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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Feb-14 4:29 PM View:  | Viacom Inc. (VIA) | 31-Jan-14 | Grant | 35 | -- | -- | < 1% 39.21K to 39.25K | |
| 04-Feb-14 4:29 PM View: | Viacom Inc. (VIA) | 31-Jan-14 | Option Exercise | 5,994 | $25.83 | $154,799.00 | 15% 39.25K to 45.24K | |
| 04-Feb-14 4:29 PM View: | Viacom Inc. (VIA) | 31-Jan-14 | Market Option Sale | 3,508 | $82.08 | $287,937.00 | (8%) 45.24K to 41.73K | 56% |
| 05-Feb-13 4:15 PM View: | Viacom Inc. (VIA) | 01-Feb-13 | Option Exercise | 18,833 | $49.75 | $936,851.00 | 48% 39.21K to 58.05K | |
| 05-Feb-13 4:15 PM View: | Viacom Inc. (VIA) | 01-Feb-13 | Market Option Sale | 18,833 | $59.89 | $1,127,880.00 | (32%) 58.05K to 39.21K | 39% |
| 04-Feb-13 4:17 PM View: | Viacom Inc. (VIA) | 31-Jan-13 | Grant | 26 | -- | -- | < 1% 37.7K to 37.72K | |
| 04-Feb-13 4:17 PM View: | Viacom Inc. (VIA) | 31-Jan-13 | Option Exercise | 1,488 | -- | -- | 4% 37.72K to 39.21K | |
| 15-Feb-12 4:31 PM View: | Viacom Inc. (VIA) | 13-Feb-12 | Option Exercise | 1,861 | $41.55 | $77,324.50 | 5% 37.7K to 39.56K | |
| 15-Feb-12 4:31 PM View: | Viacom Inc. (VIA) | 13-Feb-12 | Option Sale | 1,861 | $49.59 | $92,289.40 | (5%) 39.56K to 37.7K | |
| 07-Feb-12 4:15 PM View: | Viacom Inc. (VIA) | 03-Feb-12 | Option Exercise | 2,114 | $21.94 | $46,391.70 | 6% 37.7K to 39.81K | |
| 07-Feb-12 4:15 PM View: | Viacom Inc. (VIA) | 03-Feb-12 | Market Option Sale | 2,114 | $47.64 | $100,706.00 | (5%) 39.81K to 37.7K | 22% |
| 02-Feb-12 4:15 PM View: | Viacom Inc. (VIA) | 31-Jan-12 | Grant | 32 | -- | -- | < 1% 35.98K to 36.01K | |
| 02-Feb-12 4:15 PM View: | Viacom Inc. (VIA) | 31-Jan-12 | Option Exercise | 1,685 | -- | -- | 5% 36.01K to 37.7K | |
| 03-May-11 4:18 PM View: | Viacom Inc. (VIA) | 29-Apr-11 | Option Exercise | 6,342 | $41.08 | $260,498.00 | 18% 35.98K to 42.32K | |
| 03-May-11 4:18 PM View: | Viacom Inc. (VIA) | 29-Apr-11 | Option Sale | 6,342 | $50.88 | $322,663.00 | (15%) 42.32K to 35.98K | |
| 08-Feb-11 4:32 PM View: | Viacom Inc. (VIA) | 04-Feb-11 | Option Exercise | 5,285 | $32.00 | $169,109.00 | 15% 35.98K to 41.27K | |
| 08-Feb-11 4:32 PM View: | Viacom Inc. (VIA) | 04-Feb-11 | Option Sale | 5,285 | $43.90 | $232,032.00 | (13%) 41.27K to 35.98K | |
| 02-Feb-11 4:38 PM View: | Viacom Inc. (VIA) | 31-Jan-11 | Grant | 20 | -- | -- | < 1% 34.07K to 34.09K | |
| 02-Feb-11 4:38 PM View: | Viacom Inc. (VIA) | 31-Jan-11 | Option Exercise | 1,887 | -- | -- | 6% 34.09K to 35.98K | |
| 17-Feb-10 4:15 PM View: | Viacom Inc. (VIA) | 12-Feb-10 | Option Exercise | 1,057 | $14.75 | $15,590.80 | 3% 34.07K to 35.13K | |
| 17-Feb-10 4:15 PM View: | Viacom Inc. (VIA) | 12-Feb-10 | Market Option Sale | 1,057 | $29.04 | $30,695.30 | (3%) 35.13K to 34.07K | (35%) |
| 02-Feb-10 5:00 PM View: | Viacom Inc. (VIA) | 31-Jan-10 | Option Exercise | 3,728 | -- | -- | 12% 30.35K to 34.07K | |
| 03-Feb-09 6:54 PM View: | Viacom Inc. (VIA) | 31-Jan-09 | Option Exercise | 1,421 | -- | -- | 5% 28.93K to 30.35K | |
| 28-May-08 4:11 PM View: | Bear Stearns Companies Inc (BSC) | 23-May-08 | Market Sale | 15,000 | $9.26 | $138,900.00 | (100%) 15.0K to 0 | 37% |
| 04-Feb-08 6:32 PM View: | Viacom Inc. (VIA) | 31-Jan-08 | Option Exercise | 1,352 | -- | -- | 5% 27.57K to 28.93K | |
| 27-Dec-07 4:08 PM View: | Bear Stearns Companies Inc (BSC) | 21-Dec-07 | Option Exercise | 99,293 | -- | -- | 662% 15.0K to 114.29K | |
