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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Jun-23 4:18 PM View:  | Zimmer Energy Transition Ac... (ZT) | 09-Jun-23 | Disposition | 50,000 | $10.25 | $512,300.00 | (100%) 50.0K to 0 | 3% |
| 15-May-17 6:28 PM View: | American Water Works Compan... (AWK) | 12-May-17 | Grant | 1,376 | -- | -- | 6% 22.98K to 24.35K | |
| 17-May-16 5:36 PM View: | American Water Works Compan... (AWK) | 13-May-16 | Grant | 1,405 | -- | -- | 7% 21.57K to 22.98K | |
| 25-Aug-15 2:30 PM View: | American Water Works Compan... (AWK) | 24-Aug-15 | Market Purchase | 2,100 | $51.93 | $109,060.00 | 11% 19.47K to 21.57K | 62% |
| 25-Aug-15 2:30 PM View: | American Water Works Compan... (AWK) | 21-Aug-15 | Market Purchase | 2,000 | $53.59 | $107,180.00 | 11% 17.47K to 19.47K | 57% |
| 03-Jun-15 8:41 AM View: | American Water Works Compan... (AWK) | 01-Jun-15 | Grant | 1,798 | -- | -- | 11% 15.67K to 17.47K | |
| 13-May-14 2:12 PM View: | American Water Works Compan... (AWK) | 09-May-14 | Grant | 1,837 | -- | -- | 13% 13.8K to 15.64K | |
| 05-Mar-14 1:26 PM View: | American Water Works Compan... (AWK) | 05-Mar-14 | Market Purchase | 5,000 | $44.49 | $222,450.00 | 57% 8.8K to 13.8K | 82% |
| 20-May-13 4:46 PM View: | American Water Works Compan... (AWK) | 17-May-13 | Grant | 5,000 | $42.67 | $213,350.00 | 135% 3.7K to 8.7K | 85% |
| 15-May-13 5:30 PM View: | American Water Works Compan... (AWK) | 13-May-13 | Grant | 2,025 | -- | -- | 121% 1.68K to 3.7K | |
| 25-Mar-13 3:58 PM View: | American Water Works Compan... (AWK) | 21-Mar-13 | Grant | 215 | -- | -- | 15% 1.46K to 1.68K | |
| 30-Mar-11 9:13 AM View: | Firstenergy Corp. (FE) | 28-Mar-11 | Market Sale (Planned) | 317,700 | $36.50 | $11,595,400.00 | (90%) 351.62K to 33.91K | 5% |
| 18-Mar-11 4:09 PM View: | Firstenergy Corp. (FE) | 17-Mar-11 | Market Sale (Planned) | 317,701 | $36.38 | $11,558,400.00 | (47%) 669.32K to 351.62K | 5% |
| 09-Mar-11 3:46 PM View: | Firstenergy Corp. (FE) | 08-Mar-11 | Market Sale (Planned) | 317,701 | $37.53 | $11,923,500.00 | (32%) 987.02K to 669.32K | 8% |
| 01-Mar-11 5:32 PM View: | Allegheny Energy Inc. (AYE) | 25-Feb-11 | Disposition | 1,478,940 | -- | -- | (100%) 1.48M to 0.84K | |
| 01-Mar-11 5:32 PM View: | Allegheny Energy Inc. (AYE) | 25-Feb-11 | Disposition | 846 | -- | -- | (100%) 0.84K to 0 | |
| 01-Mar-11 9:54 PM View: | Firstenergy Corp. (FE) | 25-Feb-11 | Grant | 986,453 | -- | -- | 100% 0 to 986.45K | |
