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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Sep-23 4:51 PM View:  | SJW Corp. (SJW) | 01-Sep-23 | Grant | 968 | $65.43 | $63,336.20 | 100% 0 to 0.97K | |
| 12-Mar-21 8:24 PM View: | American States Water Company (AWR) | 11-Mar-21 | Payment of Exercise | 516 | $71.92 | $37,086.40 | (3%) 15.01K to 14.49K | < 1% |
| 12-Mar-21 8:24 PM View: | American States Water Company (AWR) | 10-Mar-21 | Grant | 1,380 | $72.16 | $99,580.90 | 10% 13.63K to 15.01K | (< 1%) |
| 12-Mar-21 8:24 PM View: | American States Water Company (AWR) | 02-Mar-21 | Grant | 7 | $71.65 | $535.53 | < 1% 13.62K to 13.63K | < 1% |
| 09-Feb-21 11:47 AM View: | American States Water Company (AWR) | 05-Feb-21 | Grant | 399 | -- | -- | 1% 27.72K to 28.12K | |
| 09-Feb-21 11:47 AM View: | American States Water Company (AWR) | 05-Feb-21 | Payment of Exercise | 301 | $79.80 | $24,021.30 | (1%) 28.12K to 27.82K | |
| 03-Feb-21 9:00 PM View: | American States Water Company (AWR) | 01-Feb-21 | Grant | 787 | -- | -- | 3% 27.25K to 28.04K | |
| 03-Feb-21 9:00 PM View: | American States Water Company (AWR) | 01-Feb-21 | Grant | 312 | -- | -- | (1%) 28.04K to 27.73K | |
| 03-Feb-21 9:00 PM View: | American States Water Company (AWR) | 01-Feb-21 | Disposition | 3 | -- | -- | (< 1%) 27.73K to 27.73K | |
| 03-Feb-21 9:00 PM View: | American States Water Company (AWR) | 01-Dec-20 | Grant | 8 | $74.44 | $582.14 | < 1% 26.62K to 26.63K | 8% |
| 03-Feb-21 9:00 PM View: | American States Water Company (AWR) | 01-Sep-20 | Grant | 8 | $75.20 | $579.56 | < 1% 26.61K to 26.62K | 7% |
| 03-Feb-21 9:00 PM View: | American States Water Company (AWR) | 01-Jun-20 | Grant | 6 | $81.16 | $525.68 | < 1% 26.61K to 26.61K | (2%) |
| 13-Mar-20 7:28 PM View: | American States Water Company (AWR) | 12-Mar-20 | Grant | 160 | -- | -- | < 1% 28.02K to 28.18K | |
| 13-Mar-20 7:28 PM View: | American States Water Company (AWR) | 12-Mar-20 | Payment of Exercise | 947 | $71.88 | $68,036.10 | (3%) 28.18K to 27.23K | (6%) |
| 13-Mar-20 7:28 PM View: | American States Water Company (AWR) | 11-Mar-20 | Grant | 2,683 | $79.80 | $214,119.00 | 11% 25.33K to 28.02K | (5%) |
| 13-Mar-20 7:28 PM View: | American States Water Company (AWR) | 02-Mar-20 | Grant | 7 | $80.49 | $523.70 | (< 1%) 25.34K to 25.33K | 5% |
| 06-Feb-20 7:15 PM View: | American States Water Company (AWR) | 05-Feb-20 | Payment of Exercise | 450 | $88.47 | $39,811.90 | (4%) 11.82K to 11.38K | 14% |
| 30-Jan-20 8:59 PM View: | American States Water Company (AWR) | 30-Jan-20 | Grant | 18 | -- | -- | < 1% 25.76K to 25.78K | |
| 30-Jan-20 8:59 PM View: | American States Water Company (AWR) | 28-Jan-20 | Grant | 723 | -- | -- | 3% 25.04K to 25.76K | |
| 30-Jan-20 8:59 PM View: | American States Water Company (AWR) | 28-Jan-20 | Disposition | 3 | -- | -- | (< 1%) 25.76K to 25.76K | |
| 30-Jan-20 8:59 PM View: | American States Water Company (AWR) | 02-Dec-19 | Grant | 9 | $84.61 | $726.41 | < 1% 25.03K to 25.04K | (10%) |
| 30-Jan-20 8:59 PM View: | American States Water Company (AWR) | 03-Sep-19 | Grant | 8 | $93.78 | $724.07 | < 1% 25.02K to 25.03K | (19%) |
| 30-Jan-20 8:59 PM View: | American States Water Company (AWR) | 30-Jun-19 | Grant | 9 | $73.47 | $650.40 | < 1% 25.01K to 25.02K | 3% |
| 13-Mar-19 8:27 PM View: | American States Water Company (AWR) | 12-Mar-19 | Payment of Exercise | 535 | $71.44 | $38,229.40 | (5%) 11.62K to 11.08K | (6%) |
| 13-Mar-19 8:27 PM View: | American States Water Company (AWR) | 11-Mar-19 | Grant | 1,548 | $71.61 | $110,817.00 | 15% 10.07K to 11.62K | 6% |
