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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Mar-21 3:30 PM View:  | DNP Select Income Fund Inc. (DNP) | 08-Mar-21 | Acquisition (other) | 1,055 | -- | -- | 2% 70.1K to 71.16K | |
| 10-Mar-21 2:27 PM View: | Duff & Phelps Utility & Cor... (DUC) | 08-Mar-21 | Disposition (other) | 1,000 | -- | -- | (100%) 1.0K to 0 | |
| 02-Mar-20 12:45 PM View: | DNP Select Income Fund Inc. (DNP) | 28-Feb-20 | Market Purchase | 1,100 | $10.94 | $12,033.00 | 2% 69.0K to 70.1K | (11%) |
| 16-Oct-14 8:46 AM View: | DNP Select Income Fund Inc. (DNP) | 15-Oct-14 | Market Purchase | 10,750 | $10.01 | $107,608.00 | 18% 58.25K to 69.0K | (31%) |
| 25-Sep-12 5:28 PM View: | DNP Select Income Fund Inc. (DNP) | 21-Sep-12 | Exercise (in-the money or at-the-money) | 8,250 | $9.57 | $78,952.50 | 17% 50.0K to 58.25K | (37%) |
| 18-May-12 11:01 AM View: | Duff & Phelps Utility & Inf... (DPG) | 17-May-12 | Market Purchase | 1,900 | $17.00 | $32,291.50 | 38% 5.0K to 6.9K | (48%) |
| 18-Nov-11 9:37 AM View: | DTF Tax-Free Income Inc. (DTF) | 17-Nov-11 | Market Purchase | 150 | $15.33 | $2,299.50 | 100% 0 to 0.15K | (31%) |
| 18-Nov-11 9:21 AM View: | Duff & Phelps Utility & Cor... (DUC) | 17-Nov-11 | Market Purchase | 1,000 | $11.57 | $11,569.90 | 100% 0 to 1.0K | (49%) |
| 18-Nov-11 8:58 AM View: | Duff & Phelps Utility & Inf... (DPG) | 17-Nov-11 | Market Purchase | 1,000 | $18.81 | $18,814.00 | 25% 4.0K to 5.0K | (51%) |
| 16-Sep-11 2:22 PM View: | Duff & Phelps Utility & Inf... (DPG) | 16-Sep-11 | Market Purchase | 4,000 | $19.05 | $76,195.50 | 100% 0 to 4.0K | (52%) |
| 08-Oct-08 3:33 PM View: | DNP Select Income Fund Inc. (DNP) | 08-Oct-08 | Market Purchase | 40,000 | $7.98 | $319,368.00 | 400% 10.0K to 50.0K | (17%) |
| 27-Sep-05 8:38 PM View: | Midwest Banc Holdings Inc. (MBHI.PK) | 27-Sep-05 | Market Purchase | 2,791 | $22.99 | $64,152.40 | 22% 12.97K to 15.76K | (100%) |
| 23-Sep-05 7:57 PM View: | Midwest Banc Holdings Inc. (MBHI.PK) | 22-Sep-05 | Market Purchase | 7,209 | $22.99 | $165,765.00 | 7922% 91 to 7.3K | (100%) |
| 16-Aug-05 6:21 PM View: | Midwest Banc Holdings Inc. (MBHI.PK) | 16-Aug-05 | Private Purchase | 3,500 | $21.00 | $73,500.00 | 117% 3.0K to 6.5K |