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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-Feb-16 8:15 AM View:  | Ellsworth Fund Ltd. (ECF) | 29-Feb-16 | Acquisition (other) | -- | -- | -- | 0% 5.07K | |
| 29-Feb-16 7:50 AM View: | Bancroft Fund Ltd (BCV) | 29-Feb-16 | Acquisition (other) | -- | -- | -- | 0% 3.07K | |
| 01-Dec-03 10:00 PM View: | Bancroft Fund Ltd (BCV) | 01-Dec-03 | Exercise (in-the money or at-the-money) | 100 | $18.32 | $1,832.00 | 7% 1.48K to 1.58K | 39% |
| 04-Nov-03 10:00 PM View: | Ellsworth Fund Ltd. (ECF) | 04-Nov-03 | Exercise (in-the money or at-the-money) | 45 | $7.76 | $349.20 | 2% 2.13K to 2.18K | 6% |
| 04-Nov-03 10:00 PM View: | Ellsworth Fund Ltd. (ECF) | 04-Nov-03 | Exercise (in-the money or at-the-money) | 286 | $7.76 | $2,219.36 | 13% 2.18K to 2.47K | 6% |