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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Aug-18 1:05 PM View:  | Legg Mason Inc. (LM) | 31-Jul-18 | Grant | 3,638 | -- | -- | 7% 50.64K to 54.28K | |
| 27-Jul-17 7:03 AM View: | Legg Mason Inc. (LM) | 25-Jul-17 | Grant | 3,041 | -- | -- | 6% 47.6K to 50.64K | |
| 28-Jul-16 10:52 AM View: | Legg Mason Inc. (LM) | 26-Jul-16 | Grant | 3,788 | -- | -- | 9% 43.81K to 47.6K | |
| 27-Jan-16 3:14 PM View: | Legg Mason Inc. (LM) | 26-Jan-16 | Market Purchase | 10,000 | $29.68 | $296,800.00 | 30% 33.81K to 43.81K | (< 1%) |
| 30-Jul-15 12:56 PM View: | Legg Mason Inc. (LM) | 28-Jul-15 | Grant | 2,625 | -- | -- | 8% 31.19K to 33.81K | |
| 30-Jul-14 2:24 PM View: | Legg Mason Inc. (LM) | 29-Jul-14 | Grant | 2,451 | -- | -- | 9% 28.74K to 31.19K | |
| 30-Oct-13 3:58 PM View: | Legg Mason Inc. (LM) | 29-Oct-13 | Market Sale | 19,987 | $38.59 | $771,298.00 | (41%) 48.72K to 28.74K | 21% |
| 25-Jul-13 11:42 AM View: | Legg Mason Inc. (LM) | 23-Jul-13 | Grant | 3,594 | -- | -- | 8% 45.13K to 48.72K | |
| 05-Nov-12 12:35 PM View: | Legg Mason Inc. (LM) | 02-Nov-12 | Market Purchase | 10,000 | $25.40 | $254,000.00 | 28% 35.13K to 45.13K | 21% |
| 05-Nov-12 12:35 PM View: | Legg Mason Inc. (LM) | 01-Nov-12 | Market Purchase | 10,000 | $25.69 | $256,900.00 | 40% 25.13K to 35.13K | 20% |
| 12-Sep-12 4:59 PM View: | Legg Mason Inc. (LM) | 10-Sep-12 | Grant | 20,000 | -- | -- | 80% 25.13K to 45.13K | |
| 25-Jul-12 11:07 AM View: | Legg Mason Inc. (LM) | 24-Jul-12 | Grant | 5,014 | -- | -- | 25% 20.12K to 25.13K | |
| 15-Feb-12 1:34 PM View: | Temple-Inland Inc. (TIN) | 13-Feb-12 | Disposition | 4,000 | -- | -- | (100%) 4.0K to 0 | |
| 01-Feb-12 2:10 PM View: | Temple-Inland Inc. (TIN) | 01-Feb-12 | Option Exercise | 2,000 | $10.56 | $21,120.00 | 100% 2.0K to 4.0K | |
| 27-Jul-11 4:49 PM View: | Legg Mason Inc. (LM) | 26-Jul-11 | Grant | 3,899 | -- | -- | 24% 16.22K to 20.12K | |
| 19-Nov-10 9:20 AM View: | Temple-Inland Inc. (TIN) | 18-Nov-10 | Option Exercise | 2,000 | $9.37 | $18,740.00 | 100% 0 to 2.0K | |
| 12-Nov-10 3:57 PM View: | Temple-Inland Inc. (TIN) | 10-Nov-10 | Gift | 5,000 | -- | -- | (100%) 5.0K to 0 | |
| 29-Jul-10 3:12 PM View: | Legg Mason Inc. (LM) | 27-Jul-10 | Grant | 4,226 | -- | -- | 35% 11.99K to 16.22K | |
| 01-Feb-10 2:58 PM View: | Temple-Inland Inc. (TIN) | 29-Jan-10 | Option Exercise | 5,000 | $10.55 | $52,750.00 | 100% 0 to 5.0K | |
| 01-Feb-10 11:09 AM View: | Morgan Stanley Quality Muni... (IQT) | 29-Jan-10 | Market Sale | 10,000 | $12.98 | $129,770.00 | (100%) 10.0K to 0 | (32%) |
