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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 31-May-19 6:28 PM View:  | Teligent, Inc. (TLGT) | 31-May-19 | Market Purchase | 20,000 | $0.66 | $13,166.00 | 5% 399.62K to 419.62K | (98%) |
| 24-May-19 8:00 AM View: | Teligent, Inc. (TLGT) | 23-May-19 | Market Purchase | 20,000 | $0.69 | $13,814.00 | 5% 379.62K to 399.62K | (98%) |
| 13-Nov-17 5:01 PM View: | Teligent, Inc. (TLGT) | 10-Nov-17 | Market Purchase | 15,000 | $3.81 | $57,136.50 | 4% 364.62K to 379.62K | (100%) |
| 14-Mar-16 8:31 AM View: | Teligent, Inc. (TLGT) | 11-Mar-16 | Market Purchase | 15,000 | $4.91 | $73,717.50 | 30% 49.62K to 64.62K | (100%) |
| 01-May-15 1:22 PM View: | Teligent, Inc. (TLGT) | 30-Apr-15 | Market Purchase | 20,000 | $5.04 | $100,800.00 | 34% 59.25K to 79.25K | (100%) |
| 01-May-15 1:22 PM View: | Teligent, Inc. (TLGT) | 30-Apr-15 | Market Purchase | 10,000 | $5.04 | $50,400.00 | 13% 79.25K to 89.25K | (100%) |
| 30-Apr-15 2:44 PM View: | Pfenex Inc. (PFNX) | 29-Apr-15 | Market Sale Duplicate | 1,907,770 | $14.57 | $27,796,200.00 | (44%) 4.32M to 2.41M | 77% |
| 26-Aug-14 1:22 PM View: | Teligent, Inc. (TLGT) | 22-Aug-14 | Market Purchase | 5,000 | $5.90 | $29,500.00 | 34% 14.62K to 19.62K | (100%) |
| 31-Jul-14 4:12 PM View: | Pfenex Inc. (PFNX) | 29-Jul-14 | Conversion Duplicate | 3,650,570 | -- | -- | 958% 380.86K to 4.03M | |
| 31-Jul-14 4:12 PM View: | Pfenex Inc. (PFNX) | 29-Jul-14 | Acquisition (other) Duplicate | 668,518 | -- | -- | 17% 4.03M to 4.7M | |
| 31-Jul-14 4:12 PM View: | Pfenex Inc. (PFNX) | 29-Jul-14 | Sale Duplicate | 380,867 | $0.31 | $118,069.00 | (8%) 4.7M to 4.32M | |
| 15-Mar-13 10:52 AM View: | Teligent, Inc. (TLGT) | 13-Mar-13 | Market Purchase | 10,000 | $1.33 | $13,265.00 | 216% 4.62K to 14.62K | (99%) |
| 13-Oct-09 8:05 AM View: | Teligent, Inc. (TLGT) | 02-Oct-09 | Grant | 2,885 | $1.04 | $3,000.40 | 166% 1.74K to 4.62K | (99%) |
| 21-Jul-09 4:10 PM View: | Teligent, Inc. (TLGT) | 02-Jul-09 | Grant | 1,739 | $1.15 | $1,999.85 | 100% 0 to 1.74K | (99%) |
| 24-Feb-09 12:56 PM View: | Indevus Pharmaceuticals Inc. (IDEV) | 24-Feb-09 | Disposition (change in control) | 549,972 | -- | -- | (100%) 549.97K to 0 | |
| 24-Feb-09 12:57 PM View: | Indevus Pharmaceuticals Inc. (IDEV) | 24-Feb-09 | Disposition (change in control) | 10,000 | -- | -- | (100%) 10.0K to 0 | |
| 24-Feb-09 12:57 PM View: | Indevus Pharmaceuticals Inc. (IDEV) | 23-Feb-09 | Option Exercise | 10,000 | -- | -- | 100% 0 to 10.0K | |
| 24-Feb-09 12:56 PM View: | Indevus Pharmaceuticals Inc. (IDEV) | 23-Feb-09 | Disposition (change in control) | 1,680,520 | -- | -- | (75%) 2.24M to 554.85K | |
| 24-Feb-09 12:56 PM View: | Indevus Pharmaceuticals Inc. (IDEV) | 23-Feb-09 | Disposition (change in control) | 4,873 | -- | -- | (< 1%) 554.85K to 549.97K | |
| 19-Dec-07 11:43 AM View: | Indevus Pharmaceuticals Inc. (IDEV) | 17-Dec-07 | Disposition (other) | 511,398 | -- | -- | (23%) 2.24M to 1.73M | |
| 23-Oct-07 10:02 AM View: | Indevus Pharmaceuticals Inc. (IDEV) | 18-Oct-07 | Market Sale | 2,500,000 | $7.90 | $19,750,000.00 | (33%) 7.66M to 5.16M | (490%) |
| 23-Oct-07 10:02 AM View: | Indevus Pharmaceuticals Inc. (IDEV) | 26-Jun-07 | Acquisition (other) | 772,217 | $7.09 | $5,477,340.00 | 11% 6.88M to 7.66M | |
| 18-Jun-07 5:02 PM View: | Indevus Pharmaceuticals Inc. (IDEV) | 15-Jun-07 | Market Sale | 7,700 | $7.30 | $56,210.00 | (< 1%) 5.82M to 5.81M | (539%) |
| 18-Jun-07 5:02 PM View: | Indevus Pharmaceuticals Inc. (IDEV) | 14-Jun-07 | Market Sale | 119,500 | $7.30 | $872,350.00 | (2%) 5.94M to 5.82M | (539%) |
