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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-May-19 6:50 PM View:  | Tectonic Financial, Inc. (TECTP) | 14-May-19 | Purchase | 2,500 | $10.00 | $25,000.00 | 1% 208.46K to 210.96K | |
| 15-May-19 6:50 PM View: | Tectonic Financial, Inc. (TECTP) | 13-May-19 | Grant | 104,228 | -- | -- | 100% 104.23K to 208.46K | |
| 20-Sep-12 5:28 PM View: | Sanders Morris Harris Group... (EF) | 20-Sep-12 | Disposition (other) | 1,104,530 | $8.85 | $9,775,090.00 | (97%) 1.14M to 31.55K | < 1% |
| 20-Sep-12 5:28 PM View: | Sanders Morris Harris Group... (EF) | 20-Sep-12 | Disposition (other) | 31,551 | $8.85 | $279,226.00 | (100%) 31.55K to 0 | < 1% |
| 21-Mar-12 5:54 PM View: | Sanders Morris Harris Group... (EF) | 15-Mar-12 | Option Exercise | 17,244 | $6.93 | $119,501.00 | 2% 1.13M to 1.15M | (< 1%) |
| 12-Mar-12 6:01 PM View: | Sanders Morris Harris Group... (EF) | 07-Mar-12 | Option Exercise | 16,512 | $6.22 | $102,705.00 | 1% 1.12M to 1.13M | 7% |
| 23-Mar-11 1:00 PM View: | Sanders Morris Harris Group... (EF) | 22-Mar-11 | Market Purchase | 5,000 | $7.02 | $35,100.00 | < 1% 1.22M to 1.22M | 5% |
| 21-Mar-11 5:19 PM View: | Sanders Morris Harris Group... (EF) | 07-Mar-11 | Grant | 65,976 | $6.98 | $460,512.00 | 6% 1.11M to 1.17M | 6% |
| 13-Dec-10 10:41 AM View: | Sanders Morris Harris Group... (EF) | 09-Dec-10 | Gift | 7,000 | -- | -- | (< 1%) 1.11M to 1.11M | |
| 03-Mar-10 3:19 PM View: | Sanders Morris Harris Group... (EF) | 26-Feb-10 | Grant | 10,000 | $5.18 | $51,800.00 | < 1% 1.1M to 1.11M | 49% |
| 29-Mar-10 6:03 PM View: | Sanders Morris Harris Group... (EF) | 07-Jan-10 | Disposition (other) | 25,000 | $5.44 | $136,000.00 | (2%) 1.14M to 1.11M | (42%) |
| 29-Mar-10 6:03 PM View: | Sanders Morris Harris Group... (EF) | 07-Jan-10 | Exercise (in-the money or at-the-money) | 25,000 | $4.44 | $110,950.00 | 2% 1.11M to 1.14M | |
| 21-Dec-09 2:58 PM View: | Sanders Morris Harris Group... (EF) | 18-Dec-09 | Gift | 5,000 | -- | -- | (< 1%) 1.11M to 1.1M | |
| 19-Dec-07 11:47 AM View: | Sanders Morris Harris Group... (EF) | 17-Dec-07 | Gift | 20,000 | -- | -- | (2%) 1.13M to 1.11M | |
| 22-Oct-07 11:21 AM View: | Sanders Morris Harris Group... (EF) | 24-Sep-07 | Gift | 2,000 | $10.05 | $20,100.00 | < 1% 1.13M to 1.13M | (18%) |
| 01-Aug-07 4:13 PM View: | Nestor Inc. (NEST.OB) | 27-Jul-07 | Market Purchase | 50,000 | $0.58 | $29,010.00 | 40% 126.25K to 176.25K | 60% |
| 15-Mar-07 12:13 PM View: | Sanders Morris Harris Group... (EF) | 14-Mar-07 | Gift | 15,400 | $10.25 | $157,850.00 | (1%) 1.13M to 1.11M | 19% |
| 02-Feb-07 12:57 PM View: | Nestor Inc. (NEST.OB) | 01-Feb-07 | Grant | 5,000 | -- | -- | 4% 121.25K to 126.25K | |
| 29-Nov-06 3:04 PM View: | Sanders Morris Harris Group... (EF) | 28-Nov-06 | Gift | 2,500 | -- | -- | (< 1%) 1.13M to 1.13M | |
| 08-Mar-07 5:00 PM View: | Sanders Morris Harris Group... (EF) | 08-Nov-06 | Acquisition (other) | 551 | -- | -- | < 1% 1.13M to 1.13M | |
| 05-Jul-06 3:56 PM View: | Nestor Inc. (NEST.OB) | 03-Jul-06 | Grant | 5,000 | -- | -- | 4% 116.25K to 121.25K | |
| 21-Mar-06 10:11 AM View: | Sanders Morris Harris Group... (EF) | 17-Mar-06 | Gift | 10,000 | -- | -- | (< 1%) 1.14M to 1.13M | |
| 28-Dec-05 1:39 PM View: | Sanders Morris Harris Group... (EF) | 27-Dec-05 | Gift | 10,000 | -- | -- | (< 1%) 1.15M to 1.14M | |
| 14-Dec-05 10:03 AM View: | Sanders Morris Harris Group... (EF) | 12-Dec-05 | Gift | 650 | -- | -- | (< 1%) 1.15M to 1.15M | |
| 13-Sep-05 3:58 PM View: | Nestor Inc. (NEST.OB) | 09-Sep-05 | Grant | 6,250 | $5.60 | $35,000.00 | 6% 110.0K to 116.25K | (83%) |
| 19-Aug-05 12:18 PM View: | Nestor Inc. (NEST.OB) | 17-Aug-05 | Market Purchase | 10,000 | $5.04 | $50,369.00 | 10% 100.0K to 110.0K | (82%) |
| 16-May-05 3:28 PM View: | Sanders Morris Harris Group... (EF) | 16-May-05 | Gift | 600 | -- | -- | (< 1%) 1.15M to 1.15M | |
| 07-Mar-05 4:46 PM View: | Sanders Morris Harris Group... (EF) | 03-Mar-05 | Gift | 300 | -- | -- | (< 1%) 1.2M to 1.2M | |
| 23-Feb-05 11:18 AM View: | Sanders Morris Harris Group... (EF) | 18-Feb-05 | Gift | 6,000 | -- | -- | < 1% 1.23M to 1.23M | |
| 23-Feb-05 11:18 AM View: | Sanders Morris Harris Group... (EF) | 18-Feb-05 | Gift | 6,000 | -- | -- | (< 1%) 1.23M to 1.23M | |
| 25-Jan-05 5:41 PM View: | Sanders Morris Harris Group... (EF) | 24-Jan-05 | Gift | 2,750 | -- | -- | (< 1%) 1.21M to 1.2M | |
| 14-Dec-04 2:00 PM View: | Sanders Morris Harris Group... (EF) | 10-Dec-04 | Gift | 650 | -- | -- | (< 1%) 1.21M to 1.21M | |
| 22-Apr-04 10:00 PM View: | Sanders Morris Harris Group... (EF) | 20-Apr-04 | Market Sale | 50,000 | $12.00 | $600,000.00 | (4%) 1.26M to 1.21M | 28% |