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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Sep-12 10:14 AM View:  | DNP Select Income Fund Inc. (DNP) | 21-Sep-12 | Exercise (in-the money or at-the-money) | 5,000 | $9.57 | $47,850.00 | 12% 40.0K to 45.0K | (37%) |
| 12-Jun-12 3:33 PM View: | Duff & Phelps Utility & Inf... (DPG) | 12-Jun-12 | Market Purchase | 5,000 | $17.57 | $87,846.50 | 100% 5.0K to 10.0K | (49%) |
| 27-Jul-11 12:00 PM View: | Duff & Phelps Utility & Inf... (DPG) | 26-Jul-11 | Purchase | 5,000 | $20.00 | $100,000.00 | 100% 0 to 5.0K | |
| 01-Feb-11 3:54 PM View: | Churchill Downs Inc. (CHDN) | 02-Sep-10 | Gift | 1,500 | -- | -- | (1%) 137.0K to 135.5K | |
| 11-Mar-10 12:50 PM View: | Churchill Downs Inc. (CHDN) | 09-Mar-10 | Gift | 5,300 | -- | -- | (4%) 142.3K to 137.0K | |
| 13-May-09 4:59 PM View: | DTF Tax-Free Income Inc. (DTF) | 13-May-09 | Market Purchase | 9,000 | $12.90 | $116,100.00 | 82% 11.0K to 20.0K | (8%) |
| 11-May-09 5:11 PM View: | DTF Tax-Free Income Inc. (DTF) | 08-May-09 | Market Purchase | 1,000 | $12.75 | $12,750.00 | 10% 10.0K to 11.0K | (7%) |
| 09-Mar-09 4:48 PM View: | Churchill Downs Inc. (CHDN) | 09-Mar-09 | Grant | 10,000 | $21.85 | $218,465.00 | 8% 132.3K to 142.3K | 2491% |
| 14-Nov-06 1:02 PM View: | DTF Tax-Free Income Inc. (DTF) | 13-Nov-06 | Market Purchase | 10,000 | $15.15 | $151,500.00 | 100% 0 to 10.0K | (24%) |
| 14-Nov-06 1:17 PM View: | Duff & Phelps Utility & Cor... (DUC) | 13-Nov-06 | Market Purchase | 3,000 | $11.30 | $33,900.00 | 43% 7.0K to 10.0K | (47%) |
| 02-Sep-05 1:56 PM View: | Churchill Downs Inc. (CHDN) | 01-Sep-05 | Market Sale | 1,286 | $39.50 | $50,797.00 | (1%) 125.37K to 124.08K | (1403%) |
| 31-Aug-05 5:00 PM View: | Churchill Downs Inc. (CHDN) | 30-Aug-05 | Market Sale | 1,200 | $39.28 | $47,130.00 | (< 1%) 126.57K to 125.37K | (1412%) |
| 29-Aug-05 5:09 PM View: | Churchill Downs Inc. (CHDN) | 26-Aug-05 | Market Sale | 2,000 | $40.00 | $80,000.60 | (2%) 128.57K to 126.57K | (1384%) |
| 26-Aug-05 1:56 PM View: | Churchill Downs Inc. (CHDN) | 24-Aug-05 | Market Sale | 4,509 | $40.43 | $182,284.00 | (3%) 133.07K to 128.57K | (1369%) |
| 24-Aug-05 1:48 PM View: | Churchill Downs Inc. (CHDN) | 23-Aug-05 | Market Sale | 1,000 | $40.17 | $40,167.00 | (< 1%) 134.08K to 133.08K | (1378%) |
| 24-Aug-05 4:46 PM View: | Churchill Downs Inc. (CHDN) | 23-Aug-05 | Market Sale | 5 | $40.20 | $201.00 | (< 1%) 133.08K to 133.07K | (1377%) |
| 03-Sep-03 10:00 PM View: | DNP Select Income Fund Inc. (DNP) | 03-Sep-03 | Market Purchase | 20,000 | $10.49 | $209,772.00 | 100% 20.0K to 40.0K | (12%) |