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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-May-23 4:13 PM View:  | Capital One Financial Corp. (COF) | 04-May-23 | Grant | 2,453 | -- | -- | 9% 27.71K to 30.16K | |
| 09-May-22 4:33 PM View: | Capital One Financial Corp. (COF) | 05-May-22 | Grant | 1,612 | -- | -- | 6% 26.1K to 27.71K | |
| 03-Feb-22 10:00 PM View: | Capital One Financial Corp. (COF) | 01-Feb-22 | Option Exercise | 7,709 | $54.07 | $416,826.00 | 30% 26.1K to 33.8K | |
| 03-Feb-22 10:00 PM View: | Capital One Financial Corp. (COF) | 01-Feb-22 | Option Sale | 7,709 | $147.00 | $1,133,220.00 | (23%) 33.8K to 26.1K | |
| 03-Nov-21 4:12 PM View: | Capital One Financial Corp. (COF) | 01-Nov-21 | Option Exercise | 2,716 | $45.75 | $124,257.00 | 10% 26.1K to 28.81K | |
| 03-Nov-21 4:12 PM View: | Capital One Financial Corp. (COF) | 01-Nov-21 | Market Option Sale | 2,716 | $152.33 | $413,728.00 | (9%) 28.81K to 26.1K | |
| 10-May-21 4:18 PM View: | Capital One Financial Corp. (COF) | 06-May-21 | Grant | 1,279 | -- | -- | 5% 24.82K to 26.1K | |
| 04-May-20 5:18 PM View: | Capital One Financial Corp. (COF) | 30-Apr-20 | Grant | 2,780 | -- | -- | 13% 22.04K to 24.82K | |
| 06-May-19 4:14 PM View: | Capital One Financial Corp. (COF) | 02-May-19 | Grant | 1,938 | -- | -- | 10% 20.1K to 22.04K | |
| 04-May-18 5:52 PM View: | Capital One Financial Corp. (COF) | 02-May-18 | Grant | 1,907 | -- | -- | 10% 18.19K to 20.1K | |
| 05-May-17 5:43 PM View: | Capital One Financial Corp. (COF) | 03-May-17 | Grant | 2,061 | -- | -- | 13% 16.13K to 18.19K | |
| 06-May-16 4:28 PM View: | Capital One Financial Corp. (COF) | 04-May-16 | Grant | 2,440 | -- | -- | 18% 13.69K to 16.13K | |
| 04-May-15 5:14 PM View: | Capital One Financial Corp. (COF) | 30-Apr-15 | Grant | 2,103 | -- | -- | 18% 11.59K to 13.69K | |
| 05-May-14 5:16 PM View: | Capital One Financial Corp. (COF) | 01-May-14 | Grant | 2,281 | -- | -- | 25% 9.31K to 11.59K | |
| 06-May-13 5:14 PM View: | Capital One Financial Corp. (COF) | 02-May-13 | Grant | 2,922 | -- | -- | 46% 6.38K to 9.31K | |
| 30-Apr-13 8:43 PM View: | Capital One Financial Corp. (COF) | 26-Apr-13 | Market Purchase | 2,000 | $57.17 | $114,340.00 | 46% 4.38K to 6.38K | 50% |
| 01-Feb-13 5:25 PM View: | Capital One Financial Corp. (COF) | 31-Jan-13 | Option Exercise | 1,240 | -- | -- | 39% 3.15K to 4.38K | |
| 10-May-12 4:53 PM View: | Capital One Financial Corp. (COF) | 08-May-12 | Grant | 3,145 | -- | -- | 100% 0 to 3.15K | |
| 02-May-11 4:23 PM View: | United Community Banks Inc. (UCB) | 02-May-11 | Market Purchase | 50,000 | $2.48 | $123,815.00 | 100% 0 to 50.0K | 131% |
| 06-Jan-09 11:43 AM View: | National City Corporation (NCC) | 31-Dec-08 | Acquisition (other) | 343,291 | -- | -- | 84% 408.54K to 751.83K | |
| 06-Jan-09 11:43 AM View: | National City Corporation (NCC) | 31-Dec-08 | Acquisition (other) | 1,497 | -- | -- | < 1% 751.83K to 753.33K | |
| 06-Jan-09 11:43 AM View: | National City Corporation (NCC) | 31-Dec-08 | Disposition (other) | 507,637 | -- | -- | (67%) 753.33K to 245.69K | |
| 06-Jan-09 11:43 AM View: | National City Corporation (NCC) | 31-Dec-08 | Disposition (other) | 4,024 | -- | -- | (2%) 245.69K to 241.67K | |
| 06-Jan-09 11:43 AM View: | National City Corporation (NCC) | 31-Dec-08 | Disposition (other) | 241,668 | -- | -- | (100%) 241.67K to 0 | |
| 27-Oct-08 11:34 AM View: | National City Corporation (NCC) | 23-Oct-08 | Acquisition (other) | 14,000 | -- | -- | 9% 152.87K to 166.87K | |
