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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Feb-16 7:15 PM View:  | Broadcom Corp. (BRCM) | 01-Feb-16 | Disposition | 402,450 | -- | -- | (100%) 402.45K to 0 | |
| 09-Nov-15 5:38 PM View: | Broadcom Corp. (BRCM) | 05-Nov-15 | Payment of Exercise | 15,613 | $52.19 | $814,842.00 | (4%) 417.6K to 401.98K | (8%) |
| 07-Aug-15 6:32 PM View: | Broadcom Corp. (BRCM) | 05-Aug-15 | Payment of Exercise | 15,613 | $50.47 | $787,988.00 | (4%) 434.14K to 418.53K | (12%) |
| 07-Aug-15 6:32 PM View: | Broadcom Corp. (BRCM) | 05-Aug-15 | Market Sale | 934 | $50.48 | $47,148.30 | (< 1%) 418.53K to 417.6K | (12%) |
| 07-May-15 4:49 PM View: | Broadcom Corp. (BRCM) | 06-May-15 | Market Sale (Planned) | 9,763 | $45.13 | $440,647.00 | (2%) 443.91K to 434.14K | (26%) |
| 07-May-15 4:49 PM View: | Broadcom Corp. (BRCM) | 05-May-15 | Payment of Exercise | 15,611 | $44.90 | $700,934.00 | (3%) 459.52K to 443.91K | (26%) |
| 18-Mar-15 5:17 PM View: | Broadcom Corp. (BRCM) | 16-Mar-15 | Option Exercise | 38,536 | $26.49 | $1,020,770.00 | 8% 458.58K to 497.12K | |
| 18-Mar-15 5:17 PM View: | Broadcom Corp. (BRCM) | 16-Mar-15 | Market Option Sale (Planned) | 38,536 | $44.91 | $1,730,660.00 | (8%) 497.12K to 458.58K | (26%) |
| 23-Feb-15 5:07 PM View: | Broadcom Corp. (BRCM) | 19-Feb-15 | Grant | 127,546 | -- | -- | 39% 331.04K to 458.58K | |
| 13-Feb-15 6:23 PM View: | Broadcom Corp. (BRCM) | 12-Feb-15 | Option Exercise | 38,036 | $41.15 | $1,565,180.00 | 11% 331.04K to 369.07K | |
| 13-Feb-15 6:23 PM View: | Broadcom Corp. (BRCM) | 12-Feb-15 | Market Option Sale (Planned) | 38,036 | $45.00 | $1,711,620.00 | (10%) 369.07K to 331.04K | (26%) |
| 12-Feb-15 4:57 PM View: | Broadcom Corp. (BRCM) | 10-Feb-15 | Market Sale | 1,715 | $44.56 | $76,414.70 | (< 1%) 332.75K to 331.04K | (28%) |
| 09-Feb-15 5:28 PM View: | Broadcom Corp. (BRCM) | 06-Feb-15 | Market Sale (Planned) | 14,445 | $43.93 | $634,526.00 | (4%) 347.2K to 332.75K | (30%) |
| 09-Feb-15 5:28 PM View: | Broadcom Corp. (BRCM) | 05-Feb-15 | Payment of Exercise | 9,023 | $44.31 | $399,809.00 | (3%) 356.22K to 347.2K | (29%) |
| 17-Dec-14 3:39 PM View: | Broadcom Corp. (BRCM) | 15-Dec-14 | Option Exercise | 38,536 | $26.49 | $1,020,770.00 | 11% 356.22K to 394.76K | |
| 17-Dec-14 3:39 PM View: | Broadcom Corp. (BRCM) | 15-Dec-14 | Market Option Sale (Planned) | 38,536 | $42.30 | $1,630,110.00 | (10%) 394.76K to 356.22K | (35%) |
