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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-May-24 5:33 PM View:  | Vistra Corp. (VST) | 15-May-24 | Grant | 1,967 | -- | -- | 2% 97.37K to 99.33K | |
| 05-May-23 4:59 PM View: | Vistra Corp. (VST) | 03-May-23 | Grant | 6,923 | -- | -- | 8% 90.44K to 97.37K | |
| 11-Aug-22 4:15 PM View: | Vistra Corp. (VST) | 10-Aug-22 | Market Purchase | 8,000 | $24.90 | $199,174.00 | 10% 82.44K to 90.44K | (10%) |
| 04-May-22 7:40 PM View: | Vistra Corp. (VST) | 02-May-22 | Grant | 6,394 | -- | -- | 8% 76.05K to 82.44K | |
| 04-May-21 9:00 PM View: | Vistra Corp. (VST) | 01-May-21 | Grant | 8,891 | -- | -- | 13% 67.16K to 76.05K | |
| 04-Mar-21 7:00 PM View: | Vistra Corp. (VST) | 03-Mar-21 | Market Purchase | 12,000 | $16.42 | $197,040.00 | 22% 55.16K to 67.16K | < 1% |
| 29-Jul-20 5:28 PM View: | El Paso Electric Co. (EE) | 29-Jul-20 | Disposition | 10,500 | $68.25 | $716,625.00 | (100%) 10.5K to 0 | 5% |
| 08-May-20 6:11 PM View: | Vistra Corp. (VST) | 06-May-20 | Grant | 7,676 | -- | -- | 16% 47.48K to 55.16K | |
| 04-Mar-20 8:21 PM View: | Vistra Corp. (VST) | 03-Mar-20 | Market Purchase | 9,925 | $20.26 | $201,075.00 | 26% 37.56K to 47.48K | |
| 24-May-19 10:17 AM View: | El Paso Electric Co. (EE) | 23-May-19 | Grant | 3,500 | -- | -- | 50% 7.0K to 10.5K | |
| 03-May-19 4:20 PM View: | Vistra Corp. (VST) | 01-May-19 | Grant | 5,504 | -- | -- | 17% 32.05K to 37.56K | |
| 25-May-18 10:29 AM View: | El Paso Electric Co. (EE) | 24-May-18 | Grant | 3,500 | -- | -- | 100% 3.5K to 7.0K | |
| 03-May-18 11:32 AM View: | Vistra Corp. (VST) | 01-May-18 | Grant | 6,564 | -- | -- | 26% 25.49K to 32.05K | |
| 11-Apr-18 9:15 AM View: | Dynegy Inc. (DYN) | 09-Apr-18 | Disposition | 39,094 | -- | -- | (100%) 39.09K to 0 | |
| 11-Apr-18 4:45 PM View: | Vistra Corp. (VST) | 09-Apr-18 | Grant | 25,489 | -- | -- | (24623400%) 0 to 25.49K | |
| 05-Jun-17 7:39 PM View: | El Paso Electric Co. (EE) | 25-May-17 | Grant | 3,500 | -- | -- | 100% 0 to 3.5K | |
| 22-May-17 5:04 PM View: | Dynegy Inc. (DYN) | 18-May-17 | Grant | 15,152 | -- | -- | 63% 23.94K to 39.09K | |
| 24-May-16 4:26 PM View: | Dynegy Inc. (DYN) | 20-May-16 | Grant | 5,870 | -- | -- | 32% 18.07K to 23.94K | |
| 24-Mar-16 5:32 PM View: | Pepco Holdings, Inc. (POM) | 23-Mar-16 | Disposition | 7,365 | $27.25 | $200,696.00 | (100%) 7.37K to 0 | 1% |
| 05-Jun-15 4:53 PM View: | Dynegy Inc. (DYN) | 03-Jun-15 | Grant | 3,393 | -- | -- | 23% 14.68K to 18.07K | |
| 19-May-15 2:48 PM View: | Pepco Holdings, Inc. (POM) | 15-May-15 | Grant | 2,545 | -- | -- | 54% 4.74K to 7.28K | |
| 03-Mar-15 3:06 PM View: | Dynegy Inc. (DYN) | 27-Feb-15 | Market Purchase | 3,583 | $27.91 | $100,002.00 | 32% 11.1K to 14.68K | (54%) |
| 02-Jun-14 4:51 PM View: | Dynegy Inc. (DYN) | 29-May-14 | Grant | 3,046 | -- | -- | 38% 8.05K to 11.1K | |
| 20-May-14 3:12 PM View: | Pepco Holdings, Inc. (POM) | 16-May-14 | Grant | 2,349 | -- | -- | 101% 2.33K to 4.67K | |
| 26-Sep-13 9:41 AM View: | Pepco Holdings, Inc. (POM) | 25-Sep-13 | Grant | 2,232 | -- | -- | 20316100% 0 to 2.23K | |