| 11-Jun-07 5:16 PM View: | Indevus Pharmaceuticals Inc. (IDEV) | 07-Jun-07 | Market Sale | 200,000 | $7.35 | $1,469,720.00 | (4%) 4.82M to 4.62M | (534%) |
| 07-Jun-07 4:39 PM View: | Indevus Pharmaceuticals Inc. (IDEV) | 06-Jun-07 | Market Sale | 58,683 | $7.36 | $431,684.00 | (< 1%) 6.33M to 6.27M | (534%) |
| 07-Jun-07 4:39 PM View: | Indevus Pharmaceuticals Inc. (IDEV) | 05-Jun-07 | Market Sale | 284,314 | $7.35 | $2,089,310.00 | (4%) 6.62M to 6.33M | (534%) |
| 06-Jun-07 5:03 PM View: | Indevus Pharmaceuticals Inc. (IDEV) | 04-Jun-07 | Market Sale | 100,000 | $7.35 | $735,010.00 | (1%) 6.83M to 6.73M | (534%) |
| 06-Jun-07 5:03 PM View: | Indevus Pharmaceuticals Inc. (IDEV) | 01-Jun-07 | Market Sale | 191,847 | $7.39 | $1,416,830.00 | (< 1%) 19.81M to 19.62M | (531%) |
| 01-Jun-07 4:52 PM View: | Indevus Pharmaceuticals Inc. (IDEV) | 31-May-07 | Market Sale | 96,621 | $7.40 | $715,024.00 | (1%) 7.21M to 7.11M | (530%) |
| 01-Jun-07 4:52 PM View: | Indevus Pharmaceuticals Inc. (IDEV) | 30-May-07 | Market Sale | 114,236 | $7.35 | $840,000.00 | (2%) 7.32M to 7.21M | (534%) |
| 30-May-07 6:14 PM View: | Indevus Pharmaceuticals Inc. (IDEV) | 29-May-07 | Market Sale | 196,400 | $7.32 | $1,437,650.00 | (3%) 7.61M to 7.42M | (537%) |
| 30-May-07 6:14 PM View: | Indevus Pharmaceuticals Inc. (IDEV) | 25-May-07 | Market Sale | 68,149 | $7.31 | $497,965.00 | (< 1%) 7.68M to 7.61M | (538%) |
| 29-May-07 2:10 PM View: | Indevus Pharmaceuticals Inc. (IDEV) | 24-May-07 | Market Sale | 10,000 | $7.37 | $73,700.00 | (< 1%) 7.72M to 7.71M | (533%) |
| 29-May-07 2:10 PM View: | Indevus Pharmaceuticals Inc. (IDEV) | 23-May-07 | Market Sale | 58,550 | $7.36 | $430,688.00 | (< 1%) 7.78M to 7.72M | (534%) |
| 29-May-07 2:10 PM View: | Indevus Pharmaceuticals Inc. (IDEV) | 22-May-07 | Market Sale | 27,458 | $7.36 | $202,209.00 | (< 1%) 7.8M to 7.78M | (533%) |
| 29-May-07 2:10 PM View: | Indevus Pharmaceuticals Inc. (IDEV) | 21-May-07 | Market Sale | 167,300 | $7.36 | $1,231,340.00 | (2%) 7.97M to 7.8M | (533%) |
| 19-Apr-07 4:06 PM View: | Indevus Pharmaceuticals Inc. (IDEV) | 20-Apr-07 | Acquisition (other) | 815,058 | -- | -- | 15% 5.36M to 6.18M | |
| 19-Apr-07 4:06 PM View: | Indevus Pharmaceuticals Inc. (IDEV) | 18-Apr-07 | Acquisition (other) | 5,358,480 | -- | -- | 100% 0 to 5.36M | |
| 19-Apr-07 4:06 PM View: | Indevus Pharmaceuticals Inc. (IDEV) | 18-Apr-07 | Acquisition (other) | 4,052 | -- | -- | < 1% 5.36M to 5.36M | |
| 18-Apr-07 5:00 PM View: | Valera Pharmaceuticals Inc (VLRX) | 17-Apr-07 | Disposition | 5,440,880 | -- | -- | (100%) 5.44M to 0 | |
| 11-May-06 6:10 PM View: | RELM Wireless Corp. (BKTI) | 10-May-06 | Option Exercise | 5,000 | $1.03 | $5,150.00 | 100% 0 to 5.0K | |
| 09-Feb-06 5:25 PM View: | Valera Pharmaceuticals Inc (VLRX) | 06-Feb-06 | Conversion | 5,394,920 | $4.05 | $21,870,800.00 | 344% 1.57M to 6.96M | |
| 09-Feb-06 5:25 PM View: | Valera Pharmaceuticals Inc (VLRX) | 06-Feb-06 | Conversion | 55,064 | $4.35 | $239,528.00 | (< 1%) 6.96M to 6.91M | |
| 15-Nov-05 5:58 PM View: | RELM Wireless Corp. (BKTI) | 04-Nov-05 | Market Sale | 20,000 | $5.34 | $106,838.00 | (100%) 20.0K to 0 | 40% |
| 27-May-04 4:27 PM View: | RELM Wireless Corp. (BKTI) | 25-May-04 | Exercise (in-the money or at-the-money) Duplicate | 1,111,110 | $1.05 | $1,166,670.00 | 68% 1.62M to 2.73M | |
| 05-Sep-03 10:00 PM View: | RELM Wireless Corp. (BKTI) | 03-Sep-03 | Exercise (in-the money or at-the-money) | 333,333 | $0.60 | $200,000.00 | 26% 1.29M to 1.62M | 432% |