| 07-Nov-14 4:45 PM View: | Broadcom Corp. (BRCM) | 06-Nov-14 | Market Sale (Planned) | 11,216 | $41.59 | $466,450.00 | (3%) 367.44K to 356.22K | (37%) |
| 07-Nov-14 4:45 PM View: | Broadcom Corp. (BRCM) | 05-Nov-14 | Payment of Exercise | 12,253 | $41.75 | $511,563.00 | (3%) 379.69K to 367.44K | (37%) |
| 17-Sep-14 6:37 PM View: | Broadcom Corp. (BRCM) | 15-Sep-14 | Option Exercise | 38,536 | $26.49 | $1,020,770.00 | 10% 379.69K to 418.23K | |
| 17-Sep-14 6:37 PM View: | Broadcom Corp. (BRCM) | 15-Sep-14 | Market Option Sale (Planned) | 38,536 | $40.30 | $1,553,030.00 | (9%) 418.23K to 379.69K | (42%) |
| 07-Aug-14 8:15 PM View: | Broadcom Corp. (BRCM) | 06-Aug-14 | Market Sale (Planned) | 11,228 | $37.30 | $418,844.00 | (3%) 390.92K to 379.69K | (54%) |
| 07-Aug-14 8:15 PM View: | Broadcom Corp. (BRCM) | 05-Aug-14 | Payment of Exercise | 12,242 | $37.21 | $455,525.00 | (3%) 403.16K to 390.92K | (54%) |
| 25-Jul-14 7:29 PM View: | Broadcom Corp. (BRCM) | 23-Jul-14 | Option Exercise | 17,189 | $29.39 | $505,185.00 | 4% 403.16K to 420.35K | |
| 25-Jul-14 7:29 PM View: | Broadcom Corp. (BRCM) | 23-Jul-14 | Market Option Sale (Planned) | 17,189 | $39.90 | $685,841.00 | (4%) 420.35K to 403.16K | (44%) |
| 10-Jun-14 4:17 PM View: | Broadcom Corp. (BRCM) | 06-Jun-14 | Option Exercise | 21,352 | $24.15 | $515,725.00 | 5% 414.38K to 435.74K | |
| 10-Jun-14 4:17 PM View: | Broadcom Corp. (BRCM) | 06-Jun-14 | Market Option Sale (Planned) | 21,352 | $37.72 | $805,455.00 | (5%) 435.74K to 414.38K | (52%) |
| 10-Jun-14 4:17 PM View: | Broadcom Corp. (BRCM) | 06-Jun-14 | Market Sale (Planned) | 11,224 | $37.72 | $423,399.00 | (3%) 414.38K to 403.16K | (52%) |
| 07-May-14 4:59 PM View: | Broadcom Corp. (BRCM) | 05-May-14 | Payment of Exercise | 12,238 | $30.44 | $372,525.00 | (3%) 426.62K to 414.38K | (89%) |
| 24-Feb-14 4:45 PM View: | Broadcom Corp. (BRCM) | 20-Feb-14 | Grant | 163,360 | -- | -- | 62% 262.33K to 425.69K | |
| 07-Feb-14 6:52 PM View: | Broadcom Corp. (BRCM) | 05-Feb-14 | Payment of Exercise | 6,477 | $28.99 | $187,768.00 | (2%) 268.81K to 262.33K | (99%) |
| 07-Nov-13 4:45 PM View: | Broadcom Corp. (BRCM) | 05-Nov-13 | Payment of Exercise | 8,835 | $26.47 | $233,818.00 | (3%) 275.97K to 267.14K | (119%) |
| 07-Aug-13 6:22 PM View: | Broadcom Corp. (BRCM) | 05-Aug-13 | Payment of Exercise | 8,834 | $27.04 | $238,871.00 | (3%) 288.63K to 279.79K | (115%) |
| 07-May-13 6:58 PM View: | Broadcom Corp. (BRCM) | 05-May-13 | Payment of Exercise | 10,789 | $36.06 | $389,051.00 | (4%) 299.42K to 288.63K | (62%) |