| 27-Dec-07 4:08 PM View: | Bear Stearns Companies Inc (BSC) | 21-Dec-07 | Market Option Sale | 99,293 | $89.01 | $8,838,070.00 | (87%) 114.29K to 15.0K | 93% |
| 26-Mar-07 4:07 PM View: | Bear Stearns Companies Inc (BSC) | 22-Mar-07 | Option Exercise | 1,818 | -- | -- | 12% 15.0K to 16.82K | |
| 26-Mar-07 4:07 PM View: | Bear Stearns Companies Inc (BSC) | 22-Mar-07 | Market Option Sale | 1,818 | $151.26 | $274,991.00 | (11%) 16.82K to 15.0K | 96% |
| 02-Feb-07 5:58 PM View: | Viacom Inc. (VIA) | 31-Jan-07 | Option Exercise | 1,325 | -- | -- | 5% 26.25K to 27.57K | |
| 05-Jan-07 4:10 PM View: | Bear Stearns Companies Inc (BSC) | 03-Jan-07 | Option Exercise | 150,396 | $73.75 | $11,091,700.00 | 1003% 15.0K to 165.4K | |
| 05-Jan-07 4:10 PM View: | Bear Stearns Companies Inc (BSC) | 03-Jan-07 | Market Option Sale | 150,396 | $163.11 | $24,531,100.00 | (91%) 165.4K to 15.0K | 96% |
| 20-Dec-06 4:36 PM View: | Bear Stearns Companies Inc (BSC) | 18-Dec-06 | Disposition | 5,768 | $164.68 | $949,874.00 | (28%) 20.77K to 15.0K | 96% |
| 20-Dec-06 4:36 PM View: | Bear Stearns Companies Inc (BSC) | 18-Dec-06 | Option Exercise | 5,768 | -- | -- | 38% 15.0K to 20.77K | |
| 01-Dec-06 4:03 PM View: | Bear Stearns Companies Inc (BSC) | 30-Nov-06 | Disposition (other) | 21,295 | $143.48 | $3,055,410.00 | (59%) 36.3K to 15.0K | 96% |
| 01-Dec-06 4:03 PM View: | Bear Stearns Companies Inc (BSC) | 30-Nov-06 | Option Exercise | 21,295 | -- | -- | 142% 15.0K to 36.3K | |
| 31-May-06 10:00 PM View: | Viacom Inc. (VIA) | 26-May-06 | Grant | 9 | -- | -- | < 1% 25.0K to 25.01K | |
| 31-May-06 10:00 PM View: | Viacom Inc. (VIA) | 26-May-06 | Option Exercise | 1,239 | -- | -- | 5% 25.01K to 26.25K | |
| 01-Mar-06 4:25 PM View: | Viacom Inc. (VIA) | 27-Feb-06 | Market Purchase | 13,679 | $40.17 | $549,485.00 | 121% 11.32K to 25.0K | (21%) |
| 27-Feb-06 4:03 PM View: | Bear Stearns Companies Inc (BSC) | 23-Feb-06 | Option Exercise | 6,617 | -- | -- | 44% 15.0K to 21.62K | |
| 27-Feb-06 4:03 PM View: | Bear Stearns Companies Inc (BSC) | 23-Feb-06 | Market Option Sale | 6,617 | $135.08 | $893,824.00 | (31%) 21.62K to 15.0K | 96% |
| 05-Jan-06 10:00 PM View: | Bear Stearns Companies Inc (BSC) | 03-Jan-06 | Option Exercise | 40,000 | $64.00 | $2,560,000.00 | 267% 15.0K to 55.0K | |
| 05-Jan-06 10:00 PM View: | Bear Stearns Companies Inc (BSC) | 03-Jan-06 | Market Option Sale | 40,000 | $114.49 | $4,579,600.00 | (73%) 55.0K to 15.0K | 95% |
| 04-Jan-06 7:06 PM View: | Paramount Global (PARAA,PARA) | 31-Dec-05 | Disposition | 22,643 | -- | -- | (100%) 22.64K to 0 | |
| 04-Jan-06 9:44 PM View: | Viacom Inc. (VIA) | 31-Dec-05 | Grant | 11,321 | -- | -- | 100% 0 to 11.32K | |
| 02-Dec-05 4:10 PM View: | Bear Stearns Companies Inc (BSC) | 30-Nov-05 | Disposition (other) | 103,637 | $106.67 | $11,055,000.00 | (87%) 118.64K to 15.0K | 94% |
| 02-Dec-05 4:10 PM View: | Bear Stearns Companies Inc (BSC) | 30-Nov-05 | Option Exercise | 103,637 | -- | -- | 691% 15.0K to 118.64K | |
| 04-Jan-05 4:18 PM View: | Bear Stearns Companies Inc (BSC) | 03-Jan-05 | Option Exercise | 18,702 | $56.88 | $1,063,770.00 | 125% 15.0K to 33.7K | |
| 04-Jan-05 4:18 PM View: | Bear Stearns Companies Inc (BSC) | 03-Jan-05 | Market Option Sale | 18,702 | $102.04 | $1,908,350.00 | (55%) 33.7K to 15.0K | 94% |
| 15-Oct-04 10:00 PM View: | Paramount Global (PARAA,PARA) | 13-Oct-04 | Disposition | 2,357 | -- | -- | (9%) 25.0K to 22.64K |