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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-Nov-16 12:02 PM View:  | Lexmark International Inc. (LXK) | 29-Nov-16 | Disposition | 57,527 | -- | -- | (100%) 57.53K to 0 | |
| 20-Sep-16 6:52 AM View: | Lexmark International Inc. (LXK) | 16-Sep-16 | Grant | 193 | -- | -- | < 1% 57.33K to 57.53K | |
| 01-Jul-16 6:39 AM View: | Lexmark International Inc. (LXK) | 30-Jun-16 | Option Exercise | 2,862 | -- | -- | 5% 54.47K to 57.33K | |
| 21-Jun-16 4:16 PM View: | Lexmark International Inc. (LXK) | 17-Jun-16 | Grant | 184 | -- | -- | < 1% 54.29K to 54.47K | |
| 23-May-16 5:05 PM View: | Lexmark International Inc. (LXK) | 20-May-16 | Grant | 3,953 | -- | -- | 8% 50.34K to 54.29K | |
| 14-Mar-16 4:22 PM View: | Lexmark International Inc. (LXK) | 11-Mar-16 | Grant | 239 | -- | -- | < 1% 50.1K to 50.34K | |
| 04-Jan-16 4:36 PM View: | Lexmark International Inc. (LXK) | 04-Jan-16 | Market Purchase | 542 | $31.23 | $16,924.60 | 1% 49.55K to 50.1K | 35% |
| 15-Dec-15 4:22 PM View: | Lexmark International Inc. (LXK) | 11-Dec-15 | Grant | 244 | -- | -- | < 1% 49.31K to 49.55K | |
| 01-Oct-15 4:20 PM View: | Lexmark International Inc. (LXK) | 01-Oct-15 | Grant | 575 | $29.48 | $16,951.00 | 1% 48.73K to 49.31K | 45% |
| 15-Sep-15 4:33 PM View: | Lexmark International Inc. (LXK) | 11-Sep-15 | Grant | 272 | -- | -- | < 1% 48.46K to 48.73K | |
| 01-Jul-15 4:20 PM View: | Lexmark International Inc. (LXK) | 01-Jul-15 | Market Purchase | 380 | $44.60 | $16,948.00 | < 1% 48.08K to 48.46K | (3%) |
| 01-Jul-15 4:20 PM View: | Lexmark International Inc. (LXK) | 30-Jun-15 | Option Exercise | 2,352 | -- | -- | 5% 45.73K to 48.08K | |
| 16-Jun-15 4:28 PM View: | Lexmark International Inc. (LXK) | 12-Jun-15 | Grant | 169 | -- | -- | < 1% 45.56K to 45.73K | |
| 23-Apr-15 4:28 PM View: | Lexmark International Inc. (LXK) | 21-Apr-15 | Grant | 3,483 | -- | -- | 8% 42.08K to 45.56K | |
| 02-Apr-15 7:07 AM View: | Lexmark International Inc. (LXK) | 01-Apr-15 | Market Purchase | 402 | $42.15 | $16,944.30 | < 1% 41.68K to 42.08K | 3% |
| 17-Mar-15 4:29 PM View: | Lexmark International Inc. (LXK) | 13-Mar-15 | Grant | 217 | -- | -- | < 1% 41.46K to 41.68K | |
| 16-Dec-14 7:02 AM View: | Lexmark International Inc. (LXK) | 12-Dec-14 | Grant | 205 | -- | -- | < 1% 41.26K to 41.46K | |
| 15-Sep-14 4:27 PM View: | Lexmark International Inc. (LXK) | 12-Sep-14 | Grant | 165 | -- | -- | < 1% 41.09K to 41.26K | |
| 02-Jul-14 7:38 AM View: | Lexmark International Inc. (LXK) | 30-Jun-14 | Option Exercise | 4,111 | -- | -- | 11% 36.98K to 41.09K | |
| 16-Jun-14 4:25 PM View: | Lexmark International Inc. (LXK) | 13-Jun-14 | Grant | 179 | -- | -- | < 1% 36.8K to 36.98K | |
| 25-Apr-14 4:08 PM View: | Lexmark International Inc. (LXK) | 24-Apr-14 | Grant | 3,554 | -- | -- | 11% 33.25K to 36.8K | |
| 17-Mar-14 4:26 PM View: | Lexmark International Inc. (LXK) | 14-Mar-14 | Grant | 153 | -- | -- | < 1% 33.09K to 33.25K | |
| 17-Dec-13 4:56 PM View: | Lexmark International Inc. (LXK) | 13-Dec-13 | Grant | 191 | -- | -- | < 1% 32.9K to 33.09K | |
| 16-Sep-13 4:14 PM View: | Lexmark International Inc. (LXK) | 13-Sep-13 | Grant | 189 | -- | -- | < 1% 32.71K to 32.9K | |
| 01-Jul-13 4:17 PM View: | Lexmark International Inc. (LXK) | 30-Jun-13 | Option Exercise | 3,296 | -- | -- | 11% 29.42K to 32.71K | |
