.88K to 45.88K | |
| 20-Dec-06 2:36 PM View: | El Paso Electric Co. (EE) | 19-Dec-06 | Gift | 310 | $24.53 | $7,604.30 | (< 1%) 41.19K to 40.88K | (79%) |
| 13-Nov-06 1:48 PM View: | El Paso Electric Co. (EE) | 10-Nov-06 | Gift | 2,340 | $23.75 | $55,575.00 | (5%) 43.53K to 41.19K | (85%) |
| 26-May-06 10:00 PM View: | E*TRADE Financial Corporation (ETFC) | 25-May-06 | Grant | 1,063 | $23.51 | $24,996.40 | 26% 4.08K to 5.14K | (78%) |
| 04-May-06 5:32 PM View: | El Paso Electric Co. (EE) | 03-May-06 | Grant | 8,654 | $19.40 | $167,888.00 | 25% 34.88K to 43.53K | 127% |
| 04-May-06 5:34 PM View: | El Paso Electric Co. (EE) | 03-May-06 | Grant Duplicate | 8,654 | $19.40 | $167,888.00 | 25% 34.88K to 43.53K | 127% |
| 16-Dec-05 12:52 PM View: | El Paso Electric Co. (EE) | 16-Dec-05 | Gift | 725 | $21.38 | $15,500.50 | (2%) 35.6K to 34.88K | (106%) |
| 30-Sep-05 6:06 PM View: | El Paso Electric Co. (EE) | 29-Sep-05 | Gift | 940 | $21.06 | $19,796.40 | (3%) 36.54K to 35.6K | (109%) |
| 04-Aug-05 4:16 PM View: | E*TRADE Financial Corporation (ETFC) | 02-Aug-05 | Grant | 1,582 | $15.81 | $25,003.50 | 63% 2.5K to 4.08K | (68%) |
| 05-May-05 6:08 PM View: | El Paso Electric Co. (EE) | 04-May-05 | Grant | 3,500 | $20.02 | $70,070.00 | 11% 33.04K to 36.54K | 120% |
| 30-Jun-04 5:45 PM View: | El Paso Electric Co. (EE) | 30-Jun-04 | Market Sale | 5,000 | $15.30 | $76,505.00 | (13%) 38.04K to 33.04K | (188%) |
| 06-May-04 10:00 PM View: | El Paso Electric Co. (EE) | 05-May-04 | Grant | 3,500 | $14.39 | $50,365.00 | 10% 34.54K to 38.04K | 206% |