| 03-Sep-08 4:48 PM View: | National City Corporation (NCC) | 31-Aug-08 | Acquisition (other) | 9,545 | -- | -- | 2% 394.54K to 404.09K | |
| 03-Sep-08 4:48 PM View: | National City Corporation (NCC) | 31-Aug-08 | Disposition (other) | 9,545 | -- | -- | (2%) 404.09K to 394.54K | |
| 07-Aug-08 5:17 PM View: | National City Corporation (NCC) | 05-Aug-08 | Grant | 200,000 | -- | -- | 391% 51.21K to 251.21K | |
| 22-Apr-08 4:57 PM View: | National City Corporation (NCC) | 22-Apr-08 | Acquisition (other) | 16,213 | -- | -- | 13% 127.11K to 143.33K | |
| 22-Apr-08 5:00 PM View: | National City Corporation (NCC) | 22-Apr-08 | Acquisition (other) | 16,213 | -- | -- | 13% 127.11K to 143.33K | |
| 14-Feb-08 10:00 PM View: | National City Corporation (NCC) | 31-Dec-07 | Acquisition (other) | 621 | -- | -- | < 1% 126.49K to 127.11K | |
| 13-Feb-07 10:00 PM View: | National City Corporation (NCC) | 31-Dec-06 | Acquisition (other) | 502 | -- | -- | < 1% 125.99K to 126.49K | |
| 01-Dec-06 3:31 PM View: | National City Corporation (NCC) | 29-Nov-06 | Grant | 15,909 | -- | -- | 45% 35.3K to 51.21K | |
| 25-Apr-06 3:45 PM View: | National City Corporation (NCC) | 22-Apr-06 | Payment of Exercise | 6,459 | $35.76 | $230,974.00 | (4%) 183.97K to 177.51K | 94% |
| 25-Apr-06 3:45 PM View: | National City Corporation (NCC) | 22-Apr-06 | Acquisition (other) | 16,213 | -- | -- | 10% 167.75K to 183.97K | |
| 25-Apr-06 3:45 PM View: | National City Corporation (NCC) | 22-Apr-06 | Disposition (other) | 16,213 | -- | -- | (9%) 177.51K to 161.3K | |
| 02-Feb-06 10:00 PM View: | National City Corporation (NCC) | 31-Dec-05 | Acquisition (other) | 465 | -- | -- | < 1% 115.77K to 116.24K | |
| 24-Oct-05 1:29 PM View: | National City Corporation (NCC) | 23-Oct-05 | Payment of Exercise | 6,110 | $31.33 | $191,426.00 | (3%) 190.07K to 183.96K | 93% |
| 24-Oct-05 1:29 PM View: | National City Corporation (NCC) | 23-Oct-05 | Acquisition (other) | 16,667 | -- | -- | 10% 173.4K to 190.07K | |
| 24-Oct-05 1:29 PM View: | National City Corporation (NCC) | 23-Oct-05 | Disposition (other) | 16,667 | -- | -- | (9%) 183.96K to 167.29K | |
| 01-Sep-05 3:21 PM View: | National City Corporation (NCC) | 31-Aug-05 | Grant | 19,091 | -- | -- | 39% 49.09K to 68.18K | |
| 10-Feb-05 10:00 PM View: | National City Corporation (NCC) | 31-Dec-04 | Acquisition (other) | 432 | -- | -- | < 1% 104.78K to 105.22K | |
| 29-Oct-04 10:00 PM View: | National City Corporation (NCC) | 25-Oct-04 | Payment of Exercise | 5,326 | $37.32 | $198,766.00 | (3%) 175.87K to 170.54K | 94% |
| 29-Oct-04 10:00 PM View: | National City Corporation (NCC) | 25-Oct-04 | Acquisition (other) | 16,667 | -- | -- | 10% 159.2K to 175.87K | |
| 29-Oct-04 10:00 PM View: | National City Corporation (NCC) | 25-Oct-04 | Disposition (other) | 16,667 | -- | -- | (10%) 170.54K to 153.88K | |
| 28-Jul-04 4:25 PM View: | National City Corporation (NCC) | 28-Jul-04 | Payment of Exercise | 28,398 | $36.23 | $1,028,860.00 | (23%) 121.84K to 93.44K | 93% |
| 28-Jul-04 4:25 PM View: | National City Corporation (NCC) | 28-Jul-04 | Option Exercise | 34,319 | $27.48 | $943,086.00 | 39% 87.52K to 121.84K | |
| 04-Mar-04 10:00 PM View: | National City Corporation (NCC) | 03-Mar-04 | Payment of Exercise | 4,447 | $35.85 | $159,425.00 | (5%) 91.97K to 87.52K | 93% |
| 04-Mar-04 10:00 PM View: | National City Corporation (NCC) | 03-Mar-04 | Option Exercise | 5,287 | $27.48 | $145,287.00 | 6% 86.68K to 91.97K | |
| 02-Feb-04 10:00 PM View: | National City Corporation (NCC) | 31-Dec-03 | Acquisition (other) | 507 | -- | -- | < 1% 86.17K to 86.68K |