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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Nov-19 7:28 PM View:  | American States Water Company (AWR) | 05-Nov-19 | Market Sale | 500 | $91.24 | $45,620.00 | (1%) 38.1K to 37.6K | 17% |
| 04-Oct-19 6:34 PM View: | American States Water Company (AWR) | 02-Oct-19 | Market Sale | 500 | $89.73 | $44,865.00 | (1%) 38.6K to 38.1K | 16% |
| 04-Sep-19 12:01 PM View: | American States Water Company (AWR) | 03-Sep-19 | Market Sale | 500 | $92.62 | $46,310.00 | (1%) 39.1K to 38.6K | 18% |
| 08-Aug-19 2:44 PM View: | American States Water Company (AWR) | 06-Aug-19 | Market Sale | 2,150 | $79.65 | $171,243.00 | (5%) 41.26K to 39.1K | 5% |
| 03-Jul-19 4:24 PM View: | American States Water Company (AWR) | 02-Jul-19 | Market Sale | 4,122 | $74.96 | $308,994.00 | (9%) 48.41K to 44.28K | (< 1%) |
| 03-Jul-19 4:27 PM View: | American States Water Company (AWR) | 02-Jul-19 | Market Sale | 3,028 | $75.45 | $228,470.00 | (7%) 44.28K to 41.26K | < 1% |
| 06-Jun-19 7:29 PM View: | American States Water Company (AWR) | 05-Jun-19 | Market Sale | 500 | $72.99 | $36,495.00 | (1%) 48.91K to 48.41K | (3%) |
| 06-Jun-19 7:32 PM View: | American States Water Company (AWR) | 05-Jun-19 | Market Sale Duplicate | 500 | $72.99 | $36,495.00 | (1%) 48.91K to 48.41K | (3%) |
| 08-Apr-19 1:38 PM View: | American States Water Company (AWR) | 05-Apr-19 | Market Sale | 500 | $69.40 | $34,700.00 | (1%) 49.41K to 48.91K | (9%) |
| 08-Apr-19 1:38 PM View: | American States Water Company (AWR) | 15-Feb-19 | Grant | 74 | $69.64 | $5,173.12 | < 1% 49.33K to 49.41K | 9% |
| 08-Apr-19 1:38 PM View: | American States Water Company (AWR) | 12-Feb-19 | Grant | 554 | -- | -- | 1% 48.78K to 49.33K | |
| 09-Jan-19 1:54 PM View: | American States Water Company (AWR) | 07-Jan-19 | Disposition | 1 | -- | -- | (< 1%) 49.28K to 49.28K | |
| 09-Jan-19 1:54 PM View: | American States Water Company (AWR) | 07-Jan-19 | Market Sale | 500 | $64.88 | $32,440.00 | (1%) 49.28K to 48.78K | (16%) |
| 09-Jan-19 1:54 PM View: | American States Water Company (AWR) | 15-Nov-18 | Grant | 79 | $65.46 | $5,151.48 | < 1% 49.2K to 49.28K | 15% |
| 07-Sep-18 7:46 PM View: | American States Water Company (AWR) | 05-Sep-18 | Market Sale | 500 | $60.77 | $30,385.00 | (1%) 49.7K to 49.2K | (23%) |
| 07-Sep-18 7:46 PM View: | American States Water Company (AWR) | 31-Aug-18 | Grant | 6 | $60.43 | $374.66 | < 1% 49.69K to 49.7K | 24% |
| 07-Sep-18 7:46 PM View: | American States Water Company (AWR) | 15-Aug-18 | Grant | 86 | $59.42 | $5,127.74 | < 1% 49.61K to 49.69K | 26% |
| 06-Jul-18 2:32 PM View: | American States Water Company (AWR) | 05-Jul-18 | Market Sale | 600 | $58.56 | $35,136.00 | (1%) 50.21K to 49.61K | (27%) |
| 06-Jun-18 6:06 PM View: | American States Water Company (AWR) | 05-Jun-18 | Market Sale | 500 | $56.38 | $28,190.00 | (< 1%) 50.71K to 50.21K | (32%) |
| 24-May-18 7:53 PM View: | American States Water Company (AWR) | 22-May-18 | Grant | 1,362 | $55.05 | $75,000.00 | 3% 49.34K to 50.71K | 36% |
| 24-May-18 7:53 PM View: | American States Water Company (AWR) | 15-May-18 | Grant | 87 | $54.57 | $4,732.71 | < 1% 49.26K to 49.34K | 37% |
| 05-Apr-18 6:26 PM View: | American States Water Company (AWR) | 05-Apr-18 | Grant | 664 | -- | -- | < 1% 99.39K to 100.05K | |
| 05-Apr-18 6:26 PM View: | American States Water Company (AWR) | 05-Apr-18 | Market Sale | 1,100 | $52.59 | $57,849.00 | (1%) 100.05K to 98.95K | (41%) |
| 05-Apr-18 6:26 PM View: | American States Water Company (AWR) | 15-Feb-18 | Grant | 89 | $53.13 | $4,710.10 | < 1% 99.3K to 99.39K | 40% |
| 05-Jan-18 7:18 PM View: | American States Water Company (AWR) | 05-Jan-18 | Market Sale | 1,100 | $55.79 | $61,369.00 | (2%) 50.71K to 49.61K | (33%) |
