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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Oct-24 5:12 PM View:  | Northwestern Energy Group, ... (NWE) | 01-Oct-24 | Grant | 688 | $57.22 | $39,367.40 | 4% 16.9K to 17.59K | |
| 02-Apr-24 4:13 PM View: | Northwestern Energy Group, ... (NWE) | 02-Apr-24 | Grant | 687 | $50.93 | $34,988.90 | 5% 15.24K to 15.93K | (2%) |
| 21-Feb-24 4:24 PM View: | Northwestern Energy Group, ... (NWE) | 20-Feb-24 | Market Purchase | 1,000 | $48.80 | $48,800.00 | 7% 14.09K to 15.09K | < 1% |
| 08-Jan-24 1:15 PM View: | Northwestern Energy Group, ... (NWE) | 08-Jan-24 | Grant | 687 | $50.89 | $34,961.40 | 5% 13.41K to 14.09K | |
| 30-Aug-23 5:39 PM View: | pdvWireless, Inc. (ATEX) | 28-Aug-23 | Grant | 5,209 | -- | -- | 55% 9.43K to 14.64K | |
| 08-Aug-23 4:57 PM View: | pdvWireless, Inc. (ATEX) | 04-Aug-23 | Private Purchase | 1,000 | $29.89 | $29,885.00 | 12% 8.43K to 9.43K | |
| 03-Feb-23 10:51 AM View: | Northwestern Corp. (NWE) | 02-Feb-23 | Grant | 2,750 | $56.80 | $156,200.00 | 27% 10.12K to 12.87K | < 1% |
| 12-Aug-22 6:17 PM View: | pdvWireless, Inc. (ATEX) | 10-Aug-22 | Grant | 3,595 | -- | -- | 74% 4.83K to 8.43K | |
| 02-Feb-22 5:08 PM View: | Northwestern Corp. (NWE) | 01-Feb-22 | Grant | 2,750 | $58.12 | $159,830.00 | 39% 7.02K to 9.77K | (2%) |
| 10-Aug-21 6:51 PM View: | pdvWireless, Inc. (ATEX) | 06-Aug-21 | Grant | 2,834 | -- | -- | 142% 2.0K to 4.83K | |
| 02-Mar-21 6:11 PM View: | pdvWireless, Inc. (ATEX) | 26-Feb-21 | Market Purchase | 1,000 | $43.07 | $43,070.00 | 100% 1.0K to 2.0K | 33% |
| 23-Feb-21 7:41 PM View: | pdvWireless, Inc. (ATEX) | 18-Feb-21 | Grant | 1,000 | -- | -- | 100% 0 to 1.0K | |
| 02-Feb-21 5:24 PM View: | Northwestern Corp. (NWE) | 01-Feb-21 | Grant | 2,750 | $54.47 | $149,792.00 | 68% 4.07K to 6.82K | < 1% |
| 04-Feb-20 4:55 PM View: | Northwestern Corp. (NWE) | 03-Feb-20 | Grant | 1,375 | $76.97 | $105,834.00 | 53% 2.6K to 3.98K | (25%) |
| 03-Jan-20 6:04 PM View: | Northwestern Corp. (NWE) | 02-Jan-20 | Grant | 1,375 | $70.46 | $96,882.50 | 112% 1.23K to 2.6K | (18%) |
| 18-Dec-19 4:43 PM View: | Northwestern Corp. (NWE) | 17-Dec-19 | Grant | 1,230 | $71.08 | $87,428.40 | 100% 0 to 1.23K | (19%) |
| 06-May-15 10:57 AM View: | Zhone Technologies Inc. (DZSI) | 05-May-15 | Grant | 10,695 | -- | -- | 48% 22.41K to 33.1K | |
| 01-Oct-14 2:55 PM View: | Zhone Technologies Inc. (DZSI) | 30-Sep-14 | Grant | 22,407 | $0.89 | $19,998.90 | 100% 0 to 22.41K | |
| 09-Jul-10 12:12 PM View: | Zhone Technologies Inc. (DZSI) | 08-Jul-10 | Grant | 15,000 | -- | -- | 100% 0 to 15.0K | |
| 30-Oct-08 2:33 PM View: | Apria Healthcare Group Inc. (AHG) | 28-Oct-08 | Disposition (other) | 3,000 | -- | -- | (100%) 3.0K to 0 | |
| 07-May-07 7:22 PM View: | Apria Healthcare Group Inc. (AHG) | 03-May-07 | Grant | 3,000 | $0.00 | $3.00 | 100% 0 to 3.0K | |
| 01-Dec-03 10:00 PM View: | Edison International (EIX) | 29-Nov-03 | Disposition | 0 | $20.53 | $8.42 | (< 1%) 27.65K to 27.65K | (181%) |
| 01-Dec-03 10:00 PM View: | Edison International (EIX) | 29-Nov-03 | Payment of Exercise | 3,022 | $20.53 | $62,033.20 | (11%) 27.65K to 24.63K | (181%) |
| 01-Dec-03 10:00 PM View: | Edison International (EIX) | 29-Nov-03 | Option Exercise | 8,452 | -- | -- | 44% 19.2K to 27.65K |