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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-Jun-16 3:50 PM View:  | Alexza Pharmaceuticals Inc. (ALXA) | 21-Jun-16 | Disposition (change in control) | 15,838 | -- | -- | (100%) 15.84K to 0 | |
| 17-Jan-13 4:47 PM View: | Maxygen Inc. (MAXY) | 20-Aug-12 | Gift | 90,000 | -- | -- | (15%) 593.77K to 503.77K | |
| 20-May-11 4:20 PM View: | Maxygen Inc. (MAXY) | 19-May-11 | Market Purchase | 20,000 | $5.16 | $103,200.00 | 3% 615.9K to 635.9K | 11% |
| 28-Jan-11 4:17 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 26-Jan-11 | Gift | 22,059 | -- | -- | 14% 158.4K to 180.45K | |
| 28-Jan-11 4:17 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 26-Jan-11 | Gift | 22,059 | -- | -- | (12%) 180.45K to 158.4K | |
| 20-May-10 5:27 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 08-Apr-10 | Gift | 18,683 | -- | -- | 12% 158.4K to 177.08K | |
| 20-May-10 5:27 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 08-Apr-10 | Gift | 18,683 | -- | -- | (11%) 177.08K to 158.4K | |
| 28-Jan-10 6:15 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 26-Jan-10 | Grant | 22,059 | -- | -- | 16% 136.34K to 158.4K | |
| 24-Sep-09 5:41 PM View: | Maxygen Inc. (MAXY) | 22-Sep-09 | Grant | 200,000 | -- | -- | 48% 415.9K to 615.9K | |
| 24-Sep-09 5:41 PM View: | Maxygen Inc. (MAXY) | 24-Jul-09 | Gift | 1,173 | -- | -- | < 1% 415.9K to 417.08K | |
| 24-Sep-09 5:41 PM View: | Maxygen Inc. (MAXY) | 24-Jul-09 | Gift | 1,173 | -- | -- | (< 1%) 417.08K to 415.9K | |
| 26-Jan-09 6:34 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 22-Jan-09 | Grant | 18,683 | -- | -- | 16% 117.65K to 136.34K | |
| 09-May-08 6:02 PM View: | Maxygen Inc. (MAXY) | 07-May-08 | Grant | 60,000 | -- | -- | 17% 355.9K to 415.9K | |
| 19-Sep-07 5:16 PM View: | Maxygen Inc. (MAXY) | 31-Aug-07 | Acquisition (other) | 340 | $8.92 | $3,032.80 | < 1% 355.56K to 355.9K | (4%) |
| 01-Jun-07 4:49 PM View: | Maxygen Inc. (MAXY) | 01-Jun-07 | Gift | 50,000 | -- | -- | (12%) 405.56K to 355.56K | |
| 05-Jan-07 4:35 PM View: | Maxygen Inc. (MAXY) | 04-Jan-07 | Market Sale Duplicate | 98,785 | $10.25 | $1,012,550.00 | (20%) 504.35K to 405.56K | 17% |
| 05-Jan-07 4:35 PM View: | Maxygen Inc. (MAXY) | 11-Dec-06 | Gift | 54,393 | -- | -- | (10%) 564.35K to 509.96K | |
| 05-Jan-07 4:35 PM View: | Maxygen Inc. (MAXY) | 11-Dec-06 | Gift | 5,607 | -- | -- | (1%) 509.96K to 504.35K | |
| 07-Aug-06 5:17 PM View: | Maxygen Inc. (MAXY) | 03-Aug-06 | Market Sale | 70,000 | $7.25 | $507,500.00 | (4%) 1.58M to 1.51M | (18%) |
| 17-Jul-06 5:41 PM View: | Maxygen Inc. (MAXY) | 13-Jul-06 | Market Sale | 220,000 | $7.50 | $1,649,000.00 | (12%) 1.8M to 1.58M | (14%) |
| 14-Mar-06 8:42 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 13-Mar-06 | Conversion | 46,381 | -- | -- | 65% 71.27K to 117.65K | |
| 01-Jul-05 5:31 PM View: | Maxygen Inc. (MAXY) | 22-Nov-04 | Gift | 50,000 | -- | -- | (11%) 445.59K to 395.59K | |
| 23-Jun-04 4:20 PM View: | Maxygen Inc. (MAXY) | 21-Jun-04 | Gift | 50,000 | -- | -- | (10%) 495.59K to 445.59K | |
| 23-Jun-04 4:20 PM View: | Maxygen Inc. (MAXY) | 15-Jun-04 | Gift | 1,800 | -- | -- | (< 1%) 497.39K to 495.59K |