| 05-Jan-18 7:18 PM View: | American States Water Company (AWR) | 04-Jan-18 | Disposition | 1 | -- | -- | (< 1%) 50.71K | |
| 05-Jan-18 7:18 PM View: | American States Water Company (AWR) | 15-Nov-17 | Grant | 86 | $54.51 | $4,688.17 | < 1% 50.62K to 50.71K | 36% |
| 06-Oct-17 12:34 PM View: | American States Water Company (AWR) | 05-Oct-17 | Market Sale | 600 | $51.72 | $31,032.00 | (1%) 51.22K to 50.62K | (42%) |
| 06-Sep-17 5:56 PM View: | American States Water Company (AWR) | 05-Sep-17 | Market Sale | 500 | $48.87 | $24,435.00 | (< 1%) 51.72K to 51.22K | (51%) |
| 06-Sep-17 5:56 PM View: | American States Water Company (AWR) | 01-Sep-17 | Grant | 9 | $48.98 | $425.09 | < 1% 51.71K to 51.72K | 50% |
| 06-Sep-17 5:56 PM View: | American States Water Company (AWR) | 15-Aug-17 | Grant | 93 | $50.14 | $4,664.45 | < 1% 51.62K to 51.71K | 47% |
| 05-Jul-17 7:38 PM View: | American States Water Company (AWR) | 05-Jul-17 | Market Sale | 600 | $47.83 | $28,698.00 | (1%) 52.22K to 51.62K | (53%) |
| 06-Jun-17 1:20 PM View: | American States Water Company (AWR) | 05-Jun-17 | Market Sale | 500 | $47.19 | $23,595.00 | (< 1%) 52.72K to 52.22K | (55%) |
| 24-May-17 7:53 PM View: | American States Water Company (AWR) | 23-May-17 | Grant | 1,667 | $44.99 | $75,000.00 | 3% 51.05K to 52.72K | 63% |
| 24-May-17 7:53 PM View: | American States Water Company (AWR) | 15-May-17 | Grant | 99 | $44.59 | $4,402.75 | < 1% 50.95K to 51.05K | 64% |
| 05-Apr-17 6:46 PM View: | American States Water Company (AWR) | 05-Apr-17 | Market Sale | 1,100 | $44.02 | $48,422.00 | (2%) 54.25K to 53.15K | (66%) |
| 05-Apr-17 6:46 PM View: | American States Water Company (AWR) | 15-Feb-17 | Grant | 100 | $43.91 | $4,378.63 | < 1% 51.95K to 52.05K | 66% |
| 05-Apr-17 6:46 PM View: | American States Water Company (AWR) | 06-Jan-17 | Grant | 786 | -- | -- | 2% 51.17K to 51.95K | |
| 06-Jan-17 4:34 PM View: | American States Water Company (AWR) | 05-Jan-17 | Market Sale | 1,100 | $45.47 | $50,017.00 | (2%) 52.27K to 51.17K | (59%) |
| 06-Jan-17 4:34 PM View: | American States Water Company (AWR) | 15-Nov-16 | Grant | 105 | $41.45 | $4,353.21 | < 1% 52.16K to 52.27K | 75% |
| 07-Oct-16 5:46 PM View: | American States Water Company (AWR) | 05-Oct-16 | Market Sale | 600 | $38.85 | $23,310.00 | (1%) 52.76K to 52.16K | (85%) |
| 06-Sep-16 6:04 PM View: | American States Water Company (AWR) | 06-Sep-16 | Market Sale | 500 | $39.42 | $19,710.00 | (< 1%) 53.26K to 52.76K | (83%) |
| 02-Sep-16 7:47 PM View: | American States Water Company (AWR) | 01-Sep-16 | Grant | 8 | $38.85 | $311.29 | < 1% 54.25K to 54.26K | 85% |
| 02-Sep-16 7:47 PM View: | American States Water Company (AWR) | 01-Sep-16 | Market Sale | 1,000 | $38.71 | $38,710.00 | (2%) 54.26K to 53.26K | (86%) |
| 02-Sep-16 7:47 PM View: | American States Water Company (AWR) | 15-Aug-16 | Grant | 97 | $41.37 | $4,007.71 | < 1% 54.16K to 54.25K | 74% |
| 06-Jun-16 9:53 PM View: | American States Water Company (AWR) | 06-Jun-16 | Market Sale | 500 | $40.49 | $20,245.00 | (< 1%) 55.66K to 55.16K | (77%) |
| 06-Jun-16 9:53 PM View: | American States Water Company (AWR) | 01-Jun-16 | Grant | 8 | $39.83 | $309.55 | < 1% 54.65K to 54.66K | 80% |
| 19-May-16 7:29 PM View: | American States Water Company (AWR) | 19-May-16 | Disposition | 2 | -- | -- | (< 1%) 54.65K to 54.65K | |
| 19-May-16 7:29 PM View: | American States Water Company (AWR) | 18-May-16 | Grant | 105 | $37.94 | $3,984.19 | < 1% 54.55K to 54.65K | 89% |
| 19-May-16 7:29 PM View: | American States Water Company (AWR) | 17-May-16 | Grant | 1,382 | $39.80 | $55,000.00 | 3% 53.16K to 54.55K | 80% |