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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jul-10 4:11 PM View:  | Alcoa, Inc. (HWM) | 30-Jun-10 | Disposition | 67,253 | $10.28 | $691,361.00 | (81%) 83.22K to 15.97K | (15%) |
| 02-Jul-10 4:11 PM View: | Alcoa, Inc. (HWM) | 30-Jun-10 | Option Exercise | 67,253 | -- | -- | 421% 15.97K to 83.22K | |
| 17-Nov-09 4:47 PM View: | Alcoa, Inc. (HWM) | 13-Nov-09 | Disposition | 50 | $13.18 | $659.00 | (< 1%) 15.92K to 15.87K | 9% |
| 17-Nov-09 4:47 PM View: | Alcoa, Inc. (HWM) | 13-Nov-09 | Option Exercise | 50 | -- | -- | < 1% 15.87K to 15.92K | |
| 16-Jan-09 8:01 PM View: | Citigroup Inc. (C) | 14-Jan-09 | Grant | 8,026 | -- | -- | 20% 39.43K to 47.46K | |
| 24-Jan-08 7:56 PM View: | Citigroup Inc. (C) | 22-Jan-08 | Grant | 5,697 | -- | -- | 17% 33.62K to 39.31K | |
| 08-Mar-07 5:20 PM View: | Pepsico, Inc. (PEP) | 07-Mar-07 | Option Exercise | 3,397 | $35.34 | $120,050.00 | 70% 4.82K to 8.22K | |
| 08-Mar-07 5:20 PM View: | Pepsico, Inc. (PEP) | 07-Mar-07 | Market Option Sale | 3,397 | $62.66 | $212,849.00 | (41%) 8.22K to 4.82K | (184%) |
| 18-Jan-07 6:20 PM View: | Citigroup Inc. (C) | 16-Jan-07 | Grant | 2,754 | -- | -- | 9% 30.78K to 33.54K | |
| 30-Nov-06 9:41 PM View: | Lucent Technologies Inc (LU) | 30-Nov-06 | Disposition | 1,468 | -- | -- | (100%) 1.47K to 0 | |
| 03-Oct-06 6:47 PM View: | Pepsico, Inc. (PEP) | 01-Oct-06 | Grant | 766 | -- | -- | 18% 4.25K to 5.01K | |
| 03-Oct-06 6:47 PM View: | Pepsico, Inc. (PEP) | 01-Oct-06 | Payment of Exercise | 192 | $65.25 | $12,528.00 | (4%) 5.01K to 4.82K | (176%) |
| 19-Jan-06 3:52 PM View: | Citigroup Inc. (C) | 17-Jan-06 | Grant | 3,076 | -- | -- | 11% 27.26K to 30.34K | |
| 24-Oct-05 1:07 PM View: | Pepsico, Inc. (PEP) | 20-Oct-05 | Option Exercise | 3,639 | $32.98 | $120,014.00 | 86% 4.25K to 7.89K | |
| 24-Oct-05 1:07 PM View: | Pepsico, Inc. (PEP) | 20-Oct-05 | Market Option Sale | 3,639 | $58.25 | $211,972.00 | (46%) 7.89K to 4.25K | (215%) |
| 04-Oct-05 7:04 PM View: | Pepsico, Inc. (PEP) | 01-Oct-05 | Grant | 881 | -- | -- | 26% 3.37K to 4.25K | |
| 20-Jan-05 5:02 PM View: | Citigroup Inc. (C) | 18-Jan-05 | Grant | 3,128 | -- | -- | 13% 23.62K to 26.75K | |
| 04-Jan-05 10:00 PM View: | Citigroup Inc. (C) | 01-Jan-05 | Grant | 338 | $46.18 | $15,627.30 | 1% 33.23K to 33.57K | (87%) |
| 04-Jan-05 10:00 PM View: | Citigroup Inc. (C) | 01-Jan-05 | Acquisition (other) | 84 | $46.18 | $3,888.36 | < 1% 33.57K to 33.66K | (87%) |
| 05-Oct-04 10:00 PM View: | Citigroup Inc. (C) | 01-Oct-04 | Grant | 333 | $46.97 | $15,626.90 | 1% 32.29K to 32.62K | (87%) |
| 05-Oct-04 10:00 PM View: | Citigroup Inc. (C) | 01-Oct-04 | Acquisition (other) | 79 | $46.97 | $3,720.02 | < 1% 32.62K to 32.7K | (87%) |
| 05-Oct-04 8:30 PM View: | Pepsico, Inc. (PEP) | 01-Oct-04 | Grant | 754 | -- | -- | 29% 2.61K to 3.37K | |
| 02-Jul-04 1:28 PM View: | Citigroup Inc. (C) | 01-Jul-04 | Grant | 332 | $47.00 | $15,622.80 | 1% 31.36K to 31.69K | (87%) |
| 02-Jul-04 1:28 PM View: | Citigroup Inc. (C) | 01-Jul-04 | Acquisition (other) | 76 | $47.00 | $3,553.20 | < 1% 31.69K to 31.77K | (87%) |
| 05-Apr-04 10:00 PM View: | Citigroup Inc. (C) | 01-Apr-04 | Grant Duplicate | 353 | $49.63 | $17,501.30 | 1% 31.42K to 31.77K | (88%) |
| 05-Apr-04 10:00 PM View: | Citigroup Inc. (C) | 01-Apr-04 | Acquisition (other) | 68 | $49.63 | $3,385.11 | < 1% 31.77K to 31.84K | (88%) |
| 02-Mar-04 10:00 PM View: | Cummins Inc. (CMI) | 01-Mar-04 | Grant | 36 | -- | -- | < 1% 6.96K to 6.99K | |
| 05-Jan-04 10:00 PM View: | Citigroup Inc. (C) | 01-Jan-04 | Grant | 205 | $47.24 | $9,685.02 | < 1% 30.64K to 30.84K | (87%) |
| 05-Jan-04 10:00 PM View: | Citigroup Inc. (C) | 01-Jan-04 | Acquisition (other) | 61 | $47.24 | $2,872.44 | < 1% 30.84K to 30.91K | (87%) |
| 03-Dec-03 10:00 PM View: | Cummins Inc. (CMI) | 01-Dec-03 | Grant | 40 | -- | -- | < 1% 6.92K to 6.96K | |
| 03-Oct-03 10:00 PM View: | Citigroup Inc. (C) | 01-Oct-03 | Grant | 219 | $44.28 | $9,689.56 | 1% 21.76K to 21.98K | (88%) |
| 03-Oct-03 10:00 PM View: | Citigroup Inc. (C) | 01-Oct-03 | Acquisition (other) | 63 | $44.28 | $2,772.24 | < 1% 21.98K to 22.04K | (88%) |
| 03-Oct-03 10:00 PM View: | Pepsico, Inc. (PEP) | 01-Oct-03 | Grant | 1,613 | -- | -- | 161% 1.0K to 2.61K | |
| 06-Oct-03 10:00 PM View: | Cummins Inc. (CMI) | 01-Oct-03 | Grant | 32 | -- | -- | < 1% 6.88K to 6.92K | |
| 17-Sep-03 10:00 PM View: | Cummins Inc. (CMI) | 16-Sep-03 | Grant | 858 | -- | -- | 14% 6.03K to 6.88K |