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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Jul-23 5:32 PM View:  | Oportun Financial Corp (OPRT) | 30-Jun-23 | Grant | 1,666 | -- | -- | < 1% 320.84K to 322.5K | |
| 04-Apr-23 5:16 PM View: | Oportun Financial Corp (OPRT) | 31-Mar-23 | Grant | 2,191 | -- | -- | < 1% 318.64K to 320.84K | |
| 03-Jan-23 5:27 PM View: | Oportun Financial Corp (OPRT) | 31-Dec-22 | Grant | 2,496 | -- | -- | < 1% 316.15K to 318.64K | |
| 03-Oct-22 5:16 PM View: | Oportun Financial Corp (OPRT) | 30-Sep-22 | Grant | 3,147 | -- | -- | 1% 313.0K to 316.15K | |
| 30-Jun-22 8:12 PM View: | Oportun Financial Corp (OPRT) | 30-Jun-22 | Grant | 1,663 | -- | -- | < 1% 311.34K to 313.0K | |
| 15-Jun-22 6:53 PM View: | Oportun Financial Corp (OPRT) | 14-Jun-22 | Grant | 12,551 | -- | -- | 4% 298.79K to 311.34K | |
| 04-Apr-22 6:05 PM View: | Oportun Financial Corp (OPRT) | 31-Mar-22 | Grant | 1,043 | -- | -- | < 1% 297.75K to 298.79K | |
| 03-Jan-22 4:08 PM View: | Oportun Financial Corp (OPRT) | 31-Dec-21 | Grant | 772 | -- | -- | < 1% 296.97K to 297.75K | |
| 01-Oct-21 5:04 PM View: | Oportun Financial Corp (OPRT) | 30-Sep-21 | Grant | 625 | -- | -- | < 1% 296.35K to 296.97K | |
| 01-Jul-21 6:58 PM View: | Oportun Financial Corp (OPRT) | 30-Jun-21 | Grant | 781 | -- | -- | < 1% 295.57K to 296.35K | |
| 10-Jun-21 5:03 PM View: | Oportun Financial Corp (OPRT) | 08-Jun-21 | Grant | 6,010 | -- | -- | 2% 289.56K to 295.57K | |
| 01-Apr-21 5:54 PM View: | Oportun Financial Corp (OPRT) | 31-Mar-21 | Grant | 755 | -- | -- | < 1% 288.8K to 289.56K | |
| 05-Jan-21 7:09 PM View: | Oportun Financial Corp (OPRT) | 31-Dec-20 | Grant | 807 | -- | -- | < 1% 288.0K to 288.8K | |
| 05-Jan-21 7:09 PM View: | Oportun Financial Corp (OPRT) | 14-Dec-20 | Gift | 239,679 | -- | -- | (45%) 527.67K to 288.0K | |
| 02-Oct-20 5:11 PM View: | Oportun Financial Corp (OPRT) | 30-Sep-20 | Grant | 1,326 | -- | -- | < 1% 526.35K to 527.67K | |
| 01-Jul-20 9:04 PM View: | Oportun Financial Corp (OPRT) | 30-Jun-20 | Grant | 1,163 | -- | -- | < 1% 525.18K to 526.35K | |
| 08-Jun-20 8:44 PM View: | Oportun Financial Corp (OPRT) | 08-Jun-20 | Option Exercise | 714 | -- | -- | < 1% 524.47K to 525.18K | |
| 04-Jun-20 8:41 PM View: | Oportun Financial Corp (OPRT) | 03-Jun-20 | Grant | 10,009 | -- | -- | 2% 514.46K to 524.47K | |
| 02-Apr-20 5:39 PM View: | Oportun Financial Corp (OPRT) | 31-Mar-20 | Grant | 1,482 | -- | -- | < 1% 512.98K to 514.46K | |
| 26-Mar-20 8:27 PM View: | Oportun Financial Corp (OPRT) | 24-Mar-20 | Option Exercise | 2,141 | -- | -- | 100% 0 to 2.14K | |
| 30-Sep-19 9:59 PM View: | Oportun Financial Corp (OPRT) | 30-Sep-19 | Conversion | 510,837 | -- | -- | 25541800% 2 to 510.84K | |
| 08-Jun-15 6:50 PM View: | VMware, Inc. (VMW) | 04-Jun-15 | Gift | 14,600 | -- | -- | (42%) 34.56K to 19.96K | |
| 28-May-15 6:11 PM View: | VMware, Inc. (VMW) | 27-May-15 | Grant | 2,965 | -- | -- | 9% 31.6K to 34.56K | |
| 04-May-15 4:23 PM View: | Emc Corp (EMC) | 30-Apr-15 | Grant | 8,900 | -- | -- | 3% 266.9K to 275.8K | |
| 05-Jun-14 7:43 PM View: | Imperva Inc (IMPV) | 05-Jun-14 | Option Exercise | 1,355 | -- | -- | 2% 75.0K to 76.36K | |
