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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-May-14 4:42 PM View:  | PNM Resources Inc. (TXNM) | 15-May-14 | Option Exercise | 6,047 | -- | -- | 109% 5.53K to 11.58K | |
| 07-Mar-14 1:24 PM View: | PNM Resources Inc. (TXNM) | 05-Mar-14 | Option Exercise | 7,833 | $18.86 | $147,732.00 | 116% 6.73K to 14.57K | |
| 07-Mar-14 1:24 PM View: | PNM Resources Inc. (TXNM) | 05-Mar-14 | Market Option Sale | 7,833 | $26.10 | $204,430.00 | (54%) 14.57K to 6.73K | (91%) |
| 07-Mar-14 1:24 PM View: | PNM Resources Inc. (TXNM) | 05-Mar-14 | Market Sale | 1,200 | $26.10 | $31,318.30 | (18%) 6.73K to 5.53K | (91%) |
| 14-Aug-13 6:13 PM View: | PNM Resources Inc. (TXNM) | 12-Aug-13 | Market Sale | 1,950 | $23.73 | $46,273.50 | (20%) 9.73K to 7.78K | (113%) |
| 21-Oct-13 12:08 PM View: | PNM Resources Inc. (TXNM) | 08-Aug-13 | Market Sale | 1,000 | $23.91 | $23,910.00 | (10%) 9.73K to 8.73K | (112%) |
| 17-May-13 1:14 PM View: | PNM Resources Inc. (TXNM) | 15-May-13 | Option Exercise | 3,510 | -- | -- | 56% 6.22K to 9.73K | |
| 12-Mar-13 5:10 PM View: | PNM Resources Inc. (TXNM) | 08-Mar-13 | Option Exercise | 1,050 | $14.65 | $15,382.50 | 9% 11.22K to 12.27K | |
| 12-Mar-13 5:10 PM View: | PNM Resources Inc. (TXNM) | 08-Mar-13 | Market Option Sale | 1,050 | $23.05 | $24,204.40 | (9%) 12.27K to 11.22K | (123%) |
| 12-Mar-13 5:10 PM View: | PNM Resources Inc. (TXNM) | 08-Mar-13 | Market Sale | 5,000 | $23.05 | $115,259.00 | (45%) 11.22K to 6.22K | (123%) |
| 16-Aug-12 12:15 PM View: | PNM Resources Inc. (TXNM) | 15-Aug-12 | Market Sale | 750 | $20.71 | $15,532.50 | (4%) 18.68K to 17.93K | (147%) |
| 16-Aug-12 12:15 PM View: | PNM Resources Inc. (TXNM) | 14-Aug-12 | Option Exercise | 9,167 | $15.08 | $138,253.00 | 45% 20.18K to 29.35K | |
| 16-Aug-12 12:15 PM View: | PNM Resources Inc. (TXNM) | 14-Aug-12 | Market Option Sale | 9,167 | $20.64 | $189,197.00 | (31%) 29.35K to 20.18K | (148%) |
| 16-Aug-12 12:15 PM View: | PNM Resources Inc. (TXNM) | 14-Aug-12 | Market Sale | 1,500 | $20.64 | $30,958.40 | (7%) 20.18K to 18.68K | (148%) |
| 17-May-12 1:56 PM View: | PNM Resources Inc. (TXNM) | 15-May-12 | Grant | 3,062 | -- | -- | 18% 17.12K to 20.18K | |
| 15-Mar-12 6:47 PM View: | PNM Resources Inc. (TXNM) | 14-Mar-12 | Option Exercise | 6,000 | $13.43 | $80,599.80 | 35% 17.12K to 23.12K | |
| 15-Mar-12 6:47 PM View: | PNM Resources Inc. (TXNM) | 14-Mar-12 | Market Option Sale | 6,000 | $18.55 | $111,300.00 | (26%) 23.12K to 17.12K | (180%) |
| 18-May-11 3:26 PM View: | PNM Resources Inc. (TXNM) | 17-May-11 | Grant | 3,468 | -- | -- | 25% 13.65K to 17.12K | |
| 12-Nov-10 3:33 PM View: | ExpressJet Holdings Inc. (XJT) | 12-Nov-10 | Disposition | 48,266 | $6.75 | $325,796.00 | (100%) 48.27K to 0 | < 1% |
| 19-May-10 3:52 PM View: | PNM Resources Inc. (TXNM) | 18-May-10 | Grant | 4,000 | -- | -- | 41% 9.65K to 13.65K | |
| 17-May-10 4:40 PM View: | ExpressJet Holdings Inc. (XJT) | 13-May-10 | Grant | 13,333 | $3.60 | $47,998.80 | 38% 34.93K to 48.27K | 87% |
| 26-May-09 3:46 PM View: | ExpressJet Holdings Inc. (XJT) | 22-May-09 | Grant | 33,333 | $1.44 | $47,999.50 | 2083% 1.6K to 34.93K | 368% |
| 20-May-09 3:29 PM View: | PNM Resources Inc. (TXNM) | 19-May-09 | Grant | 2,500 | -- | -- | 35% 7.15K to 9.65K | |
| 28-May-08 6:38 PM View: | PNM Resources Inc. (TXNM) | 28-May-08 | Grant | 1,750 | -- | -- | 32% 5.4K to 7.15K | |
| 25-May-07 11:11 AM View: | ExpressJet Holdings Inc. (XJT) | 23-May-07 | Grant | 8,000 | -- | -- | 100% 8.0K to 16.0K | |
| 23-May-07 11:34 AM View: | PNM Resources Inc. (TXNM) | 22-May-07 | Grant | 1,050 | -- | -- | 24% 4.35K to 5.4K | |
| 10-May-07 5:40 PM View: | ExpressJet Holdings Inc. (XJT) | 10-May-07 | Option Exercise | 2,000 | $5.40 | $10,800.00 | 25% 8.0K to 10.0K | |
| 10-May-07 5:40 PM View: | ExpressJet Holdings Inc. (XJT) | 10-May-07 | Market Option Sale | 2,000 | $6.33 | $12,660.00 | (20%) 10.0K to 8.0K | 89% |
| 06-Jul-06 10:00 PM View: | ExpressJet Holdings Inc. (XJT) | 05-Jul-06 | Grant | 2,000 | -- | -- | 33% 6.0K to 8.0K | |
| 16-May-06 6:00 PM View: | PNM Resources Inc. (TXNM) | 16-May-06 | Grant | 1,050 | -- | -- | 32% 3.3K to 4.35K | |
| 17-May-05 6:17 PM View: | PNM Resources Inc. (TXNM) | 17-May-05 | Grant | 1,050 | -- | -- | 47% 2.25K to 3.3K |