| 01-Mar-11 9:54 PM View: | Firstenergy Corp. (FE) | 25-Feb-11 | Grant | 564 | -- | -- | < 1% 986.45K to 987.02K | |
| 30-Sep-10 7:27 PM View: | Allegheny Energy Inc. (AYE) | 28-Sep-10 | Payment of Exercise | 96,971 | $23.11 | $2,241,480.00 | (6%) 1.58M to 1.48M | (6%) |
| 30-Sep-10 7:27 PM View: | Allegheny Energy Inc. (AYE) | 28-Sep-10 | Option Exercise | 244,872 | -- | -- | 18% 1.33M to 1.58M | |
| 09-Jul-08 4:34 PM View: | Allegheny Energy Inc. (AYE) | 07-Jul-08 | Option Exercise | 150,000 | $13.35 | $2,002,500.00 | 11% 1.33M to 1.48M | 266% |
| 09-Jul-08 4:34 PM View: | Allegheny Energy Inc. (AYE) | 07-Jul-08 | Market Option Sale (Planned) | 51,700 | $49.58 | $2,563,290.00 | (3%) 1.48M to 1.43M | 53% |
| 09-Jul-08 4:35 PM View: | Allegheny Energy Inc. (AYE) | 07-Jul-08 | Market Sale (Planned) | 500 | $49.57 | $24,785.00 | < 1% 1.43M to 1.43M | (53%) |
| 09-Jul-08 4:35 PM View: | Allegheny Energy Inc. (AYE) | 07-Jul-08 | Market Sale (Planned) | 25,800 | $49.35 | $1,273,270.00 | (2%) 1.43M to 1.4M | 53% |
| 09-Jul-08 4:35 PM View: | Allegheny Energy Inc. (AYE) | 07-Jul-08 | Market Sale (Planned) | 3,000 | $48.69 | $146,070.00 | < 1% 1.4M to 1.4M | (52%) |
| 09-Jul-08 4:35 PM View: | Allegheny Energy Inc. (AYE) | 07-Jul-08 | Market Sale | 3,600 | $49.97 | $179,892.00 | (< 1%) 1.4M to 1.4M | 54% |
| 09-Jul-08 4:35 PM View: | Allegheny Energy Inc. (AYE) | 07-Jul-08 | Market Sale (Planned) | 32,000 | $49.59 | $1,586,920.00 | (2%) 1.4M to 1.36M | 53% |
| 09-Jul-08 4:35 PM View: | Allegheny Energy Inc. (AYE) | 07-Jul-08 | Market Sale (Planned) | 2,400 | $49.35 | $118,440.00 | < 1% 1.36M to 1.36M | (53%) |
| 09-Jul-08 4:35 PM View: | Allegheny Energy Inc. (AYE) | 07-Jul-08 | Market Sale | 1,800 | $48.93 | $88,074.00 | (< 1%) 1.36M to 1.36M | 53% |
| 09-Jul-08 4:35 PM View: | Allegheny Energy Inc. (AYE) | 07-Jul-08 | Market Sale (Planned) | 29,200 | $49.41 | $1,442,650.00 | (2%) 1.36M to 1.33M | 53% |
| 11-Jun-08 5:17 PM View: | Allegheny Energy Inc. (AYE) | 09-Jun-08 | Payment of Exercise | 163,153 | $53.17 | $8,675,660.00 | (11%) 1.49M to 1.33M | 56% |
| 11-Jun-08 5:17 PM View: | Allegheny Energy Inc. (AYE) | 09-Jun-08 | Option Exercise | 412,163 | $53.17 | $21,916,800.00 | 38% 1.08M to 1.49M | (56%) |
| 09-Jun-08 12:47 PM View: | Allegheny Energy Inc. (AYE) | 05-Jun-08 | Option Exercise | 150,000 | $13.35 | $2,002,500.00 | 14% 1.08M to 1.23M | 296% |
| 09-Jun-08 12:47 PM View: | Allegheny Energy Inc. (AYE) | 05-Jun-08 | Market Option Sale (Planned) | 50,000 | $53.79 | $2,689,480.00 | (4%) 1.23M to 1.18M | 57% |