| 29-May-14 4:44 PM View: | VMware, Inc. (VMW) | 28-May-14 | Grant | 2,423 | -- | -- | 8% 29.18K to 31.6K | |
| 02-May-14 4:19 PM View: | Emc Corp (EMC) | 30-Apr-14 | Grant | 9,300 | -- | -- | 4% 257.6K to 266.9K | |
| 14-Feb-14 4:07 PM View: | Emc Corp (EMC) | 01-Nov-13 | Market Sale | 4,785 | $23.72 | $113,500.00 | (5%) 104.79K to 100.0K | (28%) |
| 29-Jul-13 4:13 PM View: | Emc Corp (EMC) | 25-Jul-13 | Option Exercise | 50,000 | $12.01 | $600,400.00 | 22% 227.6K to 277.6K | |
| 29-Jul-13 4:13 PM View: | Emc Corp (EMC) | 25-Jul-13 | Market Option Sale | 20,000 | $26.67 | $533,458.00 | (7%) 277.6K to 257.6K | (15%) |
| 30-May-13 4:43 PM View: | VMware, Inc. (VMW) | 29-May-13 | Grant | 3,276 | -- | -- | 13% 25.9K to 29.18K | |
| 03-May-13 4:23 PM View: | Emc Corp (EMC) | 01-May-13 | Grant | 10,600 | -- | -- | 5% 217.0K to 227.6K | |
| 03-May-13 4:23 PM View: | Emc Corp (EMC) | 08-Mar-13 | Gift | 30,000 | -- | -- | (12%) 247.0K to 217.0K | |
| 14-Feb-14 4:07 PM View: | Emc Corp (EMC) | 04-Jan-13 | Market Purchase | 1,590 | $24.32 | $38,670.40 | 2% 103.2K to 104.79K | 26% |
| 12-Dec-12 4:12 PM View: | Emc Corp (EMC) | 10-Dec-12 | Market Sale | 40,000 | $24.99 | $999,464.00 | (14%) 287.0K to 247.0K | (23%) |
| 11-Dec-12 6:26 PM View: | VMware, Inc. (VMW) | 07-Dec-12 | Private Sale | 10,000 | $91.81 | $918,100.00 | (28%) 35.9K to 25.9K | |
| 14-Feb-14 4:07 PM View: | Emc Corp (EMC) | 03-Aug-12 | Market Purchase | 3,195 | $26.76 | $85,507.50 | 3% 100.0K to 103.2K | 12% |
| 04-Jun-12 7:00 PM View: | VMware, Inc. (VMW) | 31-May-12 | Grant | 2,325 | -- | -- | 7% 33.58K to 35.9K | |
| 03-May-12 4:21 PM View: | Emc Corp (EMC) | 01-May-12 | Grant | 8,300 | -- | -- | 3% 278.7K to 287.0K | |
| 08-Feb-12 7:11 PM View: | VMware, Inc. (VMW) | 07-Feb-12 | Option Exercise | 18,000 | $52.20 | $939,660.00 | 54% 33.58K to 51.58K | |
| 08-Feb-12 7:11 PM View: | VMware, Inc. (VMW) | 07-Feb-12 | Private Option Sale | 18,000 | $94.50 | $1,701,000.00 | (35%) 51.58K to 33.58K | |
| 08-Feb-12 4:23 PM View: | Emc Corp (EMC) | 06-Feb-12 | Market Sale | 60,000 | $26.20 | $1,571,720.00 | (18%) 338.7K to 278.7K | (14%) |
| 09-Nov-11 1:04 PM View: | Imperva Inc (IMPV) | 08-Nov-11 | Grant | 25,000 | $18.00 | $450,000.00 | 50% 50.0K to 75.0K | |
| 26-Jul-11 4:32 PM View: | Emc Corp (EMC) | 26-Jul-11 | Market Sale | 21,600 | $27.50 | $594,000.00 | (6%) 360.3K to 338.7K | (9%) |
| 28-Jul-11 5:17 PM View: | VMware, Inc. (VMW) | 26-Jul-11 | Private Sale | 10,000 | $105.06 | $1,050,600.00 | (23%) 43.58K to 33.58K | |
| 26-May-11 6:27 PM View: | VMware, Inc. (VMW) | 25-May-11 | Grant | 2,976 | -- | -- | 7% 40.6K to 43.58K | |
| 13-May-11 4:16 PM View: | Emc Corp (EMC) | 12-May-11 | Option Exercise | 21,600 | $16.80 | $362,880.00 | 6% 338.7K to 360.3K | |
| 06-May-11 4:29 PM View: | Emc Corp (EMC) | 04-May-11 | Grant | 8,700 | -- | -- | 3% 330.0K to 338.7K | |
| 29-Oct-10 4:28 PM View: | Emc Corp (EMC) | 27-Oct-10 | Market Sale | 100,000 | $21.01 | $2,101,000.00 | (23%) 430.0K to 330.0K | (42%) |
| 04-Aug-10 7:31 PM View: | SuccessFactors, Inc. (NYSE:SFSF) | 03-Aug-10 | Market Sale | 105,519 | $20.73 | $2,187,720.00 | (13%) 836.97K to 731.46K | < 1% |