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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-May-23 4:36 PM View:  | Athenex, Inc. (ATNX) | 05-May-23 | Grant | 8,382 | $1.36 | $11,399.50 | 3% 289.57K to 297.95K | (9%) |
| 24-Apr-23 4:41 PM View: | Athenex, Inc. (ATNX) | 21-Apr-23 | Grant | 8,736 | $1.30 | $11,400.50 | 3% 280.83K to 289.57K | (5%) |
| 11-Apr-23 4:30 PM View: | Athenex, Inc. (ATNX) | 07-Apr-23 | Grant | 9,344 | $1.22 | $11,399.70 | 3% 271.49K to 280.83K | 2% |
| 27-Mar-23 4:24 PM View: | Athenex, Inc. (ATNX) | 24-Mar-23 | Grant | 8,201 | $1.39 | $11,399.40 | 3% 263.29K to 271.49K | |
| 13-Mar-23 4:31 PM View: | Athenex, Inc. (ATNX) | 10-Mar-23 | Grant | 5,519 | $1.94 | $10,706.90 | 2% 257.77K to 263.29K | |
| 27-Feb-23 5:04 PM View: | Athenex, Inc. (ATNX) | 24-Feb-23 | Grant | 1,591 | $2.74 | $4,359.34 | < 1% 256.18K to 257.77K | |
| 13-Feb-23 4:47 PM View: | Athenex, Inc. (ATNX) | 10-Feb-23 | Grant | 19,378 | $0.22 | $4,360.05 | < 1% 5.1M to 5.12M | |
| 31-Jan-23 8:07 AM View: | Athenex, Inc. (ATNX) | 27-Jan-23 | Grant | 22,533 | $0.19 | $4,360.14 | < 1% 5.08M to 5.1M | |
| 17-Jan-23 7:51 AM View: | Athenex, Inc. (ATNX) | 13-Jan-23 | Grant | 23,441 | $0.19 | $4,360.03 | < 1% 5.06M to 5.08M | |
| 03-Jan-23 7:43 AM View: | Athenex, Inc. (ATNX) | 30-Dec-22 | Grant | 77,288 | $0.15 | $11,400.00 | 2% 4.98M to 5.06M | |
| 20-Dec-22 7:58 AM View: | Athenex, Inc. (ATNX) | 16-Dec-22 | Grant | 96,284 | $0.12 | $11,400.00 | 2% 4.88M to 4.98M | |
| 06-Dec-22 4:06 PM View: | Athenex, Inc. (ATNX) | 02-Dec-22 | Grant | 57,287 | $0.20 | $11,400.10 | 1% 4.83M to 4.88M | |
| 21-Nov-22 4:14 PM View: | Athenex, Inc. (ATNX) | 18-Nov-22 | Grant | 58,762 | $0.19 | $11,399.80 | 1% 4.77M to 4.83M | |
| 08-Nov-22 7:32 AM View: | Athenex, Inc. (ATNX) | 04-Nov-22 | Grant | 58,402 | $0.20 | $11,400.10 | 1% 4.71M to 4.77M | |
| 24-Oct-22 4:32 PM View: | Athenex, Inc. (ATNX) | 21-Oct-22 | Grant | 62,637 | $0.18 | $11,399.90 | 1% 4.65M to 4.71M | |
| 12-Oct-22 8:06 AM View: | Athenex, Inc. (ATNX) | 07-Oct-22 | Grant | 47,323 | $0.24 | $11,400.10 | 1% 4.6M to 4.65M | |
| 27-Sep-22 4:19 PM View: | Athenex, Inc. (ATNX) | 23-Sep-22 | Grant | 47,303 | $0.24 | $11,400.00 | 1% 4.55M to 4.6M | |
| 12-Sep-22 5:31 PM View: | Athenex, Inc. (ATNX) | 09-Sep-22 | Grant | 24,596 | $0.46 | $11,400.20 | < 1% 4.53M to 4.55M | |
| 29-Aug-22 4:21 PM View: | Athenex, Inc. (ATNX) | 26-Aug-22 | Grant | 24,071 | $0.47 | $11,400.00 | < 1% 4.5M to 4.53M | |
| 19-Aug-22 4:25 PM View: | Athenex, Inc. (ATNX) | 19-Aug-22 | Private Purchase | 20,000 | $0.45 | $9,098.00 | < 1% 4.48M to 4.5M | |
| 15-Aug-22 6:19 PM View: | Athenex, Inc. (ATNX) | 12-Aug-22 | Grant | 21,923 | $0.52 | $11,400.00 | < 1% 4.46M to 4.48M | |
| 15-Aug-22 6:19 PM View: | Athenex, Inc. (ATNX) | 03-Aug-22 | Payment of Exercise | 9,132 | $0.58 | $5,302.04 | (< 1%) 4.47M to 4.46M | |
| 15-Aug-22 6:19 PM View: | Athenex, Inc. (ATNX) | 03-Aug-22 | Option Exercise | 37,500 | -- | -- | < 1% 4.43M to 4.47M | |
| 01-Aug-22 4:16 PM View: | Athenex, Inc. (ATNX) | 29-Jul-22 | Grant | 22,485 | $0.51 | $11,399.90 | < 1% 4.41M to 4.43M | |
| 18-Jul-22 4:11 PM View: | Athenex, Inc. (ATNX) | 15-Jul-22 | Grant | 19,208 | $0.59 | $11,399.90 | < 1% 4.39M to 4.41M | |