| 01-Feb-10 11:49 AM View: | Morgan Stanley Municipal Pr... (PIA) | 29-Jan-10 | Market Sale | 15,000 | $7.98 | $119,668.00 | (100%) 15.0K to 0 | (32%) |
| 12-Aug-09 10:42 AM View: | Temple-Inland Inc. (TIN) | 11-Aug-09 | Market Sale | 20,000 | $16.50 | $330,000.00 | (100%) 20.0K to 0 | (104%) |
| 29-Jul-09 6:26 PM View: | Legg Mason Inc. (LM) | 28-Jul-09 | Grant | 4,560 | $27.41 | $124,990.00 | 61% 7.43K to 11.99K | 14% |
| 15-Jan-09 1:11 PM View: | Morgan Stanley Asia-Pacific... (APF) | 13-Jan-09 | Market Purchase | 1,100 | $10.20 | $11,220.00 | 66% 1.68K to 2.77K | 53% |
| 15-Jan-09 1:18 PM View: | Morgan Stanley Emerging Mar... (EDD) | 13-Jan-09 | Market Purchase | 300 | $10.75 | $3,225.00 | 20% 1.5K to 1.8K | (52%) |
| 12-Nov-08 2:09 PM View: | Temple-Inland Inc. (TIN) | 11-Nov-08 | Grant | 20,000 | $5.00 | $100,000.00 | 100% 0 to 20.0K | 586% |
| 23-Jul-08 5:21 PM View: | Legg Mason Inc. (LM) | 22-Jul-08 | Grant | 3,625 | -- | -- | 95% 3.81K to 7.43K | |
| 01-Jul-08 11:35 AM View: | Morgan Stanley Asia-Pacific... (APF) | 30-Jun-08 | Market Purchase | 575 | $17.38 | $9,993.50 | 52% 1.1K to 1.68K | (30%) |
| 04-Jan-08 4:23 PM View: | Morgan Stanley Quality Muni... (IQT) | 27-Dec-07 | Market Purchase | 10,000 | $12.44 | $124,400.00 | 100% 0 to 10.0K | (39%) |
| 04-Jan-08 4:21 PM View: | Morgan Stanley Municipal Pr... (PIA) | 27-Dec-07 | Market Purchase | 15,000 | $8.35 | $125,266.00 | 100% 0 to 15.0K | (42%) |
| 21-Dec-07 12:15 PM View: | Morgan Stanley Emerging Mar... (EDD) | 20-Dec-07 | Market Purchase | 1,500 | $16.29 | $24,439.70 | 100% 0 to 1.5K | (74%) |
| 09-Apr-08 2:27 PM View: | Morgan Stanley Insured Muni... (IMS) | 15-Nov-07 | Market Purchase | 2,600 | $13.49 | $35,074.00 | 59% 4.4K to 7.0K | (16%) |
| 09-Apr-08 2:27 PM View: | Morgan Stanley Insured Muni... (IMS) | 14-Nov-07 | Market Purchase | 3,400 | $13.49 | $45,866.00 | 340% 1.0K to 4.4K | (16%) |
| 09-Apr-08 2:27 PM View: | Morgan Stanley Insured Muni... (IMS) | 12-Nov-07 | Market Purchase | 1,000 | $13.49 | $13,490.00 | 100% 0 to 1.0K | (16%) |
| 23-Jul-07 5:36 PM View: | Legg Mason Inc. (LM) | 19-Jul-07 | Grant | 1,240 | $100.79 | $124,980.00 | 48% 2.57K to 3.81K | (76%) |
| 20-Jul-06 1:25 PM View: | Legg Mason Inc. (LM) | 18-Jul-06 | Grant | 1,323 | -- | -- | 106% 1.24K to 2.57K | |
| 23-May-06 8:42 PM View: | Legg Mason Inc. (LM) | 19-May-06 | Grant | 1,244 | -- | -- | 100% 0 to 1.24K | |
| 03-May-06 11:35 AM View: | Temple-Inland Inc. (TIN) | 01-May-06 | Option Exercise | 15,000 | $27.64 | $414,600.00 | 100% 0 to 15.0K | |
| 03-May-06 11:35 AM View: | Temple-Inland Inc. (TIN) | 01-May-06 | Market Option Sale | 15,000 | $46.36 | $695,355.00 | (100%) 15.0K to 0 | (192%) |