| 23-May-13 3:15 PM View: | Dynegy Inc. (DYN) | 21-May-13 | Grant | 4,039 | -- | -- | 101% 4.01K to 8.05K | |
| 02-Nov-12 6:04 PM View: | Dynegy Inc. (DYN) | 31-Oct-12 | Grant | 4,011 | -- | -- | 100% 0 to 4.01K | |
| 30-Nov-11 3:55 PM View: | DPL Inc. (DPL) | 28-Nov-11 | Grant | 76,572 | -- | -- | 79% 96.93K to 173.51K | |
| 30-Nov-11 3:55 PM View: | DPL Inc. (DPL) | 28-Nov-11 | Disposition | 172,757 | $30.00 | $5,182,710.00 | (100%) 173.51K to 0.75K | |
| 30-Nov-11 3:55 PM View: | DPL Inc. (DPL) | 28-Nov-11 | Disposition | 749 | $30.00 | $22,470.00 | (100%) 0.75K to 0 | |
| 04-Oct-11 9:44 AM View: | DPL Inc. (DPL) | 30-Sep-11 | Payment of Exercise | 3,116 | $30.14 | $93,916.20 | (3%) 100.04K to 96.92K | < 1% |
| 24-Feb-11 4:22 PM View: | DPL Inc. (DPL) | 22-Feb-11 | Grant | 13,600 | -- | -- | 16% 84.42K to 98.02K | |
| 04-Jan-11 3:55 PM View: | DPL Inc. (DPL) | 31-Dec-10 | Payment of Exercise | 3,494 | $25.71 | $89,830.70 | (4%) 87.91K to 84.41K | (21%) |
| 01-Apr-10 2:10 PM View: | DPL Inc. (DPL) | 31-Mar-10 | Grant | 1,019 | -- | -- | 1% 85.35K to 86.37K | |
| 28-Jan-10 11:05 AM View: | DPL Inc. (DPL) | 26-Jan-10 | Grant | 33,310 | -- | -- | 50% 66.75K to 100.06K | |
| 28-Jan-10 11:05 AM View: | DPL Inc. (DPL) | 26-Jan-10 | Payment of Exercise | 15,155 | $27.37 | $414,792.00 | (15%) 100.06K to 84.9K | (19%) |
| 05-Jan-10 3:15 PM View: | DPL Inc. (DPL) | 31-Dec-09 | Grant | 6,000 | -- | -- | 9% 63.9K to 69.9K | |
| 05-Jan-10 3:15 PM View: | DPL Inc. (DPL) | 31-Dec-09 | Payment of Exercise | 3,157 | $27.60 | $87,133.20 | (5%) 69.9K to 66.75K | (18%) |
| 18-Dec-09 2:21 PM View: | DPL Inc. (DPL) | 17-Dec-09 | Market Purchase | 6,000 | $27.84 | $167,052.00 | 10% 57.9K to 63.9K | 17% |
| 02-Oct-08 2:28 PM View: | DPL Inc. (DPL) | 30-Sep-08 | Grant | 9,000 | -- | -- | 19% 48.22K to 57.22K | |
| 08-Sep-08 11:34 AM View: | DPL Inc. (DPL) | 04-Sep-08 | Market Purchase | 9,000 | $24.06 | $216,522.00 | 4036% 0.22K to 9.22K | 30% |
| 08-May-08 9:24 AM View: | DPL Inc. (DPL) | 06-May-08 | Grant | 20,000 | $28.34 | $566,800.00 | 105% 19.0K to 39.0K | 12% |
| 27-Feb-06 1:01 PM View: | Chesapeake Utilities Corp. (CPK) | 23-Feb-06 | Grant | 4,480 | $30.40 | $136,192.00 | 95% 4.7K to 9.18K | 208% |
| 27-Feb-06 1:01 PM View: | Chesapeake Utilities Corp. (CPK) | 23-Feb-06 | Payment of Exercise | 1,674 | $30.40 | $50,889.40 | (18%) 9.18K to 7.5K | (208%) |
| 27-Feb-06 1:01 PM View: | Chesapeake Utilities Corp. (CPK) | 06-Feb-06 | Market Purchase | 46 | $31.35 | $1,442.33 | < 1% 4.65K to 4.7K | 199% |
| 21-Feb-06 10:00 PM View: | Chesapeake Utilities Corp. (CPK) | 31-Dec-05 | Private Purchase | -- | -- | -- | 0% 4.64K | |
| 21-Feb-06 10:00 PM View: | Chesapeake Utilities Corp. (CPK) | 31-Dec-05 | Private Purchase Duplicate | -- | -- | -- | 0% 4.64K | |
| 28-Feb-05 5:29 PM View: | Chesapeake Utilities Corp. (CPK) | 24-Feb-05 | Grant | 3,584 | $27.00 | $96,768.00 | 163% 2.19K to 5.78K | 260% |
| 28-Feb-05 5:29 PM View: | Chesapeake Utilities Corp. (CPK) | 24-Feb-05 | Payment of Exercise | 1,338 | $27.00 | $36,126.00 | (23%) 5.78K to 4.44K | (260%) |
| 14-Feb-05 10:00 PM View: | Chesapeake Utilities Corp. (CPK) | 31-Dec-04 | Private Purchase | -- | -- | -- | 0% 2.14K |