| 18-Jun-13 4:27 PM View: | Lexmark International Inc. (LXK) | 14-Jun-13 | Grant | 203 | -- | -- | < 1% 29.21K to 29.42K | |
| 29-Apr-13 4:14 PM View: | Lexmark International Inc. (LXK) | 25-Apr-13 | Grant | 4,862 | -- | -- | 20% 24.35K to 29.21K | |
| 19-Mar-13 4:52 PM View: | Lexmark International Inc. (LXK) | 15-Mar-13 | Grant | 212 | -- | -- | < 1% 24.14K to 24.35K | |
| 17-Dec-12 4:19 PM View: | Lexmark International Inc. (LXK) | 14-Dec-12 | Grant | 221 | -- | -- | < 1% 23.92K to 24.14K | |
| 18-Sep-12 4:17 PM View: | Lexmark International Inc. (LXK) | 14-Sep-12 | Grant | 212 | -- | -- | < 1% 23.71K to 23.92K | |
| 19-Jun-12 4:16 PM View: | Lexmark International Inc. (LXK) | 15-Jun-12 | Grant | 196 | -- | -- | < 1% 23.51K to 23.71K | |
| 30-Apr-12 4:07 PM View: | Lexmark International Inc. (LXK) | 26-Apr-12 | Grant | 4,475 | -- | -- | 24% 19.04K to 23.51K | |
| 20-Mar-12 4:17 PM View: | Lexmark International Inc. (LXK) | 16-Mar-12 | Grant | 86 | -- | -- | < 1% 18.95K to 19.04K | |
| 02-Dec-11 4:26 PM View: | Lexmark International Inc. (LXK) | 30-Nov-11 | Grant | 89 | -- | -- | < 1% 18.86K to 18.95K | |
| 19-Jul-11 2:27 PM View: | Yum! Brands Inc. (YUM) | 15-Jul-11 | Option Exercise | 3,876 | $12.90 | $50,000.40 | 7% 57.28K to 61.16K | |
| 19-Jul-11 2:27 PM View: | Yum! Brands Inc. (YUM) | 15-Jul-11 | Market Option Sale | 2,095 | $55.49 | $116,241.00 | (3%) 61.16K to 59.06K | (104%) |
| 01-Jul-11 1:55 PM View: | Lexmark International Inc. (LXK) | 30-Jun-11 | Option Exercise | 1,215 | -- | -- | 7% 17.65K to 18.86K | |
| 02-May-11 12:55 PM View: | Lexmark International Inc. (LXK) | 28-Apr-11 | Grant | 3,912 | -- | -- | 28% 13.73K to 17.65K | |
| 19-Oct-10 2:23 PM View: | Yum! Brands Inc. (YUM) | 18-Oct-10 | Option Exercise | 6,564 | $7.62 | $50,001.30 | 12% 53.95K to 60.52K | |
| 19-Oct-10 2:23 PM View: | Yum! Brands Inc. (YUM) | 18-Oct-10 | Market Option Sale | 3,237 | $48.55 | $157,156.00 | (5%) 60.52K to 57.28K | (138%) |
| 01-Jul-10 2:45 PM View: | Lexmark International Inc. (LXK) | 30-Jun-10 | Option Exercise | 1,195 | -- | -- | 10% 12.54K to 13.73K | |
| 23-Apr-10 2:24 PM View: | Lexmark International Inc. (LXK) | 22-Apr-10 | Grant | 2,569 | -- | -- | 26% 9.97K to 12.54K | |
| 12-Aug-09 5:17 PM View: | Yum! Brands Inc. (YUM) | 11-Aug-09 | Option Exercise | 4,912 | $10.18 | $50,002.70 | 9% 51.73K to 56.64K | |
| 12-Aug-09 5:17 PM View: | Yum! Brands Inc. (YUM) | 11-Aug-09 | Market Option Sale | 2,685 | $34.90 | $93,706.50 | (5%) 56.64K to 53.95K | (241%) |
| 27-Apr-09 11:08 AM View: | Lexmark International Inc. (LXK) | 23-Apr-09 | Grant | 5,559 | -- | -- | 126% 4.41K to 9.97K | |
| 12-Dec-08 12:25 PM View: | Yum! Brands Inc. (YUM) | 11-Dec-08 | Grant | 4,788 | $28.19 | $134,974.00 | 10% 46.94K to 51.73K | 356% |
| 16-Oct-08 8:40 AM View: | Yum! Brands Inc. (YUM) | 16-Oct-08 | Private Option Sale | 1,012 | $30.15 | $30,511.80 | (2%) 47.95K to 46.94K | 11% |
| 16-Oct-08 8:40 AM View: | Yum! Brands Inc. (YUM) | 14-Oct-08 | Option Exercise | 4,560 | $10.97 | $50,017.70 | 11% 43.39K to 47.95K | 154% |
| 29-Aug-08 3:46 PM View: | Carver Bancorp Inc. (CARV) | 28-Aug-08 | Market Purchase | 100 | $7.69 | $769.00 | < 1% 15.26K to 15.36K | (95%) |
| 29-Aug-08 3:46 PM View: | Carver Bancorp Inc. (CARV) | 27-Aug-08 | Market Purchase | 100 | $7.67 | $767.00 | < 1% 15.16K to 15.26K | (95%) |