| 06-Mar-19 2:30 PM View: | American States Water Company (AWR) | 05-Mar-19 | Grant | 4,255 | $70.50 | $300,000.00 | (15%) 28.26K to 24.0K | (7%) |
| 06-Mar-19 2:30 PM View: | American States Water Company (AWR) | 01-Mar-19 | Grant | 9 | $70.51 | $647.87 | < 1% 19.73K to 19.75K | 7% |
| 07-Feb-19 6:28 PM View: | American States Water Company (AWR) | 05-Feb-19 | Payment of Exercise | 618 | $67.21 | $41,518.70 | (6%) 10.68K to 10.06K | (12%) |
| 31-Jan-19 9:39 PM View: | American States Water Company (AWR) | 29-Jan-19 | Grant | 910 | -- | -- | 3% 27.95K to 28.86K | |
| 31-Jan-19 9:39 PM View: | American States Water Company (AWR) | 10-Jan-19 | Grant | 149 | -- | -- | < 1% 27.81K to 27.96K | |
| 31-Jan-19 9:39 PM View: | American States Water Company (AWR) | 10-Jan-19 | Disposition | 2 | -- | -- | (< 1%) 27.96K to 27.95K | |
| 31-Jan-19 9:39 PM View: | American States Water Company (AWR) | 03-Dec-18 | Grant | 12 | $68.02 | $828.48 | < 1% 27.8K to 27.81K | 11% |
| 31-Jan-19 9:39 PM View: | American States Water Company (AWR) | 31-Aug-18 | Grant | 14 | $60.43 | $824.72 | < 1% 27.78K to 27.8K | 24% |
| 31-Jan-19 9:39 PM View: | American States Water Company (AWR) | 01-Jun-18 | Grant | 14 | $56.36 | $761.30 | < 1% 27.77K to 27.78K | 32% |
| 17-May-18 5:10 PM View: | American States Water Company (AWR) | 16-May-18 | Disposition | 1,840 | $54.34 | $100,000.00 | (9%) 19.88K to 18.04K | (37%) |
| 13-Mar-18 8:26 PM View: | American States Water Company (AWR) | 12-Mar-18 | Payment of Exercise | 574 | $52.01 | $29,831.40 | (6%) 10.3K to 9.73K | (43%) |
| 13-Mar-18 8:26 PM View: | American States Water Company (AWR) | 09-Mar-18 | Grant | 1,672 | $52.01 | $86,986.30 | 19% 8.63K to 10.3K | 43% |
| 13-Mar-18 8:26 PM View: | American States Water Company (AWR) | 01-Mar-18 | Grant | 15 | $52.03 | $757.59 | < 1% 8.62K to 8.63K | 43% |
| 07-Feb-18 7:18 PM View: | American States Water Company (AWR) | 07-Feb-18 | Payment of Exercise | 683 | $53.40 | $36,462.50 | (7%) 9.3K to 8.62K | (39%) |
| 01-Feb-18 8:12 PM View: | American States Water Company (AWR) | 30-Jan-18 | Grant | 1,069 | -- | -- | 4% 28.11K to 29.18K | |
| 01-Feb-18 8:12 PM View: | American States Water Company (AWR) | 02-Jan-18 | Grant | 40 | -- | -- | < 1% 28.07K to 28.11K | |
| 01-Feb-18 8:12 PM View: | American States Water Company (AWR) | 02-Jan-18 | Disposition | 3 | -- | -- | (< 1%) 28.11K to 28.11K | |
| 01-Feb-18 8:12 PM View: | American States Water Company (AWR) | 01-Dec-17 | Grant | 16 | $57.12 | $918.22 | < 1% 28.05K to 28.07K | 29% |
| 01-Nov-17 6:04 PM View: | American States Water Company (AWR) | 01-Nov-17 | Market Sale | 1,250 | $53.88 | $67,350.00 | (13%) 9.47K to 8.22K | (37%) |
| 03-Oct-17 12:11 PM View: | American States Water Company (AWR) | 02-Oct-17 | Market Sale | 1,250 | $49.61 | $62,012.50 | (12%) 10.72K to 9.47K | (48%) |
| 05-Sep-17 4:41 PM View: | American States Water Company (AWR) | 01-Sep-17 | Grant | 19 | $48.98 | $913.46 | < 1% 11.95K to 11.97K | 50% |
| 05-Sep-17 4:41 PM View: | American States Water Company (AWR) | 01-Sep-17 | Market Sale | 1,250 | $49.33 | $61,662.50 | (10%) 11.97K to 10.72K | (49%) |
| 01-Aug-17 5:47 PM View: | American States Water Company (AWR) | 01-Aug-17 | Market Sale | 1,250 | $49.43 | $61,787.50 | (9%) 13.2K to 11.95K | (48%) |
| 03-Jul-17 5:35 PM View: | American States Water Company (AWR) | 03-Jul-17 | Market Sale | 1,250 | $47.52 | $59,400.00 | (9%) 14.45K to 13.2K | (54%) |
| 05-Jun-17 2:34 PM View: | American States Water Company (AWR) | 01-Jun-17 | Grant | 19 | $46.75 | $866.97 | < 1% 15.68K to 15.7K | 57% |