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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Oct-13 7:33 PM View:  | SuperGen Inc. (ASTX) | 11-Oct-13 | Disposition (change in control) | 348,500 | -- | -- | (100%) 348.5K to 0 | |
| 21-May-13 5:03 PM View: | SuperGen Inc. (ASTX) | 17-May-13 | Option Exercise | 75,000 | $4.03 | $302,250.00 | 27% 273.5K to 348.5K | |
| 29-Mar-13 5:59 PM View: | SuperGen Inc. (ASTX) | 27-Mar-13 | Option Exercise | 40,000 | $2.46 | $98,400.00 | 17% 233.5K to 273.5K | |
| 02-Jul-04 1:21 PM View: | Coast Casinos Inc (N/A) | 01-Jul-04 | Disposition | 52,781 | -- | -- | (100%) (-52.78K) to 0 |