| 09-Jun-08 12:47 PM View: | Allegheny Energy Inc. (AYE) | 05-Jun-08 | Market Sale (Planned) | 42,200 | $53.92 | $2,275,440.00 | (4%) 1.18M to 1.14M | 57% |
| 09-Jun-08 12:48 PM View: | Allegheny Energy Inc. (AYE) | 05-Jun-08 | Market Sale (Planned) | 51,500 | $53.78 | $2,769,620.00 | (5%) 1.14M to 1.09M | 57% |
| 09-Jun-08 12:49 PM View: | Allegheny Energy Inc. (AYE) | 05-Jun-08 | Market Sale (Planned) | 6,300 | $54.02 | $340,309.00 | (< 1%) 1.09M to 1.08M | 57% |
| 07-May-08 1:51 PM View: | Allegheny Energy Inc. (AYE) | 05-May-08 | Option Exercise | 150,000 | $13.35 | $2,002,500.00 | 14% 1.08M to 1.23M | 290% |
| 07-May-08 1:51 PM View: | Allegheny Energy Inc. (AYE) | 05-May-08 | Market Option Sale (Planned) | 34,800 | $52.05 | $1,811,420.00 | (3%) 1.23M to 1.2M | 55% |
| 07-May-08 1:52 PM View: | Allegheny Energy Inc. (AYE) | 05-May-08 | Market Sale (Planned) | 39,100 | $51.92 | $2,030,040.00 | (3%) 1.2M to 1.16M | 55% |
| 07-May-08 1:53 PM View: | Allegheny Energy Inc. (AYE) | 05-May-08 | Market Sale (Planned) | 34,700 | $51.94 | $1,802,190.00 | (3%) 1.16M to 1.12M | 55% |
| 07-May-08 1:53 PM View: | Allegheny Energy Inc. (AYE) | 05-May-08 | Market Sale (Planned) | 41,400 | $51.89 | $2,148,090.00 | (4%) 1.12M to 1.08M | 55% |
| 09-Apr-08 1:10 PM View: | Allegheny Energy Inc. (AYE) | 07-Apr-08 | Option Exercise | 150,000 | $13.35 | $2,002,500.00 | 14% 1.08M to 1.23M | 313% |
| 09-Apr-08 1:10 PM View: | Allegheny Energy Inc. (AYE) | 07-Apr-08 | Market Option Sale (Planned) | 59,100 | $52.38 | $3,095,420.00 | (5%) 1.23M to 1.17M | 56% |
| 09-Apr-08 1:10 PM View: | Allegheny Energy Inc. (AYE) | 07-Apr-08 | Market Sale (Planned) | 50,700 | $52.40 | $2,656,440.00 | (4%) 1.17M to 1.12M | 56% |
| 09-Apr-08 1:11 PM View: | Allegheny Energy Inc. (AYE) | 07-Apr-08 | Market Sale (Planned) | 40,200 | $52.38 | $2,105,500.00 | (4%) 1.12M to 1.08M | 56% |
| 07-Mar-08 1:48 PM View: | Allegheny Energy Inc. (AYE) | 05-Mar-08 | Option Exercise | 150,000 | $13.35 | $2,002,500.00 | 14% 1.08M to 1.23M | 286% |
| 07-Mar-08 1:48 PM View: | Allegheny Energy Inc. (AYE) | 05-Mar-08 | Market Option Sale | 500 | $51.60 | $25,800.00 | (< 1%) 1.23M to 1.23M | 55% |
| 07-Mar-08 1:48 PM View: | Allegheny Energy Inc. (AYE) | 05-Mar-08 | Market Option Sale (Planned) | 55,739 | $51.45 | $2,867,540.00 | (5%) 1.23M to 1.18M | 55% |
| 07-Mar-08 1:49 PM View: | Allegheny Energy Inc. (AYE) | 05-Mar-08 | Market Sale (Planned) | 42,200 | $51.41 | $2,169,470.00 | (4%) 1.18M to 1.13M | 55% |