| 19-Feb-13 6:45 PM View: | Broadcom Corp. (BRCM) | 14-Feb-13 | Grant | 117,863 | -- | -- | 65% 180.77K to 298.64K | |
| 07-Feb-13 5:31 PM View: | Broadcom Corp. (BRCM) | 05-Feb-13 | Payment of Exercise | 5,362 | $32.61 | $174,855.00 | (3%) 186.13K to 180.77K | (80%) |
| 07-Nov-12 5:08 PM View: | Broadcom Corp. (BRCM) | 05-Nov-12 | Payment of Exercise | 6,542 | $31.58 | $206,596.00 | (3%) 192.68K to 186.13K | (86%) |
| 30-Aug-12 7:15 PM View: | Broadcom Corp. (BRCM) | 30-Aug-12 | Market Sale | 10,962 | $35.36 | $387,616.00 | (5%) 203.64K to 192.68K | (66%) |
| 23-Aug-12 6:43 PM View: | Broadcom Corp. (BRCM) | 21-Aug-12 | Market Sale | 1,322 | $35.35 | $46,738.50 | (< 1%) 204.96K to 203.64K | (67%) |
| 07-Aug-12 5:07 PM View: | Broadcom Corp. (BRCM) | 05-Aug-12 | Payment of Exercise | 6,542 | $34.01 | $222,493.00 | (3%) 211.5K to 204.96K | (73%) |
| 08-May-12 6:23 PM View: | Broadcom Corp. (BRCM) | 05-May-12 | Payment of Exercise | 7,242 | $34.63 | $250,790.00 | (3%) 218.75K to 211.5K | (71%) |
| 21-Feb-12 8:18 PM View: | Broadcom Corp. (BRCM) | 16-Feb-12 | Grant | 95,556 | -- | -- | 78% 122.48K to 218.03K | |
| 07-Feb-12 7:55 PM View: | Broadcom Corp. (BRCM) | 05-Feb-12 | Payment of Exercise | 4,405 | $37.67 | $165,958.00 | (4%) 102.62K to 98.21K | (57%) |
| 08-Nov-11 7:28 PM View: | Broadcom Corp. (BRCM) | 05-Nov-11 | Payment of Exercise | 5,499 | $36.01 | $198,019.00 | (5%) 108.11K to 102.62K | (65%) |
| 09-Aug-11 5:25 PM View: | Broadcom Corp. (BRCM) | 05-Aug-11 | Payment of Exercise | 5,498 | $33.87 | $186,217.00 | (5%) 113.61K to 108.11K | (76%) |
| 02-Jun-11 5:07 PM View: | Broadcom Corp. (BRCM) | 31-May-11 | Option Exercise | 412,086 | $25.34 | $10,440,300.00 | 244% 168.84K to 580.92K | |
| 02-Jun-11 5:07 PM View: | Broadcom Corp. (BRCM) | 31-May-11 | Market Option Sale | 412,086 | $35.42 | $14,597,900.00 | (71%) 580.92K to 168.84K | (68%) |
| 02-Jun-11 5:07 PM View: | Broadcom Corp. (BRCM) | 31-May-11 | Market Sale | 55,223 | $35.42 | $1,956,250.00 | (33%) 168.84K to 113.61K | (68%) |
| 17-May-11 4:42 PM View: | Broadcom Corp. (BRCM) | 13-May-11 | Market Sale | 5,296 | $34.51 | $182,757.00 | (3%) 174.13K to 168.84K | (73%) |
| 16-May-11 5:37 PM View: | Broadcom Corp. (BRCM) | 12-May-11 | Market Sale | 2,787 | $34.33 | $95,677.70 | (2%) 176.92K to 174.13K | (74%) |
| 11-May-11 6:19 PM View: | Broadcom Corp. (BRCM) | 09-May-11 | Market Sale | 7,189 | $34.16 | $245,576.00 | (4%) 184.11K to 176.92K | (75%) |