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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Jul-16 3:29 PM View:  | Alcoa, Inc. (HWM) | 30-Jun-16 | Disposition | 2,244 | $9.15 | $20,532.60 | (10%) 21.38K to 19.14K | (17%) |
| 01-Jul-16 3:29 PM View: | Alcoa, Inc. (HWM) | 30-Jun-16 | Option Exercise | 2,244 | -- | -- | 12% 19.14K to 21.38K | |
| 05-Jan-16 10:06 AM View: | Alcoa, Inc. (HWM) | 31-Dec-15 | Disposition | 989 | $9.90 | $9,786.16 | (5%) 20.13K to 19.14K | (10%) |
| 05-Jan-16 10:06 AM View: | Alcoa, Inc. (HWM) | 31-Dec-15 | Option Exercise | 989 | -- | -- | 5% 19.14K to 20.13K | |
| 01-Jul-15 4:02 PM View: | Alcoa, Inc. (HWM) | 30-Jun-15 | Disposition | 2,196 | $11.32 | $24,869.70 | (10%) 21.33K to 19.14K | 3% |
| 01-Jul-15 4:02 PM View: | Alcoa, Inc. (HWM) | 30-Jun-15 | Option Exercise | 2,196 | -- | -- | 11% 19.14K to 21.33K | |
| 05-Jan-15 4:02 PM View: | Alcoa, Inc. (HWM) | 31-Dec-14 | Disposition | 964 | $15.90 | $15,327.60 | (5%) 20.1K to 19.14K | 30% |
| 05-Jan-15 4:02 PM View: | Alcoa, Inc. (HWM) | 31-Dec-14 | Option Exercise | 964 | -- | -- | 5% 19.14K to 20.1K | |
| 01-Jul-14 12:45 PM View: | Alcoa, Inc. (HWM) | 30-Jun-14 | Disposition | 2,162 | $14.79 | $31,976.00 | (10%) 21.3K to 19.14K | 24% |
| 01-Jul-14 12:45 PM View: | Alcoa, Inc. (HWM) | 30-Jun-14 | Option Exercise | 2,162 | -- | -- | 11% 19.14K to 21.3K | |
| 02-Jan-14 2:18 PM View: | Alcoa, Inc. (HWM) | 31-Dec-13 | Disposition | 968 | $10.61 | $10,275.30 | (5%) 20.1K to 19.14K | (7%) |
| 02-Jan-14 2:18 PM View: | Alcoa, Inc. (HWM) | 31-Dec-13 | Option Exercise | 968 | -- | -- | 5% 19.14K to 20.1K | |
| 01-Jul-13 2:06 PM View: | Alcoa, Inc. (HWM) | 30-Jun-13 | Disposition | 2,180 | $7.83 | $17,069.40 | (10%) 21.31K to 19.13K | (48%) |
| 01-Jul-13 2:06 PM View: | Alcoa, Inc. (HWM) | 30-Jun-13 | Option Exercise | 2,180 | -- | -- | 11% 19.13K to 21.31K | |
| 02-Jan-13 2:29 PM View: | Alcoa, Inc. (HWM) | 31-Dec-12 | Disposition | 962 | $8.59 | $8,258.77 | (5%) 20.09K to 19.13K | (37%) |
| 02-Jan-13 2:29 PM View: | Alcoa, Inc. (HWM) | 31-Dec-12 | Option Exercise | 962 | -- | -- | 5% 19.13K to 20.09K | |
| 03-Jul-12 1:50 PM View: | Alcoa, Inc. (HWM) | 30-Jun-12 | Disposition | 2,144 | $8.67 | $18,588.50 | (10%) 21.27K to 19.12K | (36%) |
| 03-Jul-12 1:50 PM View: | Alcoa, Inc. (HWM) | 30-Jun-12 | Option Exercise | 2,144 | -- | -- | 11% 19.12K to 21.27K | |
| 03-Jan-12 4:39 PM View: | Alcoa, Inc. (HWM) | 31-Dec-11 | Disposition | 949 | $8.62 | $8,180.38 | (5%) 20.07K to 19.12K | (38%) |
| 03-Jan-12 4:39 PM View: | Alcoa, Inc. (HWM) | 31-Dec-11 | Option Exercise | 949 | -- | -- | 5% 19.12K to 20.07K | |
| 05-Jul-11 3:26 PM View: | Alcoa, Inc. (HWM) | 30-Jun-11 | Disposition | 2,079 | $15.98 | $33,232.80 | (10%) 21.19K to 19.11K | 25% |
| 05-Jul-11 3:26 PM View: | Alcoa, Inc. (HWM) | 30-Jun-11 | Option Exercise | 2,079 | -- | -- | 11% 19.11K to 21.19K | |
| 04-Jan-11 12:45 PM View: | Alcoa, Inc. (HWM) | 31-Dec-10 | Disposition | 924 | $15.32 | $14,160.30 | (5%) 20.03K to 19.11K | 23% |
| 04-Jan-11 12:45 PM View: | Alcoa, Inc. (HWM) | 31-Dec-10 | Option Exercise | 924 | -- | -- | 5% 19.11K to 20.03K | |
| 02-Jul-10 5:05 PM View: | Alcoa, Inc. (HWM) | 30-Jun-10 | Disposition | 2,088 | $10.28 | $21,464.60 | (10%) 21.19K to 19.11K | (15%) |
| 02-Jul-10 5:05 PM View: | Alcoa, Inc. (HWM) | 30-Jun-10 | Option Exercise | 2,088 | -- | -- | 11% 19.11K to 21.19K | |
| 17-Nov-09 4:46 PM View: | Alcoa, Inc. (HWM) | 13-Nov-09 | Disposition | 50 | $13.18 | $659.00 | (< 1%) 19.14K to 19.09K | 9% |
| 17-Nov-09 4:46 PM View: | Alcoa, Inc. (HWM) | 13-Nov-09 | Option Exercise | 50 | -- | -- | < 1% 19.09K to 19.14K | |
| 30-Nov-06 9:42 PM View: | Lucent Technologies Inc (LU) | 30-Nov-06 | Disposition | 1,141,130 | -- | -- | (100%) 1.14M to 0 | |
| 03-Mar-06 5:40 PM View: | Lucent Technologies Inc (LU) | 01-Mar-06 | Grant | 29,152 | $2.83 | $82,500.20 | 3% 1.11M to 1.14M | |
| 02-May-05 5:13 PM View: | Johnson & Johnson (JNJ) | 28-Apr-05 | Grant | 1,511 | -- | -- | 63% 2.39K to 3.9K | |
| 03-Mar-05 8:09 PM View: | Lucent Technologies Inc (LU) | 01-Mar-05 | Grant | 23,961 | $3.13 | $74,997.90 | 2% 1.09M to 1.11M | |
| 03-Mar-04 10:00 PM View: | Lucent Technologies Inc (LU) | 01-Mar-04 | Grant | 17,857 | $4.20 | $74,999.40 | 2% 1.07M to 1.09M |