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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Oct-24 9:07 PM View:  | Vector Group Ltd. (VGR) | 07-Oct-24 | Disposition | 15,000 | $15.00 | $225,000.00 | (100%) 15.0K to 0 | |
| 07-Oct-24 9:07 PM View: | Vector Group Ltd. (VGR) | 05-Oct-24 | Disposition (change in control) | 149,973 | $15.00 | $2,249,600.00 | (90%) 165.85K to 15.88K | |
| 07-Oct-24 9:07 PM View: | Vector Group Ltd. (VGR) | 05-Oct-24 | Disposition (change in control) | 878 | $15.00 | $13,170.00 | (6%) 15.88K to 15.0K | |
| 28-Aug-24 9:00 PM View: | Vector Group Ltd. (VGR) | 28-Aug-24 | Grant | 7,500 | -- | -- | 5% 158.35K to 165.85K | |
| 11-Dec-23 10:00 PM View: | Vector Group Ltd. (VGR) | 11-Dec-23 | Grant | 7,500 | -- | -- | 5% 150.85K to 158.35K | |
| 16-Dec-22 6:00 PM View: | Vector Group Ltd. (VGR) | 15-Dec-22 | Grant | 7,500 | -- | -- | 5% 143.35K to 150.85K | |
| 14-Feb-20 3:13 PM View: | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 232,143 | $3.50 | $812,500.00 | (99%) 233.68K to 1.53K | (< 1%) |
| 14-Feb-20 3:13 PM View: | Ladenburg Thalmann Financia... (LTS) | 14-Feb-20 | Disposition | 1,532 | $3.50 | $5,362.00 | (100%) 1.53K to 0 | (< 1%) |
| 09-Oct-19 8:44 PM View: | Castle Brands Inc. (ROX) | 08-Oct-19 | Disposition | 22,500 | $1.27 | $28,575.00 | (18%) 122.5K to 100.0K | |
| 09-Oct-19 8:44 PM View: | Castle Brands Inc. (ROX) | 08-Oct-19 | Disposition (change in control) | 100,000 | $1.27 | $127,000.00 | (100%) 100.0K to 0 | |
| 09-Oct-19 8:44 PM View: | Castle Brands Inc. (ROX) | 12-Sep-19 | Gift | 167,500 | -- | -- | (58%) 290.0K to 122.5K | |
| 14-Jun-19 5:33 PM View: | Ladenburg Thalmann Financia... (LTS) | 13-Jun-19 | Grant | 30,000 | -- | -- | 15% 203.68K to 233.68K | |
| 02-May-19 9:02 PM View: | Vector Group Ltd. (VGR) | 02-May-19 | Grant | 10,000 | -- | -- | 8% 126.53K to 136.53K | |
| 01-Mar-19 5:02 PM View: | Castle Brands Inc. (ROX) | 27-Feb-19 | Grant | 15,000 | -- | -- | 5% 275.0K to 290.0K | |
| 01-Jun-18 4:46 PM View: | Ladenburg Thalmann Financia... (LTS) | 30-May-18 | Grant | 30,000 | -- | -- | 17% 173.68K to 203.68K | |
| 21-May-18 7:23 AM View: | Ladenburg Thalmann Financia... (LTS) | 18-May-18 | Option Exercise | 20,000 | $1.88 | $37,600.00 | 13% 153.68K to 173.68K | |
| 07-Mar-18 8:15 PM View: | Castle Brands Inc. (ROX) | 05-Mar-18 | Option Exercise | 60,000 | $0.28 | $17,000.00 | 28% 215.0K to 275.0K | |
| 05-Mar-18 5:04 PM View: | Castle Brands Inc. (ROX) | 01-Mar-18 | Grant | 15,000 | -- | -- | 8% 200.0K to 215.0K | |
| 08-Jun-17 7:41 AM View: | Ladenburg Thalmann Financia... (LTS) | 07-Jun-17 | Option Exercise | 20,000 | $2.30 | $46,000.00 | 15% 133.68K to 153.68K | (2%) |
| 26-May-17 5:00 PM View: | Ladenburg Thalmann Financia... (LTS) | 24-May-17 | Grant | 30,000 | -- | -- | 29% 103.67K to 133.68K | |
| 28-Apr-16 9:00 PM View: | Vector Group Ltd. (VGR) | 28-Apr-16 | Grant | 10,000 | -- | -- | 10% 99.31K to 109.31K | |
| 31-Mar-16 5:26 PM View: | Castle Brands Inc. (ROX) | 29-Mar-16 | Option Exercise | 100,000 | $0.23 | $23,000.00 | 100% 100.0K to 200.0K | |
| 24-Mar-16 5:28 PM View: | Ladenburg Thalmann Financia... (LTS) | 23-Mar-16 | Option Exercise | 20,000 | $1.39 | $27,800.00 | 24% 83.67K to 103.67K | |
| 28-May-13 5:07 PM View: | Vector Group Ltd. (VGR) | 28-May-13 | Grant | 10,000 | -- | -- | 13% 75.81K to 85.81K | |
| 11-Dec-12 4:02 PM View: | Ladenburg Thalmann Financia... (LTS) | 11-Dec-12 | Option Exercise | 60,000 | $0.50 | $30,200.00 | 3916% 1.53K to 61.53K | |
| 11-Jun-10 5:28 PM View: | Vector Group Ltd. (VGR) | 11-Jun-10 | Grant | 10,000 | -- | -- | 18% 55.49K to 65.49K | |
| 05-Jun-07 6:21 AM View: | Vector Group Ltd. (VGR) | 04-Jun-07 | Grant | 10,000 | -- | -- | 26% 37.93K to 47.93K | |
| 26-Jun-06 10:00 PM View: | Vector Group Ltd. (VGR) | 08-Jun-06 | Option Exercise | 18,900 | $8.39 | $158,490.00 | 110% 17.23K to 36.13K | |
| 13-Dec-05 3:23 PM View: | Vector Group Ltd. (VGR) | 09-Dec-05 | Private Purchase | 6,209 | -- | -- | 56% 11.03K to 17.23K | |
| 02-Jun-04 4:28 PM View: | Vector Group Ltd. (VGR) | 01-Jun-04 | Grant | 10,000 | -- | -- | 100% 0 to 10.0K |