| 05-Jul-22 4:09 PM View: | Athenex, Inc. (ATNX) | 01-Jul-22 | Grant | 26,328 | $0.43 | $11,400.00 | < 1% 4.37M to 4.39M | |
| 21-Jun-22 4:13 PM View: | Athenex, Inc. (ATNX) | 17-Jun-22 | Grant | 23,356 | $0.49 | $11,400.10 | < 1% 4.34M to 4.37M | |
| 06-Jun-22 4:07 PM View: | Athenex, Inc. (ATNX) | 03-Jun-22 | Grant | 23,095 | $0.49 | $11,399.70 | < 1% 4.32M to 4.34M | |
| 23-May-22 4:20 PM View: | Athenex, Inc. (ATNX) | 20-May-22 | Grant | 23,583 | $0.48 | $11,400.00 | < 1% 4.3M to 4.32M | |
| 06-May-22 4:50 PM View: | Athenex, Inc. (ATNX) | 06-May-22 | Grant | 23,516 | $0.05 | $1,140.53 | < 1% 4.27M to 4.3M | |
| 29-Apr-22 10:00 PM View: | Athenex, Inc. (ATNX) | 22-Apr-22 | Grant | 18,578 | $0.61 | $11,399.50 | < 1% 4.25M to 4.27M | |
| 11-Apr-22 6:38 PM View: | Athenex, Inc. (ATNX) | 08-Apr-22 | Grant | 15,160 | $0.75 | $11,400.30 | < 1% 4.24M to 4.25M | |
| 28-Mar-22 4:22 PM View: | Athenex, Inc. (ATNX) | 25-Mar-22 | Grant | 12,613 | $0.90 | $11,399.60 | < 1% 4.23M to 4.24M | |
| 22-Nov-21 4:13 PM View: | Athenex, Inc. (ATNX) | 22-Nov-21 | Market Purchase | 3,000 | $1.84 | $5,520.00 | < 1% 4.22M to 4.23M | 4% |
| 18-Nov-21 4:34 PM View: | Athenex, Inc. (ATNX) | 18-Nov-21 | Market Purchase | 3,000 | $1.87 | $5,610.00 | < 1% 4.22M to 4.22M | |
| 16-Nov-21 4:16 PM View: | Athenex, Inc. (ATNX) | 16-Nov-21 | Market Purchase | 3,000 | $2.06 | $6,180.00 | < 1% 4.22M to 4.22M | 2% |
| 15-Nov-21 4:24 PM View: | Athenex, Inc. (ATNX) | 15-Nov-21 | Market Purchase | 5,000 | $2.12 | $10,600.00 | < 1% 4.21M to 4.22M | (3%) |
| 12-Nov-21 4:41 PM View: | Athenex, Inc. (ATNX) | 12-Nov-21 | Market Purchase | 10,000 | $2.07 | $20,690.00 | < 1% 4.2M to 4.21M | < 1% |
| 07-May-21 4:46 PM View: | Athenex, Inc. (ATNX) | 07-May-21 | Option Exercise | 5,000 | $4.55 | $22,750.00 | < 1% 4.19M to 4.2M | (6%) |
| 06-May-21 7:12 PM View: | Athenex, Inc. (ATNX) | 06-May-21 | Market Purchase | 5,000 | $3.99 | $19,950.00 | < 1% 4.19M to 4.19M | |
| 05-May-21 5:24 PM View: | Athenex, Inc. (ATNX) | 05-May-21 | Option Exercise | 25,000 | $4.55 | $113,750.00 | < 1% 4.16M to 4.19M | |
| 22-Mar-21 4:21 PM View: | Athenex, Inc. (ATNX) | 22-Mar-21 | Option Exercise | 10,000 | $4.55 | $45,500.00 | < 1% 4.15M to 4.16M | 8% |
| 19-Mar-21 4:12 PM View: | Athenex, Inc. (ATNX) | 19-Mar-21 | Option Exercise | 20,000 | $4.55 | $91,000.00 | < 1% 4.13M to 4.15M | |
| 17-Mar-21 5:02 PM View: | Athenex, Inc. (ATNX) | 17-Mar-21 | Option Exercise | 20,000 | $4.55 | $91,000.00 | < 1% 4.11M to 4.13M | |
| 09-Dec-20 5:21 PM View: | Athenex, Inc. (ATNX) | 09-Dec-20 | Option Exercise | 10,000 | $4.55 | $45,500.00 | < 1% 4.1M to 4.11M | |
| 01-Dec-20 4:19 PM View: | Athenex, Inc. (ATNX) | 01-Dec-20 | Market Purchase | 1,000 | $13.31 | $13,310.00 | < 1% 4.1M to 4.1M | (11%) |
| 10-Nov-20 4:10 PM View: | Athenex, Inc. (ATNX) | 10-Nov-20 | Market Purchase | 1,000 | $11.95 | $11,950.00 | < 1% 4.1M to 4.1M | (< 1%) |
| 06-Nov-20 6:36 PM View: | Athenex, Inc. (ATNX) | 06-Nov-20 | Market Purchase | 5,000 | $11.70 | $58,500.00 | < 1% 4.1M to 4.1M | 1% |
| 24-Sep-20 4:14 PM View: | Athenex, Inc. (ATNX) | 24-Sep-20 | Market Purchase | 1,000 | $11.95 | $11,950.00 | < 1% 4.1M to 4.1M | (< 1%) |
| 21-Sep-20 4:53 PM View: | Athenex, Inc. (ATNX) | 21-Sep-20 | Market Purchase | 1,000 | $12.42 | $12,420.00 | < 1% 4.09M to 